EFTA01356872.pdf

Classification: For Internal use only All, As you may know, per the AML Procedures manual, certain clients are excluded from ACUs. An issue has been identified in dbforce where High Risk clients are given an ACU Auto Exemption for Retail Banking, however, per Policy, this exception does NOT apply to High Risk clients. Unfortunately, the code in dbforce is exempting high risk clients with only deposit accounts under $250K from the ACU when it should not be —the code will be fixed, but in the meanwhile, while the ACUs listed below don't appear as overdue, they must be completed. GCIS Customer Customer Name Relationship PO U JEGE, LLC SOUTHERN FINANCIAL RELATIONSHIP Paul Morris . LSJE, LLC SOUTHERN FINANCIAL RELATIONSHIP Paul Morris Please let me know if you have any questions and please let me know when this has been completed. Thank you. Regards, Melisa Venegas Deutsche Bank Wealth Management 60 Wolf Street 10005-2836 New York, NY, USA Tel.: Email Wentz,* Perfrav CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043052 CONFIDENTIAL SDNY_GM_00189236 EFTA01356872