EFTA01268341.pdf

From: To: Subject: 11) Ameritrade Date: Monday, May 12, 2014 4:02:46 PM Hi Mr. Epstein, It was a pleasure speaking with you today. As your Investment Consultant, I want to ensure that we are meeting your expectations, and that we are helping you to be a successful investor. I am available to schedule a phone appointment with you, monthly or quarterly, to review the account, and to discuss any questions or concerns you may have. As discussed, please feel free to contact me directly if I can be of assistance to you or to Mr. Galloway — my contact' " ow. For any Client Service issues, you may reach our 24/7 Client Services team at I look forward to working with you. Have a great day! Best, Paulina S. Paulina Sepulveda Investment Consultant TD Ameritrade 16830 Collins Avenue. Sunny Isles Beach. FL 33160 C3 Consistency, Collaboration & Communication Non-Deposit Investment Products Sold Through TD AMERITRADE • Are Not FDIC Insured • Are Not Deposits, Obligations, or Guaranteed By The Bank Or Any Affiliate • Are Subject To Investment Risk, Including Possible Loss Of Principal Invested This message is confidential and sent by TD Ameritrade solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying ofthis communication is strictly prohibited. If you have received this electronic transmission in error, please no* us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rdparty information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD Ameritmde does not accept electronic instructions that would require an original signature. Information received by or sentfrom TD Ameritrade is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. ****************************** From: Sepulveda, Paulina 5:06 PM To: Cc: 'Bruce Galloway; Subject: TD Ameritrade SDNY_GM_00012232 CONFIDENTIAL EFTA_00122882 EFTA01268341 Hello Mr. Epstein, I am your new Investment Consultant here in Sunny Isles Beach, FL. I wanted to reach out and offer assistance to with your investment needs. I also wanted to provide you with an update - Mr. Galloway and Mr. Indyke have provided me with the requirements to get started, and I will be sending everyone the funding instructions once we have approval on the paperwork this week. Mr. Indyke mentioned that you may be available for a quick call on Thursday. I am available as well - I welcome the opportunity to discuss what you are seeking as an investor, and to make sure that we can assist you with what you need. Please feel free to contact me directly by responding to this email or by calling me directly al I look forward to working with you. Have a nice evening! Best Regards, Paulina S. Paulina Sepulveda Investment Consultant 'I'D Ameritrade 16830 Collins Avenue. Sunny Isles Beach, FL 33160 C3 Consistency, Collaboration & Communication Non-Deposit Investment Products Sold Through TD AMERITRADE • Are Not FDIC Insured • Are Not Deposits, Obligations, or Guaranteed By The Bank Or Any Affiliate • Are Subject To Investment Risk, Including Possible Loss Of Principal Invested This message is confidential and sent by To Ameritrade solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please no* us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rdparty information contained herein was prepared by sources deemed reliable, but is not guaranteed. TII Ameritmde does not accept electronic instructions that would require an original signature. Information received by or sentfrom Ti) Ameritrade is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. ****************************** SONY_GM_00012233 CONFIDENTIAL EFTA_00122883 EFTA01268342