EFTA01520876.pdf
GHISLAINE MAXWELL ACCT...
For the Period 11/1/11 to
Portfolio Activity Summary - U S Dollar
Current Year-To-Date
Cost Adjustments Period Value Value'
Amortization (17.50) (17.50)
Cost Adjustments 889,679.04
Total Cost Adjustments ($17.60) $889,861.54
• Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type Quantity Per Unk PRINCPAL INCOME
Sett* Date Selection Method Description Cost Amount Amount Amount
11A DH Domest AT&T INC @ 0.43 PER SHARE (ID: 00206R-10.2) 1,000.000 0.43 430.00
11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT. .03% RATE ON 13.98
NET AVG COLLECTED BALANCE OF $548,646.75 AS OF
11/01/11
1171 Interest Income COUNTRYWIDE CAPITAL V 7% PFD • 0.4375 PER SHARE 4,200.000 0.438 1,837.50
(ID: 222388-20-9)
11/2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (28,114,875.000) 3,173.20
IDR EXCHANGE RATE 860.090000000 DEAL 1W31/11 (3,161.28)
VALUE 10/31/11 (ID: OIDRPR-AA-9)
1112 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (419.625,000.000) 47233.79
IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 (47,183 34)
VALUE 10/31/11 (ID: OIDRPR-AA-9)
11/14 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 50.000.000 0.001 63.12
NOTE MAY 11 2016 DTD 05/11/2007 AS OF 11/11/11
(ID: 38982G-2V-5)
J.P.Morgan Page 25 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048220
Chase
CONFIDENTIAL SDNY_GM_00317418
EFTA01520876
For the Period 11/1/11 to
Portfolio Activity Summary - U S Dollar
Current Year-To-Date
Cost Adjustments Period Value Value'
Amortization (17.50) (17.50)
Cost Adjustments 889,679.04
Total Cost Adjustments ($17.60) $889,861.54
• Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type Quantity Per Unk PRINCPAL INCOME
Sett* Date Selection Method Description Cost Amount Amount Amount
11A DH Domest AT&T INC @ 0.43 PER SHARE (ID: 00206R-10.2) 1,000.000 0.43 430.00
11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT. .03% RATE ON 13.98
NET AVG COLLECTED BALANCE OF $548,646.75 AS OF
11/01/11
1171 Interest Income COUNTRYWIDE CAPITAL V 7% PFD • 0.4375 PER SHARE 4,200.000 0.438 1,837.50
(ID: 222388-20-9)
11/2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (28,114,875.000) 3,173.20
IDR EXCHANGE RATE 860.090000000 DEAL 1W31/11 (3,161.28)
VALUE 10/31/11 (ID: OIDRPR-AA-9)
1112 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (419.625,000.000) 47233.79
IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 (47,183 34)
VALUE 10/31/11 (ID: OIDRPR-AA-9)
11/14 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 50.000.000 0.001 63.12
NOTE MAY 11 2016 DTD 05/11/2007 AS OF 11/11/11
(ID: 38982G-2V-5)
J.P.Morgan Page 25 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048220
Chase
CONFIDENTIAL SDNY_GM_00317418
EFTA01520876