EFTA01539497.pdf

HARRY BELLER C/O HBRK ASSOCIATES 301 E 66TH ST APT 10F NEW YORK NY 10065-6216 EFTA01539497 EFTA01539498 For the Period 3/1/12 to 3/31/12 Account Summary Account Number Investment Account(s) FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value 1 2 Beginning Net Market Value 72,908,029.38 299,902.70 $73,207,932.08 Ending Net Market Value 72,476,344.98 300,899.71 $72,777,244.69 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). Change In Value (431,684.40) 997.01 ($430,687.39) Start on Page 4 36 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital EFTA01539499 and Net Capital Requirements At December 31, 2011, JPMS LLC's net capital of $11.1 billion exceeded the minimum regulatory net capital requirement of $1.6 billion by $9.5 billion. JPMCC's net capital of $7.4 billion was approximately 7.7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.9 billion by $5.5 billion. Complete copies of JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase & Co. website address: http://investor.shareholder.com/jpmorganchase/financial -condition.cfm Additionally, you may call the following toll free phone number to request a hard copy of the statement: 1-866-576-1300. Effective in the second quarter, we will be implementing a new pricing procedure with regard to your statements. In cases where we are unable to obtain a current price from an internal or external source for a particular security, the price column on your statement may indicate "unpriced". Although such securities may have value, please note that if a security is indicated as "unpriced" it may not be included in your overall current market value as reflected on the statement. 0000005746.15.0.15.00001.BELLE18.20120403 Consolidated Statement Page 1 EFTA01539500 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01539501 For the Period 3/1/12 to 3/31/12 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 29,624,720.36 4,277,125.00 38,716,282.41 $72,618,127.77 589,804.31 $73,207,932.08 Ending Market Value 26,316,566.35 3,950,250.00 41,988,664.25 $72,255,480.60 521,764.09 $72,777,244.69 Change In Value (3,308,154.01) (326,875.00) 3,272,381.84 ($362,647.17) (68,040.22) ($430,687.39) Equity Estimated 944,828.75 Current Annual Income Allocation 36% 5% 2,154,220.93 $3,099,049.68 59% 100% Alternative Assets Cash & Fixed Income Asset Allocation Current EFTA01539502 Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 72,618,127.77 (22.99) 213,844.10 (576,468.28) $72,255,480.60 521,764.09 $72,777,244.69 Year-to-Date Value 69,562,571.76 468.66 754,714.11 1,937,726.07 $72,255,480.60 521,764.09 $72,777,244.69 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01539503 For the Period 3/1/12 to 3/31/12 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value Tax Summary FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value Account Number $754,714.11 lUnrealized Gain/Loss represents data from the time of account inception to the current statement period. $377,589.31 $159,568.75 Account Number Beginning Market Value 69,262,768.82 299,802.94 $69,562,571.76 Taxable Income 754,714.11 Tax-Exempt Income Net Contributions/ Withdrawals 541.89 (73.23) $468.66 Other Income & Receipts Income & Distributions 754,714.11 $754,714.11 Change in Investment Value 1,936,556.07 1,170.00 $1,937,726.07 Realized Gain/Loss EFTA01539504 Short-term 377,589.31 Long-term 159,568.75 Ending Market Value with Accruals 72,476,344.98 300,899.71 $72,777,244.69 Unrealized Gain/Loss, 2,138,982.76 5,464.63 $2,144,447.39 CONTINUED Consolidated Statement Page 3 EFTA01539505 JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity Page 2 4 10 11 19 Account Page 1 of 32 Consolidated Statement Page 4 EFTA01539506 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 29,650,355.36 4,277,125.00 38,390,744.71 $72,318,225.07 589,804.31 $72,908,029.38 Ending Market Value 26,341,181.35 3,950,250.00 41,663,149.54 $71,954,580.89 521,764.09 $72,476,344.98 Current Portfolio Activity Beginning Market Value Contributions Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals $0.00 213,844.10 (577,488.28) $71,954,580.89 521,764.09 $72,476,344.98 Period Value 72,318,225.07 Change In Value (3,309,174.01) (326,875.00) 3,272,404.83 ($363,644.18) EFTA01539507 (68,040.22) ($431,684.40) Year-to-Date Value 69,262,768.82 1,028,454.65 (1,027,912.76) $541.89 754,714.11 1,936,556.07 $71,954,580.89 521,764.09 $72,476,344.98 Equity Estimated 947,396.75 Current Annual Income Allocation 37% 5% 2,154,220.93 $3,101,617.68 58% 100% Alternative Assets Cash & Fixed Income Asset Allocation Account Page 2 of 32 Consolidated Statement Page 5 EFTA01539508 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Accrued Interest Current Year Taxable Income CONTINUED Current Period Value 42,156.25 19,931.62 (7,202.30) 158,958.53 $213,844.10 Year-to-Date Value 42,156.25 19,931.62 290,367.33 435,102.79 (32,843.88) $754,714.11 Unrealized Gain/Loss ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 34,171.35 $34,171.35 Year-to-Date Value 377,589.31 159,568.75 $537,158.06 To-Date Value $2,138,982.76 Cost Summary Equity Cash & Fixed Income Total 40,930,046.74 Cost 27,645,628.91 $68,575,675.65 Account Page 3 of 32 Consolidated Statement Page 6 EFTA01539509 EFTA01539510 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 8,469,981.90 570,000.00 7,942,737.50 12,667,635.96 $29,650,355.36 Ending Market Value 8,772,799.30 555,500.00 4,829,491.80 12,183,390.25 $26,341,181.35 Current Period Value 26,341,181.35 27,645,628.91 (48,237.81) 947,396.75 165,680.00 3.58% US Large Cap Equity Equity as a percentage of your portfolio - 37 % Change In Value 302,817.40 (14,500.00) (3,113,245.70) (484,245.71) ($3,309,174.01 ) Current Allocation 12% 1% EFTA01539511 7% 17% 37% Concentrated & Other Equity US Small/Mid Cap Equity Asset Categories Preferred Stocks Account Page 4 of 32 Consolidated Statement Page 7 EFTA01539512 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Note: P ** indicates position adjusted for Pending Trade Activity. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Equity Detail Price US Large Cap Equity ARIAD PHARMACEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 126.00 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 P P DOLLAR GENERAL CORP DUNKIN BRANDS GROUP INC HSBC MARKET PLUS SPX 05/17/13 256677-10-5 DG 30.08 265504-10-0 DNKN 102.72 72% KO BARRIER- 0%CPN ,UNCAPPED INITIAL LEVEL-02/14/12 SPX:1350 50 4042K1-XQ-1 5,000,000.000 5,136,000.00 5,000,000.00 136,000.00 0.00 1.99% 46.20 0.00 91.64 1,000,000.000 916,400.00 1,000,000.00 (83,600.00) 2,095.000 263,970.00 EFTA01539513 250,454.95 13,515.05 15.98 16,535.000 264,229.30 251,475.52 12,753.78 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 5 of 32 Consolidated Statement Page 8 EFTA01539514 FINANCIAL TRUST COMPANY INC ACCT. • For the Period 3/1/12 to 3/31/12 Price US Large Cap Equity SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1,260.34 78423A-2Y-7 P ZYNGA INC 98986T-10-8 ZNGA Total US Large Cap Equity $8,772,799.30 $8,501,930.47 $270,868.83 $0.00 0.00% 13.15 0.00 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 109.61 2,000,000.000 2,192,200.00 2,000,000.00 192,200.00 US Small/Mid Cap Equity P ANNIE'S INC 03600T-10-4 BNNY DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG P P MERRIMACK PHARMACEUTICALS INC VOCERA COMMUNICATIONS INC Total US Small/Mid Cap Equity 590328-10-0 MACK 16.00 92857F-10-7 VCRA $555,500.00 $352,529.00 $202,971.00 $0.00 EFTA01539515 0.00% 0.00 7.00 0.00 11.11 50,000.000 555,500.00 352,529.00 202,971.00 19.00 0.00 Account Page 6 of 32 Consolidated Statement Page 9 EFTA01539516 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price Non-US Equity P GASLOG LTD G37585-10-9 GLOG Preferred Stocks P P ALEXANDRIA REAL ESTATE E PFD 6.45% 015271-70-3 ARE PENA /BAA AMERICAN CAPITAL AGENCY 8% PFD 02503X-20-4 AGNC BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 P KIMCO REALTY CORP 6% PFD 49446R-79-4 KIM PI 24.96 0.00 6.01% 23.11 80,000.000 1,848,800.00 1,882,773.60 (33,973.60) 162,480.00 8.79% 27.20 30,000.000 816,000.00 750,000.00 66,000.00 59,070.00 7.24% 25.44 39,250.000 998,520.00 1,002,565.50 (4,045.50) 79,716.75 EFTA01539517 7.98% 24.37 25.00 28,000.000 700,000.00 0.00 700,000.00 56,000.00 6.61% 8.00% 14.00 0.00 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 7 of 32 Consolidated Statement Page 10 EFTA01539518 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price Preferred Stocks NEXTERA ENERGY CAPITAL 5.7% PFD 65339K-60-5 Total Preferred Stocks $4,829,491.80 $4,800,339.10 $29,152.70 $383,771.75 7.95% 25.06 18,600.000 466,171.80 465,000.00 1,171.80 26,505.00 5.69% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Concentrated & Other Equity GENERAL MOTORS CO 41.85 CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA LONG TOTAL RETURN SWAP 4,044,412.80 USD NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782 N/O Client SWPBDP-MH-9 MS MARKET PLUS MO 06/18/12 78% CONTIN BARRIER-15%CPN ,UNCAPPED INITIAL LEVEL-12/09/10 MO: 24.59 617482-QA-5 123.99 3,000,000.000 EFTA01539519 3,719,550.00 3,000,000.00 719,550.00 141.78 8,860.000 (1,256,209.75) N/A ** N/A 109.55 5,000,000.000 5,477,600.00 5,404,861.12 72,738.88 395,000.00 165,680.00 7.16% 71,000.000 2,971,350.00 3,585,969.22 (614,619.22) 168,625.00 5.68% Account Page 8 of 32 Consolidated Statement Page 11 EFTA01539520 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price Concentrated & Other Equity MS MARKET PLUS TEF SM 7/26/12 75% CONTIN BARRIER-25.5%CPN ,UNCAPPED INITIAL LEVEL-1/13/11 TEF: 17.69 617482-QR-8 Total