EFTA01116408.pdf

FINANCIAL ANALYSIS SUMMARY Leon D. Black President and Managing Member Hamlet Holdings LLC Date PREVIOUS NET WORTH CURRENT SUBMITTED NET WORTH Difference % charm, Comments STATEMENT OF ASSETS 9/3()/201 3/31/2014 Please complete the detailed schedules listed for all of the assets, both tangible and intangible, held by you. your spouse and your Dependent Children, on the appropriate schedule as noted below. Enter the amount as of the dale of this Statement. All listed assets must be described fully on the appropriate schedules attached. Tthe "totals' should transfer from the detailed schedules to this summary page. Cash on Hand $0.00 50.00 $0.00 0.00% Cash in Banks A 5141,723,524.71 5186,956,140.35 $45,232,615.64 24.19% Accounts & Notes Receivable B $0.00 $3,404,091,306.00 ($3,404,091,306.00) -100.00% Annuity recervable for personal &stale planning Stocks, Bonds, Notes 8, Debentures C $ 80,600,762.86 575,185,736.25 ($5,415,026.61) -7.20% Business Investments D $3,027,823,812.00 $3,325,486,950.25 $297,663,138.25 8.95% Real estate E 5131,300,000.00 5131,423,490.00 $123,490.00 0.09% Life Insurance F $24,752,419.86 $18,901,825.00 ($5,850,594.86) -30.95% Pension/Retirement Funds G $28,550.00 $28,482.81 ($67.19) -0.24% Vehicles H $25,493,750.00 $49,922,250.50 $24,428,500.50 48.93% Other Assets I $2,302,003,578.00 $2,699,375,655.04 5397,372,077.04 14.72% TOTAL ASSETS $5,733,726,397.43 $9,891,371,838.20 ($2,850,537,173.23) 46.80% STATEMENT OF LIABILITIES Please complete the detailed schedules listed for all of the liabilities of yourself, your spouse and your Dependent Children, on the appropriate schedule as noted below. Enter the amount as of the date of this Statement. All listed liabilities must be described fully on the appropriate schedules attached. The 'totals" should transfer from the detailed schedules to this summary page. Accounts Payable J $174,785.41 5323,446.23 5148,660.82 45.96% Taxes Payable K $0.00 5102,950,000.00 ($102,950,000.00) -100.00% USW ate Apo 15. 2014 Notes and Loans Payable L $440,000,000.00 $3,884,109,044.00 ($3,444,109,044.00) -88.67% New debt for plane. boat & personal estate planong Mortgages / Liens Payable (Real Estate) M $0.00 $0.00 $0.00 0.00% Other Liabilities N $0.00 58,250,000.90 ($8,250,000.00) -100.00% TOTAL LIABILITIES $440,174,785.41 $3.995.632,490.23 ($3,555,160,383.18) -88.98% NET WORTH $5,293,551,612.02 $5,895,739,345.97 $904,823,209.95 15.34% Contingent Liabilities O $ 80.737.264.39 565.564.117.83 $15.173,146.56 23.14% Net Worth (Inc. Contingent Liabilities) $5,212,8141347.63 $5,830,175,228.14 $889,450,063.39 15.26% EFTA01116408 Schedule A - Cash in Banks 'Applicant Leon D. Black .. Hams). Address & Telephone I IS,/ Nil" ft i Account Date Type of / Interest Date of Current of Financial Institution on Account : Number T Opened Account Rate Balance Balance US Trust Bank of Americas Private Wealth Management BJAV Mein* 4030 0229 6628 Business Economy Checking 0.20% 3/31/2014 S 92.834.00 US Trust Bank of Americas Private Wealth Management BJAV Sistine 4630 0220 6831 Checking 0.00% 3/31/2014 5 92.634.00 US Trust - Bank of America Private Wealth Management Black Family 1997 GST Exempt Trust 3940 0141 4709 Money Market Savings 0.20% 3/31/2014 