EFTA01356573.pdf

From: Derek St•Hilaire To: Sylvia Fscobar• Janice Franklin Subject: RE: EEA Client Notation in dbForce Date: Tuesday, November 27, 2018 5:44:31 PM Attachments: IMMOVZINICI image003 ono Hi Sylvia, Yes, I have facilitated training for ABR. Moreover, we have added this to our broader training framework that all new joiners will go through (ABR and Case Managers). The KOP update is in flight with a rough ETA for end of December / start of January. Best regards, Derek Derek St. Hilaire, CAMS Vice President Head of Anti•Money Laundering Business Risk Deutsche Bank Trust Company. National Association Deutsche Bank Wealth Management 5022 Gate Parkway. Suite 400 Jacksonville, Florida 32256 USA From: Sylvia Escobar Sent: Tuesday, November 27, 2018 5:38 PM To: Derek St-Hilaire Janice Franklin Subject: EEA Client Notation in dbForce Dear All, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042486 CONFIDENTIAL SDNY_GM_00188670 EFTA01356573