EFTA01374869.pdf

whether we require CDD form for this account or not. NOTE: we require CDD form ONLY in case of Corporate Trusts. • <!--(if isupportListsl--><!--(endifj-->Neptune LLC — Please note that Richard Kahn has been added as manager as per Operating Agreement even though he was NOT added as an RP in the previously approved KYC Case#01790739. We will proceed to the next stages upon receipt of your confirmation of the above queries, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche as Centre Pfhate limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India From: Vijay-A Sawant Sent: Tuesday, July 31, 2018 6:31 PM To: Bradley Gitlin < >; Stewart Oldfield Cc: Mayur Rathod < S& ect: 2018 Periodic Review of High Risked Accounts (a), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS$1487264) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the docs available in the repositories, we have completed the attached checklist, main RP's also listed below for reference — Acct Holder — Butterfly Trust Grantor — Jeffrey Epstein Trustees — Harry Beller & Erika Kellerhals UBO's — Darren Indyke, Karyna Shuliak, Richard Kahn, Following are list of required items — CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069803 CONFIDENTIAL SDNY_GM_00215987 EFTA01374869