S 0837.00 U. S. Trust- Bank of America Private Wealth Manafelnewit Btsck Family 1997 Trust 0000 0882 3441 71160003 Enhanced Checking 0.06% 31310014 5 4,885,922.00 U. S. Trust - Bank of America Private wealth Managinliel Black Family Partners GP 0039 4073 3544 4/112006 Checking N/A 3/31/2014 S 30.303.00 U. S. Trust — Bank of America Private Wealth Management Black Family Partners L.P. 0000 0120 0135 Business Interest Maximizer 0.20% 3/31/2014 S 31,687,880.26 U. S. Trust — Bank of America Private Wealth Management Black Family Partners LP 0000 0120 0127 Checking N/A 3/31/2014 5 211097.25 JP Morgan Chase Debra Black Cust for Alexander Black UTIAA 869603680301 Checking & Savings 0.20% 031/2014 S 47,062.00 JP Morgan Chase Debra Black Cost for Victoria Black UTAH 069603879001 Money Market Savings 0.20% 3/31/2014 $ 26,559.00 U. S. Trust — Bank of America Private Wealth Management Debra Ressler Black 0000 0688 6140 4/27/1990 Personal Money Market N/A 3/31/2014 3 5.562.395.28 C/0 Apollo Management U. S. Trust— Bank of America Private Wealth Management DRB Productions. Inc. 0000 0108 7126 4/27/2005 Business Checking N/A 3/31/2014 S 10745.00 U. S. Trust - Bank of America Private Wealth Management DRB Productions. Inc. 0000 0114 7250 8/11/2008 Business Money Market 0.20% 3/31/2014 S 1,676,61000 US Trust Bank of Americas Private Wealth Management Cardiff Trust 4830 4482 0342 12/19/2012 Premium Checking 0.07% 3/31/2014 S 5,121,019.00 US Trust Bank of Americas Private Wealth Management NWT Acq LLP 4830 48186 3849 Checking 0.07% 3131/2014 S • US Trust Bank of Americas Private Wealth Management WWI LLC 4830 4473 7684 Business Checking 3/31/2014 S • US Trust Bank of Americas Private Wealth Management JIAWT Ltd 4630 4816 3694 Checking 0.07% 3/31/2014 S - US Trust - Bank of America Private Wealth Management LBF Holdings 0000 1019 5832 Business Interest Maximizer 30.00% 3/31/2014 5 • U. S. Trust- Bank of America Private Wealth Management LBF Holdings LLC 0000 0119 5824 Business Advantage Checking N/A 3/31/2014 5 • U. S. Trust - Bank of Amenza Private Wealth Management LBF Holdings LLC 3940 0126 8216 f1/2512008 Business Interest Maximizer 0.20% 3/31/2014 S (1500) U. S. Trust - Bank of America Private Wealth Management LOB Fourxlabon 0000 0116 4880 Enhanced Checking 0.06% 3/31/2014 S 105,589.63 U. S. Trust - Bank of America Private Wealth Management Leon & Debra Black 3940 0132 0945 2/112009 Ins checking 0.06% 3/31/2014 S 52571685.77 US Trust Bank of Americas Private Wealth Management Leon Black Family Foundation Inc. 4830 3820 8844 Business Interest Maximizer NIA 3/31/2014 S 250,021.00 U. S. Trust - Bank of America Private Wealth Management Leon Black 000 0624 6273 Interest Checking 0.05% 3/31/2014 S 3,380.94 Debra Black US Trust— Bank of America Private Wealth Management Leon 0 Black 3940 0129 9982 Money Market Savings 0.20% 3/31/2014 5 26,009.91 Debra Black US Trust - Bank of America Private Wean Management Leon D Black/Debra Black 3940 0144 5493 Checking N/A 3131/2014 5 212,61047 Bill Pay Acct U. S. Trust— Bank of America Private Wealth Management Leon D. Back 0000 0662 3840 705.0003 Enhanced ChecIdng 0.05% 3131/2014 5 5,151,316.08 Debra Black U.S. Trust - Bank of America Private Wealth Management P. O. Box 