EFTA01380276.pdf

From: Tazia Smith Sent: 3/30/2017 11:08:45 AM To: Mary Murray I; Joshua Shoshan Ijo1 CC: Stewart Oldfield [ I; Vahe Stepanian ; Zbynek Kozelsky Subject: RE: Apple transfer to Merrill Lynch II] Classification: For internal use only Vahe's out. Josh, would you like to take care of that? Need me to? From: Mary Murray Sent: Thursday, March 30, 2017 11:07 AM To: Tazia Smith Cc: Stewart Oldfield; Joshua Shoshan; Vahe Stepanian; Zbynek Kozelsky Subject: RE: Apple transfer to Merrill Lynch [I] Classification: For internal use only We need a signed LOA from the client for below that also references his DBSI account number. We're shorthanded so it would be great if Vahe could ask the client for that. Thank you. From: Tazia Smith Sent: Thursday, March 30, 2017 11:04 AM To: Zbynek Kozelsky Cc: Mary Murray; Stewart Oldfield; Joshua Shoshan; Vahe Stepanian Subject: FW: Apple transfer to Merrill Lynch [I] Importance: High Classification: For internal use only Ziggy — Stock transfer for JE. I spoke with Rich Kahn on this. Given constrained resources, please advise on next step to effectuate these instructions:. From: Richard Kahn Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial tic to Merrill southern trust account Please send shares to DTCC Participant ig 2251 Agent ID 26320 FFC 603I 18.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078641 CONFIDENTIAL SDNY_GM_00224825 EFTA01380276