EFTA01523137.pdf
GHISLAINE MAXWELL-HY ACCT.
For the Period 5/1/13 to 5/31/13
Trade Date Type Per Unit Reated
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
5/13 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1,000.000) 107.00 1,070.00 (1.043.75) 26.25 L
5/16 High Cost 03119/2010 (12 107.00 MORGAN STANLEY 8 CO. LLC
(ID: 912909-AF-5)
Total Settled Sales/Maturities/Redemptions $29,981.68 ($30,192.60) (8273.12) L
54220 S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
4/30 Purchase MARKWEST ENERGY PART FIN 63/4% NOV01 2020 DM 5,000.000 112.00 (5.600 00) '
5/3 11/02/2010 e 112.00 SEAPORT GROUP SECURITIES,
LLC (ID: 570506-AM-7)
5/7 Purchase HOLOGIC INC 6.250% 08/01/2020 DTD 03/22/2013 @ 2,000.000 109.825 (2,192.50)
5110 109.625 FIRST UNION CAPITAL MARKETS
(ID: 436440-AF-8)
5/14 Purchase ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 5,000 000 106.802 (5,340.10)
5/17 12/04/2012 e 106.802 MORGAN STANLEY 8 CO. LLC
(ID: 780099-CE-5)
5/14 Purchase MGM RESORTS INTL 11.375% MAR 01 2018 DTD 5,000.000 131.50 (6,575.00)
5/17 09/22/2009 @ 131.50 CITIGROUP GLOBAL MARKETS
INC/SALOM (ID: 55303Q-AA-6)
5/14 Purchase HOLOGIC INC 8.250% 06/01/2020 DM 03/22/2013 0 2,000.000 109.25 (2,185.00)
5/17 109.25 FIRST UNION CAPITAL MARKETS
(ID: 436440•AF-8)
JP Morgan Page 25 of 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050742
Chase
CONFIDENTIAL SDNY_GM_00319940
EFTA01523137
For the Period 5/1/13 to 5/31/13
Trade Date Type Per Unit Reated
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
5/13 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1,000.000) 107.00 1,070.00 (1.043.75) 26.25 L
5/16 High Cost 03119/2010 (12 107.00 MORGAN STANLEY 8 CO. LLC
(ID: 912909-AF-5)
Total Settled Sales/Maturities/Redemptions $29,981.68 ($30,192.60) (8273.12) L
54220 S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
4/30 Purchase MARKWEST ENERGY PART FIN 63/4% NOV01 2020 DM 5,000.000 112.00 (5.600 00) '
5/3 11/02/2010 e 112.00 SEAPORT GROUP SECURITIES,
LLC (ID: 570506-AM-7)
5/7 Purchase HOLOGIC INC 6.250% 08/01/2020 DTD 03/22/2013 @ 2,000.000 109.825 (2,192.50)
5110 109.625 FIRST UNION CAPITAL MARKETS
(ID: 436440-AF-8)
5/14 Purchase ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 5,000 000 106.802 (5,340.10)
5/17 12/04/2012 e 106.802 MORGAN STANLEY 8 CO. LLC
(ID: 780099-CE-5)
5/14 Purchase MGM RESORTS INTL 11.375% MAR 01 2018 DTD 5,000.000 131.50 (6,575.00)
5/17 09/22/2009 @ 131.50 CITIGROUP GLOBAL MARKETS
INC/SALOM (ID: 55303Q-AA-6)
5/14 Purchase HOLOGIC INC 8.250% 06/01/2020 DM 03/22/2013 0 2,000.000 109.25 (2,185.00)
5/17 109.25 FIRST UNION CAPITAL MARKETS
(ID: 436440•AF-8)
JP Morgan Page 25 of 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050742
Chase
CONFIDENTIAL SDNY_GM_00319940
EFTA01523137