Concentrated & Other Equity $12,183,390.25 $13,990,830.34 ($551,230.34) $563,625.00 $165,680.00 4.60% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 63.56 2,000,000.000 1,271,100.00 2,000,000.00 (728,900.00) Account Page 9 of 32 Consolidated Statement Page 12 EFTA01539521 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 4,277,125.00 Alternative Assets Detail Price Hard Assets 3PM CORN DLY LIQUIDITY NT 07/25/13 LNKD TO DJUBCN3T 07/22/10 48124A-WK-9 158.01 2,500,000.000 3,950,250.00 2,512,500.00 Quantity Estimated Value Cost Ending Estimated Value 3,950,250.00 Change In Value (326,875.00) Current Allocation 5% Account Page 10 of 32 Consolidated Statement Page 13 EFTA01539522 FINANCIAL TRUST COMPANY INC ACCT. • For the Period 3/1/12 to 3/31/12 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash US Fixed Income Non-US Fixed Income Complementary Structured Strategies Foreign Exchange Contracts Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 9,522,649.63 1,120,173.88 25,236,423.00 1,336,253.50 1,198,814.77 (23,570.07) $38,390,744.71 Ending Market Value 12,855,665.08 1,115,149.54 25,195,402.00 1,298,403.10 1,214,897.59 (16,367.77) $41,663,149.54 Current Period Value 41,663,149.54 40,930,046.74 749,470.57 2,154,220.93 356,084.09 4.98% Change In Value 3,333,015.45 (5,024.34) (41,021.00) (37,850.40) 16,082.82 EFTA01539523 7,202.30 $3,272,404.83 Current Allocation 18% 2% 34% 2% 2% 58% Cash Non-USD Cash Non-US Fixed Income Complementary Structured US Fixed Income Strategies Asset Categories Cash & Fixed Income as a percentage of your portfolio 58 % Account Page 11 of 32 Consolidated Statement Page 14 EFTA01539524 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 6-12 months, 1-5 years, 5-10 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 16,857,032.21 1,075,900.00 13,511,392.00 3,508,750.00 6,726,443.10 $41,679,517.31 % of Bond Portfolio 46% 2% 30% 7% 15% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash NON USD Cash Corporate Bonds International Bonds Complementary Structure Other Total Value Market Value 12,855,665.08 1,115,149.54 21,164,602.00 2,581,983.10 1,214,897.59 2,747,220.00 $41,679,517.31 % of Bond Portfolio EFTA01539525 29% 2% 56% 5% 2% 6% 100% Account Page 12 of 32 Consolidated Statement Page 15 EFTA01539526 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Cash & Fixed Income Summary NET FX CONTRACTS EXPOSURE SUMMARY US DOLLAR (16,367.77) Value in Currency Note: P indicates position adjusted for Pending Trade Activity. 1 Cash & Fixed Income Detail Price Cash US DOLLAR COST OF PENDING PURCHASES PROCEEDS FROM PENDING SALES Total Cash 1.00 1.00 1.00 11,417,943.39 (2,259,865.00 ) 3,697,586.69 11,417,943.39 (2,259,865.00) 3,697,586.69 $12,855,665.08 11,417,943.39 (2,259,865.00) 3,697,586.69 $12,855,665.08 $0.00 $1,141.79 $107.39 Non-USD Cash CANADIAN DOLLAR 0.01% 1,141.79 107.39 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield This is the Annual Percentage Yield (APY) which is the rate earned if EFTA01539527 balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. 1.00 0.01 0.01 0.01 Account Page 13 of 32 Consolidated Statement Page 16 EFTA01539528 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price Non-USD Cash EURO PRINCIPAL CURRENCY Total Non-USD Cash 1.33 837,388.58 1,115,149.53 $1,115,149.54 1,099,726.08 $1,099,726.09 15,423.45 $15,423.45 $0.00 0.00% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield US Fixed Income ALLY FINANCIAL INC 21.70 8 1/2% PFD 02005N-30-8 NA /CAA AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 BB- /B1 Account Page 14 of 32 EFTA01539529 Consolidated Statement Page 17 100.25 5,000,000.00 5,012,500.00 4,725,000.00 287,500.00 109.24 1,200,000.00 1,310,832.00 1,278,000.00 32,832.00 84,000.00 38,732.40 106.50 1,500,000.00 1,597,500.00 1,530,000.00 67,500.00 97,500.00 12,457.50 350,000.00 49,580.00 3.75% 97.84 1,000,000.00 978,390.00 966,000.00 12,390.00 50,500.00 11,643.00 5.90% 101.55 2,000,000.00 2,030,920.00 2,031,000.00 (80.00) 159,200.00 442.00 7.01% 126,600.00 2,747,220.00 2,782,242.51 (35,022.51) 269,025.00 9.79% 4.64% 6.93% EFTA01539530 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price US Fixed Income AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P-AF-7 B /B2 CIT GROUP INC 144A 7% MAY 02 2017 DTD 06/15/2011 125581-GA-0 BB- /B1 NRG ENERGY INC 7 5/8% JAN 15 2018 DTD 07/15/2011 629377-BN-1 BB- /B1 P PR CMWLTH PUBLIC IMPT UNLIMITED TAX 5 1/8% A JUL 01 2037 DTD 04/03/2012 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/01/2022 @ 100 74514L-B6-3 BBB /BAA BRASKEM FINANCE LTD 144A 7 3/8% OCT 29 2049 DTD 10/04/2010 HELD BY EUROCLEAR ISIN US10553YAC93 SEDOL B3WJX06 10553Y-9A-5 BBB /BAA BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 060505-DT-8 BB+ /BA3 102.96 2,000,000.00 2,059,160.00 2,081,180.56 (22,020.56) 162,500.00 61,388.00 7.88% 101.73 300,000.00 305,190.00 301,125.00 4,065.00 22,125.00 5,346.60 7.24% 98.12 0.00 5.26% EFTA01539531 100.25 1,000,000.00 1,002,500.00 1,001,500.00 1,000.00 76,250.00 16,097.00 7.57% 100.25 2,500,000.00 2,506,250.00 2,306,250.00 200,000.00 175,000.00 10,207.50 6.94% 103.25 2,500,000.00 2,581,250.00 2,615,625.00 (34,375.00) 196,875.00 16,405.00 7.08% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 15 of 32 Consolidated Statement Page 18 EFTA01539532 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price US Fixed Income SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD 01/17/2012 842400-FU-2 BBB /BAA Total US Fixed Income $25,195,402.00 $24,617,905.57 $577,496.43 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 102.12 3,000,000.00 3,063,690.00 2,999,982.50 63,707.50 187,500.00 38,541.00 $1,830,475.00 $260,840.00 Non-US Fixed Income REPUBLIC OF ARGENTINA - ARS FLOATING RATE NOTE DEC 15 2035 DTD 11/01/2005 HELD BY EUROCLEAR ISIN ARARGEO3E147 SEDOL B1MYWX3 EC0698-9B-7 ARS REPUBLIC OF ARGENTINA NOTES DEC 15 2035 DTD 11/01/2005 HELD BY EUROCLEAR ISIN US040114GM64 SEDOL BOS5NO3 042993-9S-6 Total Non-US Fixed Income $1,298,403.10 $1,356,750.00 ($58,346.90) $322,604.14 $95,136.70 25.48% 13.25 EFTA01539533 7,500,000.00 993,750.00 1,038,750.00 (45,000.00) 237,652.50 70,125.00 24.65% 6.10% 6.92% 3.05 10,000,000 00 304,653.10 318,000.00 (13,346.90) 84,951.64 25,011.70 28.19% Account Page 16 of 32 Consolidated Statement Page 19 EFTA01539534 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD MXN CALL USD PUT FX EUROPEAN STYLE OPTION JUN 19, 2012 @ 12.565 XMXNCA-DN-Z MXN PUT USD CALL FX EUROPEAN STYLE OPTION JUN 19, 2012 @ 12.9 AT EXP KI @ 13.25 XMXNPA-IP-Z HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER, 9.75%CPN, 100%MAXRTN 10/26/11 4042K1-RA-3 Total Complementary Structured Strategies $1,214,897.59 $1,000,000.00 $214,897.59 $0.00 0.00% 107.59 1,000,000.00 1,075,900.00 1,000,000.00 75,900.00 0.16 (12,900,000.00 ) (21,284.57) (17,200.00) (4,084.57) 0.08 12,565,000.00 10,112.00 17,200.00 (7,088.00) 0.03 832,500,000.00 252,677.92 EFTA01539535 411,436.90 (158,758.98) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 0.01 (760,000,000.00 ) (102,507.76) (411,436.90) 308,929.14 Account Page 17 of 32 Consolidated Statement Page 20 EFTA01539536 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Market Value Receivable Trade Date Foreign Exchange Contracts CHINESE RENMINBI CHINESE RENMINBI US DOLLAR US DOLLAR Total Foreign Exchange Contracts Jun. 8 11 Jun. 11 12 Oct. 5 11 Jun. 11 12 CNY USD CNY USD 31,818,000.00 (5,000,000.00) (31,818,000.00) 4,983,632.23 6.363600 6.384500 6.319100 6.319100 5,035,210.74 5,000,000.00 4,983,632.23 5,035,210.74 $10,018,842.97 $10,035,210.74 35,210.74 (51,578.51) ($16,367.77) Currency Settlement Date Counter Currency Amount Counter Amount Contract Rate Current Market Forward Rate Market Value Payable Unrealized Gain/Loss Account Page 18 of 32 Consolidated Statement Page 21 EFTA01539537 EFTA01539538 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Portfolio Activity Summary - U S Dollar Beginning Cash Balance Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 10,332,453.40 (9,884,288.25) $448,165.15 $11,417,943.39 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position 23,246,939.81 (34,939,204.08) ($11,692,264.27) -2,492,797.70 $2,713,844.10 (2,500,000.00) ($2,500,000.00) Period Value 10,755,934.14 221,046.40 Year-To-Date Value* -464,346.78 1,028,454.65 17,928,716.44 $19,421,517.87 (17,500,000.00) ($17,500,000.00) Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value EFTA01539539 $0.00 Year-To-Date Value* 13,020.83 $13,020.83 Account Page 19 of 32 Consolidated Statement Page 22 EFTA01539540 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/1 3/1 3/1 3/5 3/6 3/6 3/12 3/15 3/15 Corporate Interest Interest Income Div Domest Accrued Int Recd FX Fwd Contract FX Fwd Contract Corporate Interest Foreign Dividend Spot FX Description AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 (ID: 02406P-AF-7) DEPOSIT SWEEP INTEREST FOR FEB. @ .01% RATE ON NET AVG COLLECTED BALANCE OF $13,177,024.75 AS OF 03/01/12 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD 01/17/2012 (ID: 842400-FU-2) SETTLE FORWARD CURRENCY CONTRACT BUY SGD SELL USD CONTRACT RATE : 1.246000000 TRADE 2/02/12 VALUE 3/06/12 (ID: OSGDPR-AA-5) SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL SGD CONTRACT RATE : 1.249600000 TRADE 2/09/12 VALUE 3/06/12 (ID: OSGDPR-AA-5) CIT GROUP INC 144A 7% MAY 02 2017 DTD 06/15/2011 (ID: 125581-GA-0) BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% @ 0.507812 PER SHARE (ID: 06739H-36-2) ENTRY REVERSED ON 03/23/2012 SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL USD EXCHANGE RATE 