EFTA01408913.pdf

Subject: RE: GE Bid [C] From: Vahe Stepanian Date: Fri, 15 Jan 2016 10:16:34 -0500 To: Richard Kahn Cc: Daniel Sabba Ariane Dwyer Paul Morris < Stewart Oldfield Classification: Confidential 100 x 100.5. We are working an order to sell at 100.5. From: Richard Kahn [mailto: Sent: Friday, January 15, 2016 10:01 AM To: Vahe Stepanian Subject: Re: GE Bid [C] can you please update on this order what is current bid ask? thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel EFTA01408913 On Jan 15, 2016, at 8:50 AM, Vahe Stepanian a wrote: Classification: Confidential Jeffrey — received. We will work an order to unwind your GE preferreds at 100.5. Good for day. Thank you, Vahe From: jeffrey E. [mailto:[email protected]] Sent: Friday, January 15, 2016 8:31 AM To: Vahe Stepanian; Richard Kahn Subject: Re: GE Bid [C] 100 .5 offer it On Fri, Jan 15, 2016 at 8:29 AM, Vahe Stepanian wrote: Classification: Confidential Jeffrey — indicative bid for these preferreds is currently 100. Please let us know if you wish to unwind. Thank you, Vahe EFTA01408914 From: Vahe Stepanian Sent: Thursday, January 14, 2016 1:09 PM To: 'jeffrey E.' Cc: Daniel Sabba; Ariane Dwyer; Paul Morris; Stewart Oldfield; 'Richard Kahn' Subject: GE Bid [C] Classification: Confidential Jeffrey — recall that you own 2,469,000 of the General Electric Co. 4% fixed - to-float non-cumulative perpetual preferreds (CUSIP: 369604BM4). Indicative bid for these preferreds is currently 100. Please let us know if you wish to unwind. Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01408915 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01408916 EFTA01408917