EFTA01392673.pdf

Account Tjile and JointAyrkatio Information Irina • jc r... Nome of A rite Joint AeOlicent . Baal name, firs (last rime, first name. middle Initial) Social Security Number or Taxpayer ID Number Address C ry.State end ZipCods Nome Telephone Number Business Telephone Number Date of Binh • Nis Minh Name of Employer Name of Employer Address Addreaa Not apidicable City. State end Zip Code toy,raw end - Bode Notice of Customer Identification Policy Important Information To help the govemmom fight the funding of terrorism end money laundering activities, Federal law requires all financial institutions to obtain, verity. and record Information that identifies each person who establishes en account investment or other business relationship with a financial institution. This means that we will ask for your name, address. and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or e passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering end terrorist financing: these rules cell for an active involvement of both asset management films and their clients. For new and existing clients we Currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessary, legal representatives. authonzed signatories, beneficial owners or control structures end to collect requisite documentation to substantiate the information. Also, enhanced anti.money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give Instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as `Verbal Instructional. It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA). You agree to indemnify end hold harmless DBTCA for. any claims. losses, expenses, coats or attorneys fees resulting from DBTCA's acting upon such misunderstood end unauthorized Verbal Instructions. You understand that OBTCA may. but shall not be required to, seek verification of your verbal, faerrnife or email instructions by call beck. In case of deubt. DBTCA may in Its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA Is under no obligation to execute your Verbal Instructions to transfer funds or securities to any astounds) without written instructions bearing your original signature. Joint Account Disclosure You have opened a Mint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of eacn owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the l:fetime of all owners. The Bank may he reqdlred by service of legal process to remit fundc held in the joint account to satisfy a judgment entered against, or other valid debt Incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the sole property of the survivors) after the death of any owoer(s). Unless DBTCA receives writleo notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shat not be Bahia to any owner for continuing to honor checks, orders or withdrawal requests tram any nwner After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or ell joint owners for any further payments or deliveries. 2 13-A3924.0101 013069 032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097934 CONFIDENTIAL SDNY_GM_00244118 EFTA01392673