1.049600000 DEAL 03/12/12 VALUE 03/15/12 (ID: OAUDPR-AA-8) 2,500,000.000 39,250.000 2,042,000.000 EFTA01539541 2,143,283.20 0.018 0.508 43,750.00 19,931.62 (2,143,283.20) (3,115,000.000 ) (2,463,813.97) 2,492,797.70 71,000.000 2,000,000.000 3,115,000.000 2,463,813.97 0.594 0.008 42,156.25 16,666.67 (2,500,000 00) Quantity Cost 2,500,000.000 Per Unit Amount 0.039 Amount 98,437.50 104.36 Account Page 20 of 32 Consolidated Statement Page 23 EFTA01539542 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/23 Spot FX Description TO REVERSE ENTRY OF 03/15/2012 SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL USD EXCHANGE RATE 1.049600000 DEAL 03/12/12 VALUE 03/15/12 AS OF 03/15/12 (ID: OAUDPR-AA-8) Total Inflows & Outflows TRADE ACTIVITY Note: S Trade Date Settle Date 2/16 3/1 $213,844.10 Quantity Cost Per Unit Amount (2,042,000.000 ) (2,143,283.20) Amount 2,143,283.20 indicates Short Term Realized Gain/Loss Settled transaction was initiated in prior statement period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Quantity PR CMWLTH AQUEDUCT &SWR AUTH REVENUE SR LIEN 5 (1,000,000.000 ) 1/4% JUL 01 2042 DTD 02/29/2012 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/01/2022 @ 100 @ 98.27 JP MORGAN SECURITIES LLC (BIDL) (ID: 745160-RC-7) 2/28 3/2 2/29 3/5 2/29 3/5 Sale EFTA01539543 FIFO Sale FIFO Sale FIFO ONEOK PARTNERS L.P @ 59.00 79,650.00 BROKERAGE 100.00 TAX &/OR SEC 1.44 J.P. MORGAN SECURITIES LLC (ID: 68268N-10-3) SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD 01/17/2012 @ 101.75 JP MORGAN SECURITIES LLC (BIDL) (ID: 842400-FU-2) EXTERRAN PARTNERS LP COMMON UNITS @ 23.68022 53,280.50 BROKERAGE 112.50 TAX &/OR SEC .96 J.P. MORGAN SECURITIES LLC (ID: 30225N-10-5) (2,250.000) 23.63 53,167.04 (54,112.50) (945.46) S* (2,000,000.000 ) 101.80 2,035,000.00 (1,983,321.66) 51,678.34 S* (1,350.000) 58.925 79,548.56 (80,014.50) (465.94) S* Per Unit Amount 98.30 Proceeds 982,700.00 Tax Cost (974,740.00) Realized Gain/Loss 7,960.00 S* Account Page 21 of 32 Consolidated Statement Page 24 EFTA01539544 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Settle Date 2/29 3/5 3/1 3/6 3/1 3/6 3/2 3/7 3/1 3/7 3/6 3/9 3/6 3/9 3/8 3/13 3/8 3/13 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO FIRST REPUBLIC BANK SAN FRAN @ 30.17703 101,847.48 BROKERAGE 168.75 TAX &/OR SEC 1.84 J.P. MORGAN SECURITIES LLC (ID: 33616C-10-0) LUFKIN INDUSTRIES INC @ 80.20 82,205.00 BROKERAGE 100.00 TAX &/OR SEC 1.48 J.P. MORGAN SECURITIES LLC (ID: 549764-10-8) VIVUS INC @ 22.92637 165,069.86 BROKERAGE 360.00 TAX &/OR SEC 2.98 J.P. MORGAN SECURITIES EFTA01539545 LLC (ID: 928551-10-0) DCP MIDSTREAM PARTNERS LP @ 47.00 47,000.00 BROKERAGE 100.00 TAX &/OR SEC .85 J.P. MORGAN SECURITIES LLC (ID: 23311P-10-0) RAYMOND JAMES FINANCIAL 6.9% PFD @ 25.30 4,301,000.00 TAX &/OR SEC 77.42 J.P. MORGAN SECURITIES LLC (ID: 754730-20-8) PEPCO HOLDINGS INC @ 19.45004 96,277.70 BROKERAGE 247.50 TAX &/OR SEC 1.74 J.P. MORGAN SECURITIES LLC (ID: 713291-10-2) PLAINS ALL AMERICAN PIPELINE L P UNIT OF LIMITED PARTNERSHIP INT @ 79.19216 79,192.16 BROKERAGE 100.00 TAX &/OR SEC 1.43 J.P. MORGAN SECURITIES LLC (ID: 726503-10-5) AMERICAN CAPITAL AGENCY CORP @ 29.43 450,279.00 BROKERAGE 765.00 TAX &/OR SEC 8.11 J.P. MORGAN SECURITIES LLC (ID: 02503X-10-5) NATIONSTAR MORTGAGE HOLDINGS @ 13.57 27,140.00 BROKERAGE 100.00 TAX &/OR SEC .49 J.P. MORGAN SECURITIES LLC (ID: 63861C-10-9) (2,000.000) 13.52 27,039.51 (28,000.00) (960.49) S (15,300.000) 29.379 449,505.89 (449,055.00) 450.89 S (1,000.000) 79.091 79,090.73 (80,030.00) (939.27) S (4,950.000) 19.40 96,028.46 (95,287.50) 740.96 S (170,000.000) 25.30 4,300,922.58 (4,250,000.00) 50,922.58 S (1,000.000) 46.899 46,899.15 (47,420.00) (520.85) S (7,200.000) EFTA01539546 22.876 164,706.88 (162,000.00) 2,706.88 S (1,025.000) 80.101 82,103.52 (81,231.25) 872.27 S Quantity (3,375.000) Per Unit Amount 30.126 Proceeds 101,676.89 Tax Cost (101,250.00) Realized Gain/Loss 426.89 S* Account Page 22 of 32 Consolidated Statement Page 25 EFTA01539547 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Settle Date 3/8 3/8 3/13 3/9 3/14 3/14 3/19 3/14 3/19 3/15 3/20 3/16 3/21 3/21 3/26 3/22 3/27 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 3/13 FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO QUALITY DISTRIBUTION INC @ 13.40 16,750.00 BROKERAGE 100.00 TAX &/OR SEC .31 J.P. MORGAN SECURITIES LLC (ID: 74756M-10-2) SBA COMMUNICATIONS CORP @ 48.03882 72,058.23 BROKERAGE 100.00 TAX &/OR SEC 1.30 J.P. MORGAN SECURITIES LLC (ID: 78388J-10-6) SIMON PROPERTY GROUP INC @ 136.95139 308,140.63 BROKERAGE 112.50 TAX &/OR SEC 5.55 J.P. MORGAN EFTA01539548 SECURITIES LLC (ID: 828806-10-9) GNC HOLDINGS INC @ 33.47972 180,790.49 BROKERAGE 270.00 TAX &/OR SEC 3.26 J.P. MORGAN SECURITIES LLC (ID: 36191G-10-7) REGIONS FINANCIAL