25118 Leon D. Black Checking 0.05% 301/2014 S 14,043.41 KO 0112 8296 12/31/2005 Tampa, FL 33622 Debra Black (877) 558.2171 US Trust Bank of Americas Pnvate Wealth Management Phaidon Global LLC 4830 4840 3083 3/31/2014 5 3,257,119.00 US Trust Bank of Americas Private Wealth Management PI.13 LLC 4830 3052 4490 10/18/2012 Checking 0.07% 3/31/2014 5 483,240.00 US Trust Bank of Americas Private Wealth Management Rollo Tomas' Trust 4830 4482 0371 12/19/2012 Premium Checking 0.03% 3/31/2014 S 6124,839.00 US Trust Bank of Americas Private Wealth Management The Mallory Trust 4830 4482 0384 12/19/2012 Premium Checking 0.07% 3/31/2014 S 4.124.317.00 US Tout Bank of Amencas Private Wealth Management Vickers Batik 4830 4075 9682 Piwnlum Checking 0.06% 301/2014 $ 10,281.00 U. S. Tout— Bank of America Pnvate Wealth Management Leon D. Black 4830 5336 7276 Checking 301/2014 S 10008,79156 Debra Black 2/18/2014 US Trust Bank of Americas Private Wealth Management APO1 Agreement 4830 5315 1439 Tiered Intent Checking 3/31/2014 S 14,870,176.00 US Trust Bank of Americas Private Wealth Management APO1 GRAT 4830 5317 3938 Premium Checking 3/31/2014 5 28,070,270.00 US Trust Bank of Americas Private Wealth Management APO1 GRAT No. 2 4830 5398 7380 Tiered Intent Checking 3/310014 S 124,000.00 US Trust Bank of Americas Private Wealth Management Narrows Holding* LLC 4830 5224 8233 Economy Cher:king 3/312014 S 5092,219.00 US Trust Bank of Amencas Private Wealth Management SH Madera Lane LLC 4830 4830 5083 Fundamental Checking 3/310014 S 23.946.59 TOTAL: $ 101,956,140.36 EFTA01116409 Schedule B - Accounts & Notes Receivable Applicant: Leon D. Black Name, Address & Tele • hone Date Original Unpaid Interest Maturity -I -- Collateral Securing_ Number of Debtor Incurred Amount Balance Rate Date Purpose Account or Note APO1 GRAT 10/25/2013 $ 976,594,718.00 $ 865,618,045.00 10/24/2015 Annuity Payments APO1 GRAT No. 2 12/4/2013 $ 798,212,329.00 $ 707,506,382.00 12/3/2015 Annuity Payments APO1 GRAT No. 3 3/4/2014 $ 137,173,880.00 $ 137,173,880.00 3/3/2016 Annuity Payments APO1 Agreement 8/15/2013 $ 1,876,468,684.00 $ 1,693,613237.00 1.63% 8/14/22 Installment Purchase BRH Holdings LP 12/31/2012 $ 179,762.00 $ 179,762.00 N/A Distribution Receivable TOTAL: $ 3,404,091,306.00 EFTA01116410 Schedulo C • Stocks. Bonds. Notes A Debentures tApplicant Leon 0. Black .. . _._ .._. . .. ... , _ Name of Jawing Company Type cif No. of %or . Purchase , Oast of Name in Annus! Currier . PIMPL/1141 il t4 04% of _.. . or Govemmem Agency !Security Seam/Mks Ownership Price Purchase welch Hald income Value I Nelda( Balance JPMorgan Debra R. Black Varies Various various Various Oebra Black N/A N/A $ 6.926.588 00 (049-52465) 3/31/2014 JPMorgan Leon Black Vanes Various various Various Leon D. Brick N/A N/A $ 30.210.729.67 (04951534) 3/31/2014 JPMorgan Barry Cohen C/F Victoria Black UGMA/NY Varies Various various Various Victoria Black N/A N/A (047.10185) S 40,590.00 3/31/2014 JPMorgan Trust for Benjamin '92 Varies Various various Various Benjamin Black N/A N/A 5 253.717.00 (047-10190) 3,01/2014 JPMorgan Trust for Joshua 12 Vanes Various various Various Joshua Black N/A N/A $ 253.733.00 (047-10192) 3/31/2014 JPMorgan Trust for Alexander '92 Varies