EFTA01522936.pdf
GHISLAINE MAXWELL-HY ACCT.
For the Period 10/1/12 to 10/31/12
Adjusted Tax Cost Unreakzed Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
SUNGARD DATA SYSTEMS INC 108 63 5,000.00 5,431.35 5,375.00 56.35 381.25 6.24%
SR SUB 7 5/6% NOV 15 2020 175.79
DTD 11/16/2010
CALLABLE 11/15/2015 ID 103.81
867363-AU-7 B /CAA
COVANTA HOLDING CORP 110.80 3,000.00 3,317.91 3255.00 62.91 217.50 5.60%
SR NOTES 71/4% DEC 01 2020 90.62
DID 12/01/2010
22282E-AD-4 El+ /8A3
INTL LEASE FINANCE CORP 117.75 15,000.00 17,662.50 16,540.00 1,12250 1,237.50 5.51 %
8114% DEC 15 2020 467.49
DID 12/07/2010
459745-GF-6 BBB /BA3
CROWN AhWR/CAP CORP III 110.50 15,000.00 16,575.00 16,262.50 312.50 937.50 4.70%
6 1/4% FEB 01 2021 234.37
DTD 08/01/2011
22818V-AB-3 BB /BA2
KEY ENERGY SERVICES INC 100.50 5,000.00 5,025.00 5,127.50 (102.50) 337.50 6.67%
6 3/4% MAR 01 2021 56.25
DTD 03/04/2011
492914-AS-5 BB- /B1
DELPHI CORP 110.00 5,000.00 5,500.00 5,545.00 (45.00) 306.25 4.69%
6.125% MAY 152021 141.21
DM 05/07/2012
24713E-AF-4 BB+ /BA2
AMERIGAS PART FIN CORP 107.08 7,000.00 7,494.34 N/A " N/A 455.00 5.46%
SR NOTES 612% MAY 20 2021 203.48
DID 01/20/2011
030981-AF-1 NR /BA3
JP Morgan Page 15 of 23
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050528
Chase
CONFIDENTIAL SDNY_GM_00319726
EFTA01522936
For the Period 10/1/12 to 10/31/12
Adjusted Tax Cost Unreakzed Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
SUNGARD DATA SYSTEMS INC 108 63 5,000.00 5,431.35 5,375.00 56.35 381.25 6.24%
SR SUB 7 5/6% NOV 15 2020 175.79
DTD 11/16/2010
CALLABLE 11/15/2015 ID 103.81
867363-AU-7 B /CAA
COVANTA HOLDING CORP 110.80 3,000.00 3,317.91 3255.00 62.91 217.50 5.60%
SR NOTES 71/4% DEC 01 2020 90.62
DID 12/01/2010
22282E-AD-4 El+ /8A3
INTL LEASE FINANCE CORP 117.75 15,000.00 17,662.50 16,540.00 1,12250 1,237.50 5.51 %
8114% DEC 15 2020 467.49
DID 12/07/2010
459745-GF-6 BBB /BA3
CROWN AhWR/CAP CORP III 110.50 15,000.00 16,575.00 16,262.50 312.50 937.50 4.70%
6 1/4% FEB 01 2021 234.37
DTD 08/01/2011
22818V-AB-3 BB /BA2
KEY ENERGY SERVICES INC 100.50 5,000.00 5,025.00 5,127.50 (102.50) 337.50 6.67%
6 3/4% MAR 01 2021 56.25
DTD 03/04/2011
492914-AS-5 BB- /B1
DELPHI CORP 110.00 5,000.00 5,500.00 5,545.00 (45.00) 306.25 4.69%
6.125% MAY 152021 141.21
DM 05/07/2012
24713E-AF-4 BB+ /BA2
AMERIGAS PART FIN CORP 107.08 7,000.00 7,494.34 N/A " N/A 455.00 5.46%
SR NOTES 612% MAY 20 2021 203.48
DID 01/20/2011
030981-AF-1 NR /BA3
JP Morgan Page 15 of 23
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050528
Chase
CONFIDENTIAL SDNY_GM_00319726
EFTA01522936