CORP @ 6.04206 151,051.50 BROKERAGE 1,250.00 TAX &/OR SEC 2.72 J.P. MORGAN SECURITIES LLC (ID: 7591EP-10-0) ALLISON TRANSMISSION HOLDING @ 22.75 122,850.00 BROKERAGE 270.00 TAX &/OR SEC 2.22 J.P. MORGAN SECURITIES LLC (ID: 01973R-10-1) AMERIGAS PARTNERS L P UNIT LIMITED PARTNERSHIP INT @ 40.6016 101,504.00 BROKERAGE 125.00 TAX &/OR SEC 1.83 J.P. MORGAN SECURITIES LLC (ID: 030975-10-6) NIELSEN HOLDINGS NV @ 30.62267 234,263.43 BROKERAGE 382.50 TAX &/OR SEC 4.22 J.P. MORGAN SECURITIES LLC (ID: N63218-10-6) EXACTTARGET INC @ 23.16866 17,376.50 BROKERAGE 100.00 TAX &/OR SEC .32 J.P. MORGAN SECURITIES LLC (ID: 30064K-10-5) (750.000) 23.035 17,276.18 (14,250.00) 3,026.18 S (7,650.000) 30.572 233,876.71 (231,412.50) 2,464.21 S (2,500.000) 40.551 101,377.17 (103,125.00) (1,747.83) S (5,400.000) 22.70 122,577.78 (124,200.00) (1,622.22) S (25,000.000) 5.992 149,798.78 (147,500.00) 2,298.78 S (5,400.000) 33.429 180,517.23 (180,900.00) (382.77) S (2,250.000) EFTA01539549 136.899 308,022.58 (308,250.00) (227.42) S (1,500.000) 47.971 71,956.93 (71,250.00) 706.93 S Quantity (1,250.000) Per Unit Amount 13.32 Proceeds 16,649.69 Tax Cost (16,250.00) Realized Gain/Loss 399.69 S Account Page 23 of 32 Consolidated Statement Page 26 EFTA01539550 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Settle Date 3/22 3/27 3/22 3/27 3/23 3/28 3/23 3/28 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO VANTIV INC - CL A @ 18.96711 85,352.00 BROKERAGE 225.00 TAX &/OR SEC 1.54 J.P. MORGAN SECURITIES LLC (ID: 92210H-10-5) CAESAR STONE SDOT YAM LTD @ 11.06878 74,714.27 BROKERAGE 337.50 TAX &/OR SEC 1.35 J.P. MORGAN SECURITIES LLC (ID: M20598-10-4) MICHAEL KORS HOLDINGS LTD @ 47.05 423,450.00 BROKERAGE 450.00 TAX &/OR SEC 7.63 J.P. MORGAN SECURITIES LLC (ID: G60754-10-1) WHITING USA TRUST II @ 22.05835 49,631.29 BROKERAGE 112.50 TAX &/OR SEC .90 J.P. MORGAN SECURITIES LLC (ID: 966388-10-0) Total Settled Sales/Maturities/Redemptions $10,332,453.40 ($10,202,349.91) $130,103.49 S (2,250.000) 22.008 49,517.89 (45,000.00) 4,517.89 S (9,000.000) 46.999 422,992.37 (423,000.00) (7.63) S (6,750.000) 11.019 EFTA01539551 74,375.42 (74,250.00) 125.42 S Quantity (4,500.000) Per Unit Amount 18.917 Proceeds 85,125.46 Tax Cost (76,500.00) Realized Gain/Loss 8,625.46 S Trade Date Settle Date Type Description Settled Securities Purchased 2/28 Purchase 3/2 2/29 3/5 2/29 3/5 3/1 3/6 Purchase Purchase Purchase ONEOK PARTNERS L.P @ 59.27 J.P. MORGAN SECURITIES LLC (ID: 68268N-10-3) EXTERRAN PARTNERS LP COMMON UNITS @ 24.05 J.P. MORGAN SECURITIES LLC (ID: 30225N-10-5) FIRST REPUBLIC BANK SAN FRAN @ 30.00 J.P. MORGAN SECURITIES LLC (ID: 33616C-10-0) LUFKIN INDUSTRIES INC @ 79.25 J.P. MORGAN SECURITIES LLC (ID: 549764-10-8) Quantity 1,350.000 2,250.000 3,375.000 1,025.000 Per Unit Amount 59.27 24.05 30.00 79.25 EFTA01539552 Market Cost (80,014.50) (54,112.50) (101,250.00) (81,231.25) * * Account Page 24 of 32 Consolidated Statement Page 27 EFTA01539553 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Settle Date Type Settled Securities Purchased 3/1 Purchase 3/6 2/29 3/7 3/2 3/7 3/5 3/9 3/6 3/9 3/7 3/13 3/8 3/13 3/8 3/13 3/7 3/13 3/9 3/14 3/8 3/15 3/14 3/19 3/14 3/19 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description VIVUS INC @ 22.50 J.P. MORGAN SECURITIES LLC (ID: 928551-10-0) RAYMOND JAMES FINANCIAL 6.9% PFD @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 754730-20-8) DCP MIDSTREAM PARTNERS LP @ 47.42 J.P. MORGAN EFTA01539554 SECURITIES LLC (ID: 23311P-10-0) PEPCO HOLDINGS INC @ 19.25 J.P. MORGAN SECURITIES LLC (ID: 713291-10-2) PLAINS ALL AMERICAN PIPELINE L P UNIT OF LIMITED PARTNERSHIP INT @ 80.03 J.P. MORGAN SECURITIES LLC (ID: 726503-10-5) NATIONSTAR MORTGAGE HOLDINGS @ 14.00 J.P. MORGAN SECURITIES LLC (ID: 63861C-10-9) QUALITY DISTRIBUTION INC @ 13.00 J.P. MORGAN SECURITIES LLC (ID: 74756M-10-2) SBA COMMUNICATIONS CORP @ 47.50 J.P. MORGAN SECURITIES LLC (ID: 78388J-10-6) AMERICAN CAPITAL AGENCY CORP @ 29.35 J.P. MORGAN SECURITIES LLC (ID: 02503X-10-5) SIMON PROPERTY GROUP INC @ 137.00 J.P. MORGAN SECURITIES LLC (ID: 828806-10-9) ALEXANDRIA REAL ESTATE E PFD 6.45% @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 015271-70-3) GNC HOLDINGS INC @ 33.50 J.P. MORGAN SECURITIES LLC (ID: 36191G-10-7) REGIONS FINANCIAL CORP @ 5.90 J.P. MORGAN SECURITIES LLC (ID: 7591EP-10-0) 2,000.000 1,250.000 1,500.000 15,300.000 2,250.000 37,000.000 5,400.000 25,000.000 14.00 13.00 47.50 29.35 137.00 25.00 33.50 5.90 (28,000.00) (16,250.00) (71,250.00) (449,055.00) (308,250.00) (925,000.00) (180,900.00) (147,500.00) Quantity 7,200.000 170,000.000 1,000.000 4,950.000 EFTA01539555 1,000.000 Per Unit Amount 22.50 25.00 47.42 19.25 80.03 Market Cost (162,000.00) (4,250,000.00) * (47,420.00) (95,287.50) (80,030.00) Account Page 25 of 32 