EFTA00078532.pdf

Signature Page Summary Ghislaine Maxwell Account Number and Description Signature Requirement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement 93830915_0177 p t ovz uzo tuv 92EZ Leto op Package ID: 0093830915 1 SDNY_GM_00274192 EFTA00078532 Intentionally Left Blank VIOVZIRO ZLLP 98£Z CM. SDNY_GM_00274193 EFTA00078533  n Client Information 5 a 2 0 Ghislaine Maxwell Personal Information U.S. federal law requites us Name Ghislaine Maxwell to obtain, leafy and record information that identifies Citizenship United States each person or entity Gender Female that opens an Account with us. When you open an Date of Birth Account we ma ask for Marital Status Single you' name, street ao'dress, date of birth and a tax identificationnumber, such as a Soddy Secunry number. We may aka ask to see a doers Ocense or other Contact Information documents that mil allow Residential Address us to identify you. City, State, Zip Code New York, NY 10065.7007 nteSe review and venfy ale of the information that you Home Phone (212) 535 - 6833 pronded to us when you E-mail Address opened your Account if youhave changes, corrections or adcOrions, nobly yOulf FinancialAlfrisor Employment Information as soon as possible. Employment Status Employed If you share assets with Occupation Other another person, the net worth figure here shows Occupation Industry Other you portion only, based Employer Name The TerraMar Project upon munitions you pond& Business Address Investment kdonnatlom City, State, Zip Code New York, NY 10065 - 7007 This secron reflects answers youpronded related ro your investment experience, Net Worth Information market knowkdge and Annual Income Range from $200,000 - $499,999 other assets and is used to ensure our investment Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE recommendations are suitable for your situation. Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 20 JII L Equities None all • Bonds None _I I. Futures None -I I_ Options-Buy None — AI I IU Options-Sell None 1 You have indicated you are an experienced investor] Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. 3 3 SDNY_GM_00274194 EFTA00078534 UOIWILBOWI Wall) UOlialllOfUj Wall) You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 4 4 SDNY_GM_00274195 EFTA00078535  UOIWW./OjUl 1U11O33V Account Information a RMA Domestic Sole Owner Your Account Please review the information Account Number about each ofyour accounts andnobly your finanoal Account Title Ghislaine Maxwell Advisor immec0atek fyou have any changes or Account Address corrections. City, State zip New York, NY 10065.7007 For more information, please refer to the WS Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: New York, NY 10065-7007 Disclosure Statement. Primary Account Holder Ghislaine Maxwell Please note the account re.k porde andinvestment UBS will not disclose your name, address and security al:It:arse Mew are speak only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account: other accounts Account. may have different account risk profdes and investment Margin Yes OlVeCtheS. I You have agreed that the Margin Agreement in the Completing Your Account Opening Process package governs your use of margin in this account and all other accounts you have now or any 1 as.Your Account Risk Profile for this panicufar account ,s defined accounts that you may open in the future. As described in the Margin Agreement, certain securities Aggressive WASng to accept nigh ink ropnnopal andhigh in your Account may be loaned to UBS or to other persons or entities. iolafility to seek high returns over time. Cost Basis Method First In,First Out Different accounts may have deferent risk probles features and Services Your Investment Obledive Produce a Combination of Checking Premier- RMA / BSA Income and Capital Appreciation Investments VISA Credit (W/Rewards points) seeking both the generation of income and growth ofpringpat Account Objectives and Risk Profile A senor parka% °fiscalis defined as a cynemor or vice Account Risk Profile Aggressive/Speculative President Cabinet Member, Supreme Court Justice, Your answers to our profifing questions: member of the font Clues Risk Tolerance High Risk Staff, Member of Congress or a Patkament Chairperson, Ir Investment Objective Risk/Return Objectives Produce a combination of income and capital appreciation Higher Fluctuations, Higher Returns Head Of SPANS( LeadtV a a major religious organization, or the like. Investment Time Horizon Longer than 10 years (through several market cycles)' Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT -d Sweep Cap Election Yes Cap Amount 5250000.00 Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attomey, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 5 5 SONY_GM_00274196 EFTA00078536  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E•mail Address UBS Credit Card Profile (With Rewards points) Applicant GHISLAINE MAXWELL UBS Card Program UBS Visa Signature Credit Card Card Security Contact Phone Number (Applicant) (212) 535.6833 6 6 SDNY_GM_00274197 EFTA00078537  RMA Domestic Sole Owner Your Account Please review the information Account Number about each of your accounts and nobly your Financial Account Title Ghislame Maxwell Adnsor immediately if you have any cha ges or Account Address COIT0CDOM. City, State zip New York, NY 10065-7007 For more information, please refer to the VHS Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: New York, Disclosure Statement. 1 Primary Account Holder Ghislaine Maxwell Please note the account risk profile and investment UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have (efferent account risk profiles and investment Margin No chines. Your Account Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by this particular account u defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other Moderate wary to accept some risk to principal and tolerate accounts you have now or may open in the future. some V0idfdity to seek higher returns. Cost Basis Method First In.First Out Different accounts may have different risk profiles Features and Services Your Investment 06/teat Produce a Combination of Premier- RMA / BSA *KWHand Capital Appreciation: Investments seeking both the generation of Account Objectives and Risk Profile income and growth of principal. In accounts with consenetive Account Risk Profile Your answers to our profiling questions: 6_ Risk Tolerance Moderate Moderately High Risk a a moderate risk proft, hwesonent eligibility eonsioferations help us identify whether you maybe Sgh to invest in certain I Investment Objective Risk/Return Objectives Produce a combination of income and capital appreciation Moderate Fluctuations, Moderate Returns I higher risk secuMies as a portion of your portfolio. These investmenM offer adthtional diversification. Investment Time Horizon 7. 