EFTA01358568.pdf

From: Vijay-ASawantI Sent: 6/22/2018 5:35:31 AM To: Bradley Gillin I CC: Daphne Cales Subject: RE: 2018 Periodic Review of acct GoldenTree Partner MF1 SPV LLC under GOLDENTREE RELATIONSHIP [II Attachments: Form ADV - Goldentree Asset Mgmt LP.pdf; KYCPrint 01777384.pdf; image001.gif Hi Brad, All research reports have been attached to this case(01955190) and all negative media encountered is addressed in section D. The only issue pending now is about Leon Wagner. I noticed the following Cynthia's comments from previous case (1777384) — Please note: Leon Wagner is no longer on LP for this entity. Attached is form ADV to support this change. Steven Tananbaum is the majority owner per attached ADV (page 217). I have attached the ADV form for your reference along with the KYCPrint for case 01777384. If this is to be true, then we need revised docs reflecting this change since the constitutional docs for GoldenTree Asset Management LP & GoldenTree Asset Management LLC still reflect Leon Wagner as the Limited Partner with ownership interests more than 10% in both entities and also is the Managing Member in the LLC entity. Let me know if you want to discuss this on call today, thanks. Regards, L.. Vijay Sawant NYC Case Representative Deutsche CIB Centre Private limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobile From: Vijay-A Sawant Sent: Thursday, June 21, 2018 3:14 PM To: Bradley Gillin < Cc: Daphne Cales < Subject: RE: 2018 Periodic Review of acct GoldenTree Partner MF1 SPV LLC under GOLDENTREE RELATIONSHIP II] Hi Brad, Many thanks for the LP & associated docs. I have completed my review of this account and refer attached checklist for reference. Based on this, I have identified the following RP's on this account — CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046507 CONFIDENTIAL SDNY_GM_00192691 EFTA01358568