EFTA01575043.pdf
GHISLAINE MAXWELL
EFTA01575043
EFTA01575044
3PMorgan Chase Bank, N.A.
GHISLAINE MAXWELL IRA
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 6/1/11 to 6/30/11
Asset Account
J.P. Morgan Team
Paul Morris
Ian Hirschfield
Janet Young
Gina Swetra
Pauline Esposito
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.MorganOnline.com
For important information regarding your accounts refer to the rear of your
statement
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
4
6
Page
2
Client News
Occasionally, when a security is acquired through an
outside broker, it may be transferred to a J.P. Morgan
account without an initial purchase cost and date. As a
result, we cannot accurately calculate gain/loss for this
position. Beginning with July statements, securities
missing this cost basis information will display "N/A"
instead of "zero" in the Gain/Loss column.
To correct this information:
Please contact your J.P. Morgan client service
representative and provide the adjusted cost and
acquisition date for the security in question.
Page 1 of 6
EFTA01575045
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Account Summary
Asset Allocation
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
55,726.45
$55,726.45
1.42
$55,727.87
Ending
Market Value
55,727.87
$55,727.87
1.37
$55,729.24
Current
Portfolio Activity
Beginning Market Value
Income & Distributions
Ending Market Value
Accruals
Market Value with Accruals
Period Value
55,726.45
1.42
$55,727.87
1.37
$55,729.24
Year-to-Date
Value
55,719.54
8.33
$55,727.87
1.37
$55,729.24
Change
In Value
1.42
$1.42
(0.05)
$1.37
Estimated
16.71
$16.71
Current
Annual Income Allocation
EFTA01575046
100%
100%
Page 2 of 6
EFTA01575047
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Account Summary
Tax Summary
Interest Income
Taxable Income
CONTINUED
Current
Period Value
1.42
$1.42
Year-to-Date
Value
8.33
$8.33
Cost Summary
Cash & Fixed Income
55,727.87
Cost
Total
$55,727.87
Page 3 of 6
EFTA01575048
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
55,726.45
Ending
Market Value
55,727.87
Change
In Value
1.42
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
55,727.87
55,727.87
16.71
1.37
0.03%
SUMMARY BY TYPE
Market
Value
55,727.87
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
55,727.87
% of Bond
EFTA01575049
Portfolio
100%
Page 4 of 6
EFTA01575050
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
1.00
55,727.87
55,727.87
55,727.87
16.71
1.37
0.03%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 5 of 6
EFTA01575051
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Portfolio Activity Summary
Beginning Cash Balance
Transactions
Income
INFLOWS
Total Inflows
Ending Cash Balance
Current
Period Value
55,726.45
1.42
$1.42
$55,727.87
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
6/1
Interest Income
Description
DEPOSIT SWEEP INTEREST FOR MAY @ .03% RATE ON
NET AVG COLLECTED BALANCE OF $55,726.45 AS OF
06/01/11
Quantity
Cost
Per Unit
Amount
Amount
1.42
Year-To-Date
Value*
-8.33
$8.33
-Page
6 of 6
EFTA01575052
For the Period 6/1/11 to 6/30/11
IMPORTANT INFORMATION ABOUT YOUR STATEMENT(S)
Please take the steps indicated below if you think statements are incorrect
or contact your J.P.Morgan team if you require additional information about
a transaction on your statement(s).
In Case of Errors or Questions About Your Electronic Transfers.
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of your statements or write us at at J.P. Morgan, 500 Stanton Christiana
Road, 1/OPS3, Newark, DE 19713-2107 as soon
as you can, if you think your statement is wrong or if you need more
information about a transfer on the statement. We must hear from you no
later than 60 days after we sent you the FIRST statement
on which the error or problem appeared. (1) Tell us your name and account
number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is
an error or why you need more information. (3) Tell us the dollar amount of
the suspected error. We will investigate your complaint and will correct any
error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your
account for the amount you think is in error, so that you will have the use
of the money during the time it takes us to complete
our investigation.
In Case of Errors or Questions About Non-Electronic Transfers (Checks or
Deposits)
Contact the Bank immediately if a statement is incorrect or if you need more
information about any non-electronic transactions (checks or deposits) on
this statement. If any such error appears, you must
notify the bank in writing as soon as possible after your statement was made
available to you. For more complete details, see the applicable account
agreements and appendices that govern your
account.
Deposit products and services are offered by JPMorgan Chase Bank, N.A.
("JPMCB") Member FDIC.
In case of other errors or questions about your statement.
Please review your account statement and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to both the introducing broker,
JPMS and the clearing firm, JPMCC at the addresses shown on your statement.