Various various Various Alexander Brick N/A N/A $ 247.501.00 (047-10182) 3/31/2014 JPMorgan Trust for Victoria12 Varies Various various Various Victoria Black N/A N/A $ 251733.00 (047-10197) 3/31/2014 JPMorgan Trust for Benjamin18 Varies Various various Various Benjamin Slack N/A N/A S 2.754.05 (047-10191) 3/31/2014 JPMorgan. Trust for Joshua18 Varies Various various Various Joshua Black WA N/A 5 2.754,05 (047-10193) 3/31/2014 JPMorgan Trust for Alexander '88 Varies Various various Various Alexander Black N/A N/A 5 2.754.05 (047-10181) 31312014 JPMorgan Trust for Victoria '88 Varies Various various Various Victoria Black N/A N/A 5 1,806.05 (047-10198) 3/3112014 JPMorgan Alex Black Vades Various Various Various Alexander Black N/A N/A S 2,901.00 (047-30000) 301/2014 JPMorgan Insurance Trust OTD12 Varies Various various Various Leon D. Black N/A S - N/A (049-51330) 1012014 JPMorgan Black Finlay 1997 Trust Varies Various various Various Black Family 1997 Trust N/A N/A $ 1.013.862.00 (049-52988) 3/31/2014 US Trust- Bank of America LBF Holdings LLC Varies Various various Various Leon D. Black N/A N/A I 2,423,722.00 (41011005828403) 3/31/2014 US Trust - Bank of America LBF Holdings LLC Varies Various various Various Leon O. Black N/A WA S 1,146,043.00 (41011005828049) 3/31/2014 US Twat • Bank of America Black Family Partners LP Varies Various various Various Leon D. Black N/A NIA 5 (41011005874388) 3/31/2014 JP Morgan Chase Bank LBF Holdings LLC Varies Various various Various Leon 0. Black N/A N/A 5 6.903.320.00 (016559007) 3/31/2014 JP Morgan Chase Bank Black Family Partners LP Varies Various various Various Leon 0. Black WA N/A $ 6.544,80129 (022482008) 3/31/2014 JPMorgan Leon Black Family Foundation Varies Various various Various Leon D Black WA N/A S 8.929,00 04951903 3/31/2014 AP Alternative Assets LP Publicly Traded Partnership 658.193 Various various Various Black Family Partners LP WA 5 933.373.00 N/A 3/31/2014 Sirius Satellite Radio Inc. Stock Option (right to buy) less than 1% Various Various Leon D. Black N/A 5 0.01 WA 3/31/2014 JP Morgan (22042260) LOB 2011 LLC Varies various Various Various Black Family 2011 Trusts NIA S 17,871,471 08 N/A 31312014 US Trust 46-45-048-2125490 CO TUA 8EB 2011 Trust Varies Venous Various Various Benjamin Brick n/a 5 834.00 N/A 3/31/2014 US Trust 46-45-046.2125508 CO TUA JMB 2011 Trust Varies Various Various Various Joshua Black N/A 5 838 00 N/A 3/312014 US Trust 48-45-048-2125524 CO TUA AS8 2011 Trust Varies Various VArious Various Alexander Black N/A 5 69.490.00 N/A 3/31/2014 US Trusl 46-45-048-2125557 CO TUA VRB 2011 Trust Varies Various Various Various _ Victoria Brick NIA $ 69.490.00 N/A 3/31/2014 TOTAL: S 761 2/105.736.28 . T-- ' EFTA01116411 ;Chef:101e D - BySMOSS IIIVIIMRIPMI Applicant Lan O. Black Salrese Msesent Typo Ne. el Purchase Ow a Nam, b annum Cumin .