Consolidated Statement Page 28 EFTA01539556 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Settle Date Type Settled Securities Purchased 3/9 Purchase 3/20 3/15 3/20 3/16 3/21 3/16 3/21 3/15 3/21 3/20 3/26 3/20 3/27 3/22 3/27 3/22 3/27 3/22 3/27 3/23 3/28 Write Option Purchase Description KIMCO REALTY CORP 6% PFD @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 49446R-79-4) ALLISON TRANSMISSION HOLDING @ 23.00 J.P. MORGAN SECURITIES LLC (ID: 01973R-10-1) Purchase Option MXN CALL USD PUT FX EUROPEAN STYLE OPTION JUN 19, 2012 @ 12.565 PURCHASED FX OPTION CALL 12,565,000.00 MXN PUT 1,000,000.00 USD (ID: XMXNCA-DN-Z) MXN PUT USD CALL FX EUROPEAN STYLE OPTION JUN 19, 2012 @ 12.9 WRITTEN FX OPTION PUT 12,900,000.00 MXN CALL 1,000,000.00 USD (ID: XMXNPA-IP-Z) Purchase Purchase Purchase Purchase Purchase Purchase Purchase EFTA01539557 AMERIGAS PARTNERS L P UNIT LIMITED PARTNERSHIP INT @ 41.25 J.P. MORGAN SECURITIES LLC (ID: 030975-10-6) NIELSEN HOLDINGS NV @ 30.25 J.P. MORGAN SECURITIES LLC (ID: N63218-10-6) NEXTERA ENERGY CAPITAL 5.7% PFD @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 65339K-60-5) EXACTTARGET INC @ 19.00 J.P. MORGAN SECURITIES LLC (ID: 30064K-10-5) VANTIV INC - CL A @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 92210H-10-5) CAESAR STONE SDOT YAM LTD @ 11.00 J.P. MORGAN SECURITIES LLC (ID: M20598-10-4) MICHAEL KORS HOLDINGS LTD @ 47.00 J.P. MORGAN SECURITIES LLC (ID: G60754-10-1) 7,650.000 18,600.000 750.000 4,500.000 6,750.000 9,000.000 30.25 25.00 19.00 17.00 11.00 47.00 (231,412.50) (465,000.00) (14,250.00) (76,500.00) (74,250.00) (423,000.00) 2,500.000 41.25 (103,125.00) (12,900,000.000 ) 0.001 17,200.00 Quantity 50,000.000 5,400.000 12,565,000 000 Per Unit Amount 25.00 23.00 0.001 Market Cost (1,250,000.00) (124,200.00) EFTA01539558 (17,200.00) Account Page 26 of 32 Consolidated Statement Page 29 EFTA01539559 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Settle Date Type Settled Securities Purchased 3/23 Purchase 3/28 Total Settled Securities Purchased Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 3/8 4/3 3/28 4/2 3/28 4/2 3/28 4/2 3/29 4/3 3/29 4/3 3/29 4/3 3/29 4/3 Account Page 27 of 32 Consolidated Statement Page 30 Sale Sale Sale Sale Sale Sale Sale PR CMWLTH PUBLIC IMPT UNLIMITED TAX 5 1/8% A JUL 01 2037 DTD 04/03/2012 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/01/2022 @ 100 (ID: 74514L-B6-3) ANNIE'S INC (ID: 03600T-10-4) DOLLAR GENERAL CORP (ID: 256677-10-5) VOCERA COMMUNICATIONS INC (ID: 92857F-10-7) ALEXANDRIA REAL ESTATE E PFD 6.45% (ID: 015271-70-3) KIMCO REALTY CORP 6% PFD (ID: 49446R-79-4) MERRIMACK PHARMACEUTICALS INC (ID: 590328-10-0) EFTA01539560 ZYNGA INC (ID: 989861-10-8) (500.000) (4,500.000) (750.000) (37,000.000) (50,000.000) (3,000.000) (3,600.000) 31.513 45.344 23.31 24.43 24.612 6.25 12.49 15,656.15 203,822.65 17,382.10 902,050.48 1,228,088.43 18,599.58 44,783.64 (9,500.00) (203,625.00) (12,000.00) (925,000.00) (1,250,000.00) (21,000.00) (43,200.00) 6,156.15 S 197.65 S 5,382.10 S (22,949.52) S (21,911.57) S (2,400.42) S 1,583.64 S Quantity (1,000,000.000 ) Per Unit Amount 98.654 Description WHITING USA TRUST II @ 20.00 J.P. MORGAN SECURITIES LLC (ID: 966388-10-0) Quantity 2,250.000 Per Unit Amount 20.00 Market Cost (45,000.00) EFTA01539561 ($9,884,288.25) Proceeds 986,540.00 Tax Cost (982,540.00) Realized Gain/Loss 4,000.00 S EFTA01539562 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 3/30 4/4 3/30 4/4 Total Pending Sales, Maturities, Redemptions $3,697,586.69 ($3,734,865.00) ($37,278.31) S Sale GASLOG LTD (ID: G37585-10-9) DUNKIN BRANDS GROUP INC (ID: 265504-10-0) Quantity (5,400.000) (7,200.000) Per Unit Amount 12.804 29.466 Proceeds 68,872.43 211,791.23 Tax Cost (75,600.00) (212,400.00) Realized Gain/Loss (6,727.57) S (608.77) S Trade Date Est. Settle Date Type Pending Securities Purchased 3/8 Purchase 4/3 3/28 4/2 3/28 4/2 3/28 4/2 3/28 4/3 3/29 4/3 EFTA01539563 3/29 4/5 Account Page 28 of 32 Consolidated Statement Page 31 Purchase Purchase Purchase Purchase Purchase Purchase Description PR CMWLTH PUBLIC IMPT UNLIMITED TAX 5 1/8% A JUL 01 2037 DTD 04/03/2012 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/01/2022 @ 100 (ID: 74514L-B6-3) ANNIE'S INC (ID: 03600T-10-4) DOLLAR GENERAL CORP (ID: 256677-10-5) VOCERA COMMUNICATIONS INC (ID: 92857F-10-7) ZYNGA INC (ID: 98986T-10-8) MERRIMACK PHARMACEUTICALS INC (ID: 590328-10-0) AMERICAN CAPITAL AGENCY 8% PFD (ID: 02503X-20-4) 500.000 4,500.000 750.000 3,600.000 3,000.000 28,000.000 19.00 45.25 16.00 12.00 7.00 25.00 (9,500.00) (203,625.00) (12,000.00) (43,200.00) (21,000.00) (700,000.00) Quantity 1,000,000.000 Per Unit Amount 98.254 Market Cost (982,540.00) EFTA01539564 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Trade Date Est. Settle Date Type Pending