Any oral communication should be re-confirmed
in writing to further protect your rights, including your rights under the
Securities Investor Protection Act (SIPA). If you have any questions please
contact your J.P.Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
EFTA01575053
activity and account balance(s) are correct.
Important Information about Pricing and Valuations
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein some of which has
been provided by pricing sources or other sources
that J.P. Morgan believes to be reliable, is not guaranteed for accuracy and
is furnished for the exclusive use of the client.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
transactions or securities could be bought or sold or new
transactions could be entered into, or the actual terms on which existing
transactions or securities could be liquidated. Such values may only be
indicative.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Certain assets including but not limited to, pooled and private investments,
non-publicly traded and infrequently traded securities, derivatives,
partnership interests and tangible assets are generally
illiquid, the value of such assets may have been provided to us by third
parties who may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to us, and
is not independently verified.
Disclosures Page 1 of 3
EFTA01575054
For the Period 6/1/11 to 6/30/11
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are derived from proprietary
models based upon well-recognized financial principles and we have, when
necessary to calculate the present value of future cash flows, made
reasonable estimates about relevant future market
conditions. Valuations based on other models or different assumptions may
yield different results. J.P. Morgan expressly disclaims any responsibility
for (1) the accuracy of the models or estimates
used in deriving the valuations, (2) any errors or omissions in computing or
disseminating the valuations, and (3) any uses to which the valuations are
put. Valuations are provided for information
purposes only and are intended solely for your own use. Please refer to the
trade confirmation for details of each transaction.
Important Information Regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily,
weekly and monthly resets, there is no guarantee that there will be
liquidity. If there are not enough bids at an auction to redeem the
securities available for sale, the result may be a failed auction. In the
event of a failed auction, there is no assurance that a secondary market
will develop or that the security will trade at par or any other price
reflected on statements and online.Accordingly, investors
should not rely on pricing information appearing in their statements or
online with respect to ARS. Where J.P. Morgan was unable to obtain a price
from an outside service for a particular ARS, the price
column on your statement and online will indicate "$0.00" which however
should not be relied on as the price at which ARS would trade.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, or gain/Loss. Such
information, which may be inaccurate, incomplete or subject to updating,
should be confirmed with your records and your tax advisor.
Offshore Deposits - London and Nassau
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of
the advisor's Form ADV II or brochure upon written
EFTA01575055
request.
Additional Information About Your Accounts
Securities purchased or sold through J.P.Morgan Securities LLC ("JPMS") (1)
other than mutual funds, are cleared through J.P.Morgan Clearing Corp.
("JPMCC"), an affiliate of JPMS, and (2) other
than exchange-listed options and securities held in margin account(s), are
held in your Asset Account at JPMCB. Positions in exchange-listed options
and in margin account(s) are held by JPMCC and
are not delivered to or from your Asset Account. For your convenience,
however, positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such
account(s). All pertinent information about your settled and pending
purchases and sales effected through your JPMS account during the period
covered by these statement(s), is summarized in the
"Trade Activity" portion of the statement(s).
You should have received (or have made available to you) separate
confirmations for each securities transaction. All transactions are subject
to the terms and conditions stated on the reverse side of
such confirmations and are subject to the constitution, by-laws, customs and
interpretations of the marketplace where executed and governed by and
construed in accordance with the laws of the State
of New York and all applicable federal laws and regulations. Further
information with respect to commissions and other charges related to the
execution of transactions, including options transactions,
has been included in confirmations that were previously furnished to you.
Upon written request, JPMS will promptly supply you with the latest such
information.
Disclosures Page 2 of 3
EFTA01575056
For the Period 6/1/11 to 6/30/11
JPMCC and JPMS are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMS and JPMCC are
protected by SIPC up to $500,000 per customer, which includes up to $100,000
of protection for cash. SIPC does not
protect against losses from fluctuations in the value of the securities.
Assets held in custody by JPMCB are not subject to SIPC. You may obtain
information about SIPC, including the SIPC Brochure, on
their website, at "www.sipc.org" or by contacting them at (202) 371-8300.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
JPMS, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
JPMorgan Funds, American Century Funds, or funds
established, sponsored, advised, or managed by third parties, and the J.P.
Morgan Companies may be compensated for such services.
A financial statement of this organization is available to you for personal
inspection at its offices, or a copy will be mailed to you upon written
request.
Bank products and services are offered through JPMCB and its banking
affiliates. Securities are offered by JPMS and, to the extent noted above,
cleared through JPMCC.
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
JPMS is not a bank and is a separate legal entity from its bank or thrift
affiliates, including JPMorgan Chase Bank, N.A. ("JPMCB").
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Disclosures Page 3 of 3
EFTA01575057
EFTA01575058
EFTA01575043
EFTA01575044
3PMorgan Chase Bank, N.A.