10 years a A senior parka!official is Short-Term Liquidity Needs Yes defined as a President arlrice President Cabinet Member, Sweep Account Election Supreme Court lusote. Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Joint thiers Staff, Member of Congress or Sweep Cap Election Yes a Parliament Chairperson. Head or Senior Leader of a Cap Amount 4250000.00 major religious organization Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT or the like. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 7 7 SDNY_GM_00274198 EFTA00078538  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E•mail Address a SDNY_GM_00274199 EFTA00078539 I I RMA Domestic Sole Owner Your Account Please review the information Account Number about each of your accounts and nobly your Financial Account Title Ghislaine Maxwell Adnsor immediately if you have any cha ges or Account Address COIT0CDOM. City, State zip New York, NY 10065.7007 For more information, please refer to the VHS Deposit Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder lePw1.1.1107 Ghislaine Maxwell Account Sweep Program Disclosure Statement. Please note the account risk profile and investment UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have (efferent account risk profiles and investment Margin No chines. Your Account Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by this particular account is defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other Moderate WArg to accept some risk to principal and tolerate accounts you have now or may open in the future. some volatility to seek higher returns. Cost Basis Method First In,First Out Different accounts may have different risk prof es Features and Services Your Investment O6/teat Produce a Combination of Premier- RMA / BSA *KWH and Capital a Appreciation: Investments seeking both the generation of Account Objectives and Risk Profile income and growth of principal. In accounts with consenetive Account Risk Profile Moderate a moderate risk profdes, Your answers to our profiling questions: a hwesonent eligibility eonsioferations help us 6_ Risk Tolerance Moderately High Risk 11 identify whether you maybe Sgh to invest in certain I Investment Objective Risk/Return Objectives Produce a combination of income and capital ai appreciation Higher Fluctuations, Higher Returns l higher risk seambes as a portion of your portfolio. These imesrmenm offer adthtional diversification. Investment Time Horizon 7. 10 years A senior parka!official is Short-Term Liquidity Needs No defined as a President arlrice President Cabinet Member, Sweep Account Election Supreme Court lusote. Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Joint Cl iers Staff, Member of Congress or Sweep Cap Election Yes a Parliament Chairperson. Head or Senior Leader of a Cap Amount 4250000.00 major religious organization Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT or the Ate. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 9 SDNY_GM_00274200 EFTA00078540  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address 10 10 SDNY_GM_00274201 EFTA00078541 I RMA Domestic Sole Owner I Your Account Please review Mein/am/ion Account Number about each of your accounts and notify your Maxie; Account Title Ghislaine Maxwell Advisonmmediarely ifyou hare any changes or Account Address corrections City, State zip eve or , NY 10065.7007 for more information, phase refer to the U8S Deposit Cards and Checks for this account, if requested, will Account Seep Program be mailed to this address: New York, NY 10065-7007 Disclosure Statement. I Primary Account Holder Ghislaine Maxwell Please note. the account risk profile and investment UBS will not disclose your name, address and security objective below are speak only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account: other attounn Account. may hate afferent account risk profiles and investment Margin No object/es. Your Account Risk Hof/le for If you did not choose Margin when you opened this account, you may ask to establish margin by this particuter account n defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your as: Account Opening Process package will govern your use of margin in this account and all other Moderate' Waling re accept sane risk to principal and taWate accounts you have now or may open in the future. sane vatitiky ro seek higher returns. Cost Basis Method First Injir , t Cut Different accounts may hate afferent fist profiles Features and Services Your Inver:men: Objective Produce a Combination of Premier- RMA / BSA Income and Capita/ Appreciation investments seeking both the generation of Account Objectives and Risk Profile income and growth ofpiing:oat in accounts with conservaeve Account Risk Profile Moderate or moderate risk profiles, Your answers to our profiting questions: Investment eligibility considerations hap us Risk Tolerance Moderately High Risk identify whether youmay be slOble to invest in refrain Produce a combination of income and capital Investment Objective higher Mk secunfies as a appreciation portion of your portfolio. Or Risk/Return Objectives Moderate Fluctuations, Moderate Returns These Awe:taws offer additional olversinab0n. Investment Time Horizon 7 - 10 years A senior political official is Short-Term Liquidity Needs No defined as a President or Vice Resident Cabinet Member, Sweep Account Election Supreme Coun Justice, Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Joint Chefs Staff, Member of Congress or Sweep Cap Election Yes