EFTA01455805.pdf

I e an 150a 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 15 Oct 14 AIMS Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435, SOUTHERN ExEurcepl 21-Nov-2013 20.Nov.2014 25.11ov.2014 (1.000(03(ft, USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :49M 02, 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBetOneT 21-Nov-2013 20-No4014 25-No4014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 860.82 710423461 FINANCIAL. LLC oikhOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20.Nov2014 25-Nov-2014 (21.030 COI USD 0 JPY LONG EUROPEAN 0.0000 544.04 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnel3arOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 121.00(1R USD 0 JPY LONG EUROPEAN 0.0000 345.69 710423465 FINANCK.U.0 ouchOpt 418622243/ SOUTHERN ExEuroOpt 12-Mg-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT ELRCPEAN PUT 6.1603 ;217.418 94) 8344623% FINANCIAL. LLC Subtotal: (2655% 41: Baal: (265590.41) Statement ID: 18229829141015_201410161 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114794 CONFIDENTIAL SDNY_GM_00260978 EFTA01455805