GHISLAINE MAXWELL IRA
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 6/1/11 to 6/30/11
Asset Account
J.P. Morgan Team
Paul Morris
Ian Hirschfield
Janet Young
Gina Swetra
Pauline Esposito
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.MorganOnline.com
For important information regarding your accounts refer to the rear of your
statement
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
4
6
Page
2
Client News
Occasionally, when a security is acquired through an
outside broker, it may be transferred to a J.P. Morgan
account without an initial purchase cost and date. As a
result, we cannot accurately calculate gain/loss for this
position. Beginning with July statements, securities
missing this cost basis information will display "N/A"
instead of "zero" in the Gain/Loss column.
To correct this information:
Please contact your J.P. Morgan client service
representative and provide the adjusted cost and
acquisition date for the security in question.
Page 1 of 6
EFTA01575045
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Account Summary
Asset Allocation
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
55,726.45
$55,726.45
1.42
$55,727.87
Ending
Market Value
55,727.87
$55,727.87
1.37
$55,729.24
Current
Portfolio Activity
Beginning Market Value
Income & Distributions
Ending Market Value
Accruals
Market Value with Accruals
Period Value
55,726.45
1.42
$55,727.87
1.37
$55,729.24
Year-to-Date
Value
55,719.54
8.33
$55,727.87
1.37
$55,729.24
Change
In Value
1.42
$1.42
(0.05)
$1.37
Estimated
16.71
$16.71
Current
Annual Income Allocation
EFTA01575046
100%
100%
Page 2 of 6
EFTA01575047
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Account Summary
Tax Summary
Interest Income
Taxable Income
CONTINUED
Current
Period Value
1.42
$1.42
Year-to-Date
Value
8.33
$8.33
Cost Summary
Cash & Fixed Income
55,727.87
Cost
Total
$55,727.87
Page 3 of 6
EFTA01575048
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
55,726.45
Ending
Market Value
55,727.87
Change
In Value
1.42
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
55,727.87
55,727.87
16.71
1.37
0.03%
SUMMARY BY TYPE
Market
Value
55,727.87
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
55,727.87
% of Bond
EFTA01575049
Portfolio
100%
Page 4 of 6
EFTA01575050
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
1.00
55,727.87
55,727.87
55,727.87
16.71
1.37
0.03%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 5 of 6
EFTA01575051
GHISLAINE MAXWELL IRA ACCT.
For the Period 6/1/11 to 6/30/11
Portfolio Activity Summary
Beginning Cash Balance
Transactions
Income
INFLOWS
Total Inflows
Ending Cash Balance
Current
Period Value
55,726.45
1.42
$1.42
$55,727.87
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
6/1
Interest Income
Description
DEPOSIT SWEEP INTEREST FOR MAY @ .03% RATE ON
NET AVG COLLECTED BALANCE OF $55,726.45 AS OF
06/01/11
Quantity
Cost
Per Unit
Amount
Amount
1.42
Year-To-Date
Value*
-8.33
$8.33
-Page
6 of 6
EFTA01575052
For the Period 6/1/11 to 6/30/11
IMPORTANT INFORMATION ABOUT YOUR STATEMENT(S)
Please take the steps indicated below if you think statements are incorrect
or contact your J.P.Morgan team if you require additional information about
a transaction on your statement(s).
In Case of Errors or Questions About Your Electronic Transfers.
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of your statements or write us at at J.P. Morgan, 500 Stanton Christiana
Road, 1/OPS3, Newark, DE 19713-2107 as soon
as you can, if you think your statement is wrong or if you need more
information about a transfer on the statement. We must hear from you no
later than 60 days after we sent you the FIRST statement
on which the error or problem appeared. (1) Tell us your name and account
number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is
an error or why you need more information. (3) Tell us the dollar amount of
the suspected error. We will investigate your complaint and will correct any
error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your
account for the amount you think is in error, so that you will have the use
of the money during the time it takes us to complete
our investigation.
In Case of Errors or Questions About Non-Electronic Transfers (Checks or
Deposits)
Contact the Bank immediately if a statement is incorrect or if you need more
information about any non-electronic transactions (checks or deposits) on
this statement. If any such error appears, you must
notify the bank in writing as soon as possible after your statement was made
available to you. For more complete details, see the applicable account
agreements and appendices that govern your
account.
Deposit products and services are offered by JPMorgan Chase Bank, N.A.
("JPMCB") Member FDIC.
In case of other errors or questions about your statement.
Please review your account statement and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to both the introducing broker,
JPMS and the clearing firm, JPMCC at the addresses shown on your statement.
