EFTA01363030.pdf

Anti-Financial Crime DBOI Global Services (UK) Limited 5 Brindle Place, Birmin ham, B1 21B, United Kingdom O, Please consider the environment before printing this email From: Martin Zeman Sent: 08 May 2018 20:27 To: Zack Bunimovich >; AMLUK Reviews •: >; Jesse-1 Cruz a Jam Cc: Kareen Johnson an* Klyashtorny <M M.; Nina Tona , Xavier Avila mil lifillomp; Davide-A Sferrazza Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] Classification: For internal use only James — responding to your questions below. The extension is permanent. Southern Financial LLC trade global macro and are looking to buy CDX IG payer spreads as a hedge for their overall equities and fixed income portfolio they trade with DB. The initial size is around $100M. Please call me if you need any more details. This is a priority for our desk. Thank you. From: Zack Bunimovich Sent: Tuesday, May 08, 2018 12:24 PM To: AMI UK Review >; Jesse-J Cruz >; James Gladwin Cc: Kareen Johnson ; Daniel-A Klyashtorny < >; Martin Zeman < ; Nina Tona S : : . NB-1135648 / LKYCGB-160049 / Southern Financial LLC Classification: For Internal use only +Nina From: Zack Bunimovich Sent: Tuesday, May 08, 2018 10:21 AM To: AMLUK Reviews ; Jesse-J Cruz James Gladwin Daniel-A Klyashtorny <C>; Martin Zeman Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Classification: For internal use only Hi James, For ii, this is a permanent extension. Martin — can you advise on the questions from James in i. below? Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052863 CONFIDENTIAL SDNY_GM_00199047 EFTA01363030