EFTA01518970.pdf
6111SLAINE MAXWELL -TAP ARFI ACCT.
For the Period 9/1/13 to 9/30/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per UM
Settle Date Selection Method Description Cost Amount Amount
913 Interest Income DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 0.62
(p .01% RATE ON AVG COLLECTED BALANCE OF
$57,785.34 AS OF 09/01/13
9/3 Div Domest JPM STR INC OPP FD FUND 3844 (p 0.024 PER SHARE 12,677.824 0.024 304.27
(ID:
9/3 Div Domest JPM TR I MLT SC INCOME FD - SEL FUND 2130 9,651.542 0.029 279.89
0.029 PER SHARE (ID:
9/3 Div Domest EATON VANCE FLOATING RATE-I 06/30/13 INCOME 5,480.943 0.029 159.14
DIVIDEND 0.029 PER SHARE AS OF 08/30/13
(ID:
9/3 Div Domest HSBC FDS TOTAL RETURN 109/03/13 INCOME 5,780.006 0.005 28.90
DMDEND @ 0.005 PER SHARE (ID:
9/3 Div Domest PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 7,400.957 0.03 218.46
08/30/13 INCOME DIVIDEND 0.030 PER SHARE AS
OF 08/30/13 (ID:
9/4 Div Domest DOUBLEUNE TOTAL RETB0-108/30113 INCOME 13,146.134 0.046 599.07
DIVIDEND 0.046 PER SHARE AS OF 08/30/13
(ID:
9/4 Div Domest GOLDMAN SACHS TR STRG INCM INST 08/30/13 INCOME 4,731.710 0.021 100.27
DIVIDEND 0.009 PER SHARE AS OF 08/30/13
(ID:
9/4 Div Domest PIMCO UNCONSTRAINED BOND-P 08/30/13 INCOME 14,308.333 0.007 102 03
DIVIDEND 0.006 PER SHARE AS OF 08/30/13
(ID:
J.P.Morgan Account Pace 8 e 9 Consolidated Statement Page 78
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046229
Chase
CONFIDENTIAL SDNY_GM_00315427
EFTA01518970
For the Period 9/1/13 to 9/30/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per UM
Settle Date Selection Method Description Cost Amount Amount
913 Interest Income DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 0.62
(p .01% RATE ON AVG COLLECTED BALANCE OF
$57,785.34 AS OF 09/01/13
9/3 Div Domest JPM STR INC OPP FD FUND 3844 (p 0.024 PER SHARE 12,677.824 0.024 304.27
(ID:
9/3 Div Domest JPM TR I MLT SC INCOME FD - SEL FUND 2130 9,651.542 0.029 279.89
0.029 PER SHARE (ID:
9/3 Div Domest EATON VANCE FLOATING RATE-I 06/30/13 INCOME 5,480.943 0.029 159.14
DIVIDEND 0.029 PER SHARE AS OF 08/30/13
(ID:
9/3 Div Domest HSBC FDS TOTAL RETURN 109/03/13 INCOME 5,780.006 0.005 28.90
DMDEND @ 0.005 PER SHARE (ID:
9/3 Div Domest PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 7,400.957 0.03 218.46
08/30/13 INCOME DIVIDEND 0.030 PER SHARE AS
OF 08/30/13 (ID:
9/4 Div Domest DOUBLEUNE TOTAL RETB0-108/30113 INCOME 13,146.134 0.046 599.07
DIVIDEND 0.046 PER SHARE AS OF 08/30/13
(ID:
9/4 Div Domest GOLDMAN SACHS TR STRG INCM INST 08/30/13 INCOME 4,731.710 0.021 100.27
DIVIDEND 0.009 PER SHARE AS OF 08/30/13
(ID:
9/4 Div Domest PIMCO UNCONSTRAINED BOND-P 08/30/13 INCOME 14,308.333 0.007 102 03
DIVIDEND 0.006 PER SHARE AS OF 08/30/13
(ID:
J.P.Morgan Account Pace 8 e 9 Consolidated Statement Page 78
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046229
Chase
CONFIDENTIAL SDNY_GM_00315427
EFTA01518970