__..._ %a Business ern Nos iOnearlaation sitann/Units Pries Psychs MS Mesa Ineare value Chniership Entity streets SRN Hollings, L.P. L.P. of AP Professional Dorn NOt OPP& 42132007 Mack Family Partners. LP Does nol apply $ 2.948.723.87900 WA Holdings. LP. SS Calrtreslars W. LLC. L.P. ot Apollo Westmont Does Not apply S6644.657 00 11/24/1N7 Mick Family Pallas LP Does nol apply S 469,040.00 WA Fund IV, LP. Apolo Co-Invents V. L.L.C. LPoe Apollo Intestrnent Fund V. LP. Does Not Ray 15.06064500 5/52003 Mack Fan* Partners LP DM not way s 4.063.5Ce'00 WA .40010 CcarreSlaa 1/193) L LC. Ma Asia Co-VI. LL. C.) L.P. of Ap0110 Irrreamirn Deegan apply 542,600,05500 6/1511006 Black Family Parnews. LP Does not apply S 37,797,467.03 WA Fund VI. LP. Sao VIF Co4nveriors L.L C. L.P. et Apollo Value Dan Not apply 03.110.011.00 50142003 Black Family Penner', LP Doss not apply 3 0.051.609.00 WA Weanant Fund. L.P. ApO1/3 SOON Calnyenors, LL C. LP. as ApolloSpeasl Opp Does Not apply S1.216.107.00 2/16/2007 Black Family Partners. LP Does nol apply S 3,06289400 WA Manaed Md. APolo Credit Oppolunity Fund I Class A a B Debt InvestrantLP Does Na apply 9102.117*03.03 4/1mace LBF likaircs Does not apply S 41,730003.03 WA Financial Creel Penmen, I. LP. Life Salsents LP Doss Not apply $15.537 Xl1 CO 212412011 LDB 2011 LLC Does nor apply S 19 215 867.00 WA Financial Creel irmssbreed ii, LP. Limited Pans N/A Various 8/30/2013 Black Fan* Partner* Family L P. WA $ 12,040976.03 WA Apork. Rea Eslate Era* Various Dees not apply various Various Leon Black and Trusts Does rot apply 3 537 679 06 WA Duedransla Pinnies II UnitedParts WA Vinous Various 97 BIS flintyTrust WA S 2 703.410 00 WA AP Erne Limited Parks WA Vasa Various 97 Block Family Trust WA 5 . WA Blue Slat I L.L.C. Linde, Pinner WA Venous Various 97 Black Forney Taal WA S 10;76600 WA Buckingham RAF Panama P. Lana Penner WA Various Various 97 Black Forney Trust WA S 10 021,369 W WA Dune Real Estate Ferran P. Limited Penner WA Snows Various 97 Black Family Trust WA S 1.761891 CO WA Moe's, Investments L.P. Limited Pans WA Varna Various 97 Black Fen* Trust WA 5 . WA Markslone CopalParris Lydia Pots NIA Vasa Varous 97 Black Forney Trust WA S 21`.06100 N/A Canna Partners L.L.C. Member WA Venous Various 97 Black Farr* Mai WA S :27 611 03 N/A M-Relatedl L C. Member WA Various Venous 97 Black Fanny Tist WA 5 WA Jerusalem Venture Partners LP Lana Partner N/A Venous Venous 97 Block Far* Trust WA 5 WA PLB LLC Member WA Venous 10/1/2012 97 Trust and LOB 2011 LLC WA S 66,299,189.00 WA Blue Moslem LLC Morns WA Venous Venous Leon D. Black 1997 Fins Year Trust WA S WA Sustainable Woodlands Fund el Lined Partner WA Vinous 7/16/2009 Black Forney Partners, L P. WA S 19.090.079 39 WA King Mrs Canal LP Limited Paean WA Various 7/1/20)9 Black Fanny Partners, L.P. WA S 4906765 N/A Aritholare Cana Pons Levied Penner WA Various 711/2009 Black Famey Partners. L P. WA S 17.393 863 03 WA Caren Woe Illialanrin FO LP Limited Partner WA Various 7/1/2009 Bade Famay Pease LP. WA $ 18 603.443 03 WA Millarnis Gran USA lap United Penner WA Various 7/1//009 Bletk Femey Partners, LP. WA S 23.567.120 03 WA TerFore Sands Fund I, LP Liman Partner WA Various 3/25.2013 Black realty Ports* L.P. WA S 480_272 98 WA Ray LanLit Morns WA Various 6/2/2013 Black Fs* Penns, L.P. WA S 188.01503 N/A HAD Copal Fund II LP Linked Penner WA Various Vass Black Fart* Partners. LP. WA S 3 725,6W 35 1.49% WA irate L.L.C. Monter WA Various Various Black Fan* Partner* L.P. WA $ 1 500,72C CO WA knooltain Unhorse Educalien, L.P. aerial Partner WA Venous Versa Black Fan* Partners, LP. WA S 33.7/0.666 CO WA Late Cascade. L