EFTA01480824.pdf

Please respond to any issue(s) identified in the GUI grid Senior managoinent and risk commute° is aware of the conviction that either needs further review. or red dot which is not and settlements already covered in a Business Case within this KYC Comments Primary Information Client Type Non Individual Front Office Restricted? Normal Client Status Client Active Indicator Confidential Names? No Legal Business Name NEPTUNE LLC Insider Code (Res 0) Country of Primary Domicile UNITED STATES Primary Domicile State Florida Primary Country of Assets UNITED STATES WebSite Country of Organization UNITED STATES Organization State Delaware Industry Code (NAIC) Lessors d Me, Real Estate Secondary industry Code NAIC NOT PROVIDED II Property [531190] (NAIC) Client Legal Entity Type Limited Liability Company Client Category Profit Date of Incorporation/Situ, 12/21/2011 (Date of Trust) Documentary Evidence LLC - Slate Certificate What is the nature/purpose of Tho purpose of this entity will be Is the entity a Personal No this entity? to have a household account to Holding Company (PliC) or pay expanses for properly Personal Investment upkeep and maintenance Company (PIC) located in an offshore jutIsdiction? High Risk Jurisdiction Yes Address(es) Type Notes Address City. State. Country Tools Entered by Date of Preferred Postal Update Code Legal 6100 RED ST VIRGIN Map it BATCH 05060013 No HOOK OTRS THOMAS, ISLANDS, STE B3 00802 US. Phone(s)/Fax(s) Type Notes Phone Tools Entered by Preferred Number VVoi k Verify to Not SYSTEM 0V03/2012 Yes Car Lisl Other Verify to Not SYSTEM 01/05, 2012 No Car Lisl Other Verly to Not SYSTEM 01/05/2012 No Car List Cost Center 8, Hierarchy Client Status Client Client Type Non Individual Client Sponsor JUSTINE) NELSON New or Existing Client Existing Cost Center 002753 -GREENWICH Client Service Team CHBG (DE) 4 Entity Type Entity G1O Paul S Barrett Portfolio Manger Trust Advisor Investor Decision Maker JEFFREY E EPSTEIN DM ECI Identification Withholding Federal Status Domestic Certified Wahlhalding SSWTIN 12/28/2011 Caltrkallon Date SSNITIN/EIN Introduction & Wealth Introduction T Existin! JPMo !an Client - Inside LOB Confidential Treatment Requested by JPM-SDNY-00003051 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272249 EFTA01480824