EFTA01520861.pdf
GHISLAINE MAXWELL ACCT.
For the Period 11/1/11 to 11/30/11
Adjusted Tax Cost Unrearized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Non-US Equity
GDF SUEZ 27.98 289.000 8,086 14 N/A «• NO%
ISIN FR0010208488 SEDOL BOC2CQ3
36827E-91-4 EUR
P GLAXOSPAITHKLINE PLC 22.07 N/A " N/A
ISIN GB0009252882/SEDOL 0925288
G3910J-90-6 GBP
JAPAN TOEIACCO INC 4.695.35 2.000 9,390.70 N/A n N/A
ISIN JP3726800000 SEDOL 6474535
J2786941-6 JPY
JFE HOLDINGS INC 17.89 200.000 3,578.51 N/A ** N/A
ISIN JP3386030005 SEDOL 6543792
476990-91-6 JPY
MARINE HARVEST ASA 0.43 25,000.000 10,825.85 NM n N/A
ISIN N00003054108 SEDOL B02L486
693045-914 NOK
MARKS & SPENCER PLC - GBP 5.19 4,350.000 22,591.22 N/A n WA
ISIN G00031274896 SEDOL 3127489 426.54
G5824M-92-5 GBP
MARSTON'S PLC 1.51 30,000.000 45,202.26 N/A " N/A
ISIN GB0001JQDME.0 SEDOL BIJQDM8
G58512-91-7 GBP
PAITSUBISHI UFJ FINANCIAL GROUP 4.23 1,400.000 5,915.24 N/A n WA
ISIN JP3902900004 SEDOL 6335171
.144497-92-3 JPY
MITSUI & CO 15.23 500.000 7,613.04 N/A " 1 WA
ISIN JP3890600001 SEDOL 6597302
.143787-91-0 JPY
J.P.Morgan Page 10 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048205
Chase
CONFIDENTIAL SDNY_GM_00317403
EFTA01520861
For the Period 11/1/11 to 11/30/11
Adjusted Tax Cost Unrearized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Non-US Equity
GDF SUEZ 27.98 289.000 8,086 14 N/A «• NO%
ISIN FR0010208488 SEDOL BOC2CQ3
36827E-91-4 EUR
P GLAXOSPAITHKLINE PLC 22.07 N/A " N/A
ISIN GB0009252882/SEDOL 0925288
G3910J-90-6 GBP
JAPAN TOEIACCO INC 4.695.35 2.000 9,390.70 N/A n N/A
ISIN JP3726800000 SEDOL 6474535
J2786941-6 JPY
JFE HOLDINGS INC 17.89 200.000 3,578.51 N/A ** N/A
ISIN JP3386030005 SEDOL 6543792
476990-91-6 JPY
MARINE HARVEST ASA 0.43 25,000.000 10,825.85 NM n N/A
ISIN N00003054108 SEDOL B02L486
693045-914 NOK
MARKS & SPENCER PLC - GBP 5.19 4,350.000 22,591.22 N/A n WA
ISIN G00031274896 SEDOL 3127489 426.54
G5824M-92-5 GBP
MARSTON'S PLC 1.51 30,000.000 45,202.26 N/A " N/A
ISIN GB0001JQDME.0 SEDOL BIJQDM8
G58512-91-7 GBP
PAITSUBISHI UFJ FINANCIAL GROUP 4.23 1,400.000 5,915.24 N/A n WA
ISIN JP3902900004 SEDOL 6335171
.144497-92-3 JPY
MITSUI & CO 15.23 500.000 7,613.04 N/A " 1 WA
ISIN JP3890600001 SEDOL 6597302
.143787-91-0 JPY
J.P.Morgan Page 10 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048205
Chase
CONFIDENTIAL SDNY_GM_00317403
EFTA01520861