P. Limited Pans WA Vasa Vans Black Farrar Patna* L.P. WA S 35.074.951 03 WA Wonsan Capital Parana. L.P. USW Partner WA Vans Various Black Fanny Prism LP. WA $ 2.713 961 CO WA Environmental Sokdions Worlden0e Convertas Nolo WA Various Various Blanc Family Pans* L.P. WA S 2 941093 00 WA T-Ink Inc Direct Vanes Various Black Fart* Partner; L P. WA S 100,00154 WA 'Apses Advisors 1119 Limiled Pans WA Various Various 97 Black Firmly Trust WA 5 70631400 WA AP Technziogy Partners LP Limilcri Partner WA Various Varna Blink Featly Partners, LP. WA S I 3,863 CO WA Behan:Ina on Bros** LLC MIITOW WA Varna Various DRS Productions, Inc. WA S 3.467.00 WA Democracy LLC Mater WA Various Venous ORB Productions, Inc WA $ 380.00 WA Mary Sheen Limited Penner WA Vans; Various ORB PrOdua•Oni Inc. WA S 4,154,00 WA Lore Loss Productions Co LLC Member WA Various Various 0118 Productions Inc. WA S 1,250.00 WA Dirty Rotten Producers Limited Penner WA Varna Venous ORB Productions Inc WA S 2.039.00 WA History Ban UMW Panne( WA Wave Various ORB Peony:bons, are WA S 307.00 WA Frost/Nixon L.L C. Member WA Various Various ORB Prockriban, Inc WA S 3263.00 N/A Magical Renting LIG. Mamba N/A Venous Venous ORB Productions Inc. WA $ 4,58400 WA Osage Canty. L.P. Linked Paris WA Vans Various ORB Productions. Ka WA S 1,45600 WA Soarn) the LP. LS* Penner WA Venous Vareuf ORB Productions. Inc WA S 966.CO WA Pace Masi/ran Fund LP Limited Panne( WA Vaneus Various Debra Black WA $ 1520.00 WA Apollo &Won LP Lana Penner WA Various Various Mara Black WA S 7.75800 WA An II LP Limited Pads WA Various Various Dare Mak WA 5 0 01 WA AP AR Mortice Umsled Partner WA Various Venous LOCO Bade WA 5 636.85300 WA Rams Me Convertible Note WA Various 8/5/2013 Lean Black NM $ 103000 00 WA AP TOC.hnc402y1) Lima.' Partner WA Various Venous Lean Block WA S 13,88600 WA AP Capital ProsCOLLC Monter WA Venous Various Loon Black NM S 913.65400 WA Excelsior Coavesices USW Pans N/A Various Various Leon Barn WA 48.931 CO WA 976 Madison Restaurant LLC Nember WA Various Various Leon Mak WA 5 250 000 03 N/A EFTA01116412  I 11111-4=11,11fg. pi lslicNiccuiclit Io 1g 'lc | ' !A !V AP SHL Investors LLC 1 Apekt Invordnen1Fund LP a ? iic -p- Ig 1 0 iiiiiiiiiiiirtillilli -..,,, ',my .0 , / li 11111 iiiii 1 it EEZZZZEZZEZZZZZ-T.ZZ >>>>>>>>>>>>>>>>>>>» Z «««««««««« IIIIIIIIIIIIIIIIII.! < «« «<<c<ciumgg Il iiii i le " rrrrrrr i § 88 ii!Mill r .& ..3111 Mil! LOB 2011 LLC 108 2011 LLC L062011 LLC L062011 LLC LDS 2011 LLC LDS 2011 LLC LOB 2011 LLC 1.08 2011 LLC no Azzzzzzzz ZZZZEZEZZZZZ o>>>>>>>>>>>>>>>>>>>» P V " 1 Fti Veis N 4. 0No OL§M§i 1 C0 00 I 1 0g§ 00 N8988888822 2282888 22 E EE ZZEZ ZZZZZZZFZZZ >>>>>>>>>>>> sasa>» EFTA01116413 Schedule E - Real Estate Applicant: Leon D. Black Address Chimer of Property _ Purchase Annual % of . Current Value Namos of Other (I, Street, City 6 St, Parcel I Lot I) Record Type Price! Date Encumbrances Income Ownership (of % Owned) Owners & % Owned. 760 Park Avenue $7,000,000 Leon D. Black Co-op None Does not apply 100.00% $20.000.000.00 None New York, NY 10021 04/1986 750 Park Avenue $800,000 Leon D. Black Co-op None Does not apply 100.00% $1,000,000.00 None New York, NY 10019 01/2001 190 and 200 Narrows Road $24.000.000 Leon D. Black House None