Securities Purchased 3/30 Purchase 4/4 3/30 4/4 Total Pending Securities Purchased ($2,259,865.00) Purchase Description GASLOG LTD (ID: G37585-10-9) DUNKIN BRANDS GROUP INC (ID: 265504-10-0) Quantity 5,400.000 7,200.000 Per Unit Amount 14.00 29.50 Market Cost (75,600.00) (212,400.00) Account Page 29 of 32 Consolidated Statement Page 32 EFTA01539565 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Portfolio Activity Summary - Australia Dollar US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/15 Spot FX Description ENTRY REVERSED ON 03/23/2012 SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL USD EXCHANGE RATE 1.049600000 DEAL 03/12/12 VALUE 03/15/12 (ID: OAUDPR-AA-8) 3/23 Spot FX TO REVERSE ENTRY OF 03/15/2012 SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL USD EXCHANGE RATE 1.049600000 DEAL 03/12/12 VALUE 03/15/12 AS OF 03/15/12 (ID: OAUDPR-AA-8) Total Inflows & Outflows $0.00 $0.00 2,143,283.200 (2,143,283.20) (2,042,000.00) Quantity (2,143,283.200 ) Amount USD Local Value Amount USD Local Value 2,143,283.20 2,042,000.00 Currency Gain/Loss USD Year-To-Date Value --Local Value Current Period Value 0.00 EFTA01539566 0.00 Year-To-Date Value --Account Page 30 of 32 Consolidated Statement Page 33 EFTA01539567 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Portfolio Activity Summary Singapore Dollar Beginning Cash Balance US Dollar Value Current Transactions INFLOWS Total Inflows Foreign Exchange - Inflows OUTFLOWS ** Total Outflows Period Value -2,463,813.97 $2,463,813.97 Foreign Exchange - Outflows Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position Portfolio Activity Detail - Singapore Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/6 3/6 FX Fwd Contract FX Fwd Contract Total Inflows & Outflows Account Page 31 of 32 Description SETTLE FORWARD CURRENCY CONTRACT BUY SGD SELL USD CONTRACT RATE : 1.246000000 TRADE 2/02/12 VALUE 3/06/12 (ID: OSGDPR-AA-5) SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL SGD CONTRACT RATE : 1.249600000 TRADE 2/09/12 VALUE 3/06/12 (ID: OSGDPR-AA-5) $0.00 ($7,202.30) Consolidated Statement Page 34 2,492,797.700 (2,463,813.97) (3,115,000.00) 28,983.73 Quantity (2,500,000.000 ) Amount USD Local Value Amount USD EFTA01539568 Local Value 2,463,813.97 3,115,000.00 Currency Gain/Loss USD (36,186.03) (2,463,813.97) ($2,463,813.97) -Year-To-Date Value* -7,610,849.26 $7,610,849.26 (7,617,592.79) ($7,617,592.79) -Local Value Current Period Value 0.00 3,115,000.00 3,115,000.00 (3,115,000.00) (3,115,000.00) 0.00 Year-To-Date Value* -9,547,250.00 9,547,250.00 (9,547,250.00) (9,547,250.00) EFTA01539569 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related AUSTRALIA DOLLAR U S DOLLAR AUSTRALIA DOLLAR U S DOLLAR Speculative SINGAPORE DOLLAR U S DOLLAR SINGAPORE DOLLAR U S DOLLAR Feb. 2 12 Mar. 6 12 Feb. 9 12 Mar. 6 12 SGD USD SGD USD 3,115,000.00 (2,500,000.00) (3,115,000.00) 2,492,797.70 1.246000 1.249600 1.264300 1.264300 (2,500,000.00) 2,492,797.70 2,463,813.97 (2,463,813.97) (36,186.03) 28,983.73 Mar. 12 12 Mar. 15 12 Mar. 12 12 Mar. 23 12 AUD USD AUD USD 2,042,000.00 (2,143,283.20) (2,042,000.00) 2,143,283.20 1.049600 EFTA01539570 1.049600 1.049600 1.049600 (2,143,283.20) 2,143,283.20 2,143,283.20 (2,143,283.20) Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L Account Page 32 of 32 Consolidated Statement Page 35 EFTA01539571 J.P. Morgan Securities LLC FINANCIAL TRUST COMPANY INC 383 Madison Avenue, New York, NY 10179 ACCT. For the Period 3/1/12 to 3/31/12 Margin Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, (347) 643-2578 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 7 Account Page 1 of 7 Consolidated Statement Page 36 EFTA01539572 FINANCIAL TRUST COMPANY INC Account Summary MARGIN Cash Asset Allocation Equity Cash & Fixed Income Market Value Market Value 0.00 0.00 $0.00 Margin Market Value 0.00 300,224.71 $300,224.71 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Net Contributions/Withdrawals Change In Investment Value Ending Market Value Period Value 299,902.70 (22.99) ($22.99) 1,020.00 $300,899.71 Short Market Value (24,615.00) 25,290.00 $675.00 Year-to-Date Value 299,802.94 (73.23) ($73.23) 1,170.00 $300,899.71 Total (24,615.00) 325,514.71 Estimated Current Market Value Annual Income Allocation (2,568.00) $300,899.71 ($2,568.00) EFTA01539573 100% 100% ACCT. For the Period 3/1/12 to 3/31/12 Account Page 2 of 7 Consolidated Statement Page 37 EFTA01539574 FINANCIAL TRUST COMPANY INC Account Summary CONTINUED Tax Summary Unrealized Gain/Loss Cost Summary Equity Cash & Fixed Income Total 325,514.71 Cost $295,435.08 (30,079.63) Investment Objectives Speculation Permitted Capital Appreciation ACCT. For the Period 3/1/12 to 3/31/12 To-Date Value $5,464.63 Yes Yes Account Page 3 of 7 Consolidated Statement Page 38