Any oral communication should be re-confirmed
in writing to further protect your rights, including your rights under the
Securities Investor Protection Act (SIPA). If you have any questions please
contact your J.P.Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
EFTA01575053
activity and account balance(s) are correct.
Important Information about Pricing and Valuations
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein some of which has
been provided by pricing sources or other sources
that J.P. Morgan believes to be reliable, is not guaranteed for accuracy and
is furnished for the exclusive use of the client.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
transactions or securities could be bought or sold or new
transactions could be entered into, or the actual terms on which existing
transactions or securities could be liquidated. Such values may only be
indicative.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Certain assets including but not limited to, pooled and private investments,
non-publicly traded and infrequently traded securities, derivatives,
partnership interests and tangible assets are generally
illiquid, the value of such assets may have been provided to us by third
parties who may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to us, and
is not independently verified.
Disclosures Page 1 of 3
EFTA01575054
For the Period 6/1/11 to 6/30/11
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are derived from proprietary
models based upon well-recognized financial principles and we have, when
necessary to calculate the present value of future cash flows, made
reasonable estimates about relevant future market
conditions. Valuations based on other models or different assumptions may
yield different results. J.P. Morgan expressly disclaims any responsibility
for (1) the accuracy of the models or estimates
used in deriving the valuations, (2) any errors or omissions in computing or
disseminating the valuations, and (3) any uses to which the valuations are
put. Valuations are provided for information
purposes only and are intended solely for your own use. Please refer to the
trade confirmation for details of each transaction.
Important Information Regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily,
weekly and monthly resets, there is no guarantee that there will be
liquidity. If there are not enough bids at an auction to redeem the
securities available for sale, the result may be a failed auction. In the
event of a failed auction, there is no assurance that a secondary market
will develop or that the security will trade at par or any other price
reflected on statements and online.Accordingly, investors
should not rely on pricing information appearing in their statements or
online with respect to ARS. Where J.P. Morgan was unable to obtain a price
from an outside service for a particular ARS, the price
column on your statement and online will indicate "$0.00" which however
should not be relied on as the price at which ARS would trade.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, or gain/Loss. Such
information, which may be inaccurate, incomplete or subject to updating,
should be confirmed with your records and your tax advisor.
Offshore Deposits - London and Nassau
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of
the advisor's Form ADV II or brochure upon written
EFTA01575055
request.
Additional Information About Your Accounts
Securities purchased or sold through J.P.Morgan Securities LLC ("JPMS") (1)
other than mutual funds, are cleared through J.P.Morgan Clearing Corp.
("JPMCC"), an affiliate of JPMS, and (2) other
than exchange-listed options and securities held in margin account(s), are
held in your Asset Account at JPMCB. Positions in exchange-listed options
and in margin account(s) are held by JPMCC and
are not delivered to or from your Asset Account. For your convenience,
however, positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such
account(s). All pertinent information about your settled and pending
purchases and sales effected through your JPMS account during the period
covered by these statement(s), is summarized in the
"Trade Activity" portion of the statement(s).
You should have received (or have made available to you) separate
confirmations for each securities transaction. All transactions are subject
to the terms and conditions stated on the reverse side of
such confirmations and are subject to the constitution, by-laws, customs and
interpretations of the marketplace where executed and governed by and
construed in accordance with the laws of the State
of New York and all applicable federal laws and regulations. Further
information with respect to commissions and other charges related to the
execution of transactions, including options transactions,
has been included in confirmations that were previously furnished to you.
Upon written request, JPMS will promptly supply you with the latest such
information.
Disclosures Page 2 of 3
EFTA01575056
For the Period 6/1/11 to 6/30/11
JPMCC and JPMS are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMS and JPMCC are
protected by SIPC up to $500,000 per customer, which includes up to $100,000
of protection for cash. SIPC does not
protect against losses from fluctuations in the value of the securities.
Assets held in custody by JPMCB are not subject to SIPC. You may obtain
information about SIPC, including the SIPC Brochure, on
their website, at "www.sipc.org" or by contacting them at (202) 371-8300.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
JPMS, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
JPMorgan Funds, American Century Funds, or funds
established, sponsored, advised, or managed by third parties, and the J.P.
Morgan Companies may be compensated for such services.
A financial statement of this organization is available to you for personal
inspection at its offices, or a copy will be mailed to you upon written
request.
Bank products and services are offered through JPMCB and its banking
affiliates. Securities are offered by JPMS and, to the extent noted above,
cleared through JPMCC.
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
JPMS is not a bank and is a separate legal entity from its bank or thrift
affiliates, including JPMorgan Chase Bank, N.A. ("JPMCB").
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Disclosures Page 3 of 3
EFTA01575057
EFTA01575058