EFTA01279852.pdf

04-0930 FIFTH THIRD Investment Account - 09/01/2014 - 09/30/2014 PRIVATE BANK BLUE CHIP CAPITAL LLC IMA PLEDGE FIFTH THIRD BANK Investment Account INVESTMENT MANAGEMENT AGAEEMENT Trust Officer: LAUREN HERRMANN OCR Portfolio Manager: MATT WEDDI RUE CHIPCART/U. :LC REOCSO INVESTMENT ALLOCATION SUMMARY (au, and Eourralenm I% Last Statement This Statement Percent of Est. Annual Estimated rowtoes • 99% Description Market Value Market Value Assets Income Yield Cash and Equivalents $6,600.93 $6,927.24 1% $0.69 0.0% Equities $509,150.03 $493,838.34 99% $4,728.55 1.0% Administrative $1.00 $1.00 0% $0.00 0.0% Total Account Value $515,751.96 $500,766.58 100% $4,729.24 0.9% Net change In total account value (2.9) % Decrease 0 ACCOUNT SUMMARY ACCOUNT OVERVIEW Cash Investments* Total m Beginning Balance $6,600.93 $509,151.03 $515,751.96 Income Earned Current Period Calendar YTD Income $863.56 $863.56 Interest $0.09 $15.22 Distribulions $(537.25) $(537.25) Dividends $863.47 53,622.43 Change Market Value 5(15,311.69) 5(15,311.69) Total Income Earned $863.56 $3,637.65 m Ending Balance $6,927.24 $493,839.34 $500,766.58 Distributions Cash 5(537.25) 5(3,828.33) Z 'investments moment the both* in your "Nat bond st other scanty bOOnos Total Distributions Security Transactions $(537.25) $(3,828.33) REALIZED GAIN LOSS SUMMARY Purchases $0.00 $(611,688.70) Sales $0.00 $119,326.23 Current Period YTD Net Security Transactions $0.00 $(492,362.47) Short-term gain/(loss) 5100 $117.00 Change in Market Value $(15,311.69) $1,475.87 r Long-term gain/floss) Net realized gain/(loss) 10.00 $0.00 $0.00 $117.00 INVESTMENT OBJECTIVE Aooressive Growth Long-term capital appreciation through aggressive long-term grov,tn of capital, an erpectation Cf a n go degree of principal fluctuation. ZECK000- V40- ANOS Investment Account Page 1 of 6 EFTA01279852  FIFTH THIRD Investment Account - 09/01/2014 - 09/30/2014 PRIVATE BANK BLUE CHIP CAPITAL LLC IMA PLEDGE Current Market 0/0 of Cost Unrealized Est. Annual Est. Quantity Symbol Description Price Value Acct Basis Gain/ ( Loss) Income Yield Cash & Equivalents 0.2400 CASH $1.000 $0.24 0.0% $0.24 Uninvested Cash - Total $0.24 0.0% $0.24 6,927.0000 FEDERATED PRIME VALUE $1&00 56,927.00 1.4% $6,927.00 $0.69 OBLIGATIONS FUND 0 SERVICE SHARES CUSIP - 99FEDPV01 0 Taxable - Total $6,927.00 1.4% $6,927.00 $0.69 Cash & Equivalents - Total $6,927.24 1.4% $6,927.24 $0.69 m Equities 1,510.0000 IWD !SHARES RURRR L 1000 VALUE $100.090 $151,135.90 30.2% $144,016.38 $7,119.52 $3,060.77 2.0% INDEX FUND m CUSIP - 464287598 Z 2,674.0000 PRGFX T ROWE PRICE GROWTH STOCK FD $54.850 $146,668.90 29.3% $143,901.98 ;2,766.92 $53.48 CUSIP • 741479109 Large Cap Domestic - Total $297,804.80 59.5% $287,918.36 $9,886.44 $3,114.25 1.0% 5 1,358.0000 ABSYX AMERICAN BEACON FDS $26.180 $35,552.44 7.1% $36,453.78 $(901.34) $188.76 0.5% r SMALL CAP VALUE FO CL Y CUSIP - 02368A182 324.0000 OH [SHARES CORE SO MID-CAP Elf $136.740 $44,303.76 8.8% $44,601.79 $(298.03) $569.59 1.3% CUSIP - 464287507 1,901.0000 MSSGX MORGAN STANLEY INST SMALL CO GR $16.960 $32,240.96 6.4% $39,124.18 $(6,883.22) CUSIP • 61744)309 Small & Mid Cap Domestic • Total $112,097.16 22.4% $120,179.75 $(8,082.59) $758.35 0.7% ECCO£000- Pie- ANOS 1,160.0000 ARTIX ARTISAN INTERNATIONAL INV $30.040 $34,846.40 7M% $35,055.20 $(208.80) $338.72 1.0% CUSIP - 04314H204 Investment Account Page 2 of 6 lA EFTA01279853  040930 FIFTH THIRD Investment Account 09/01/2014 -09/30/2014 PRIVATE BANK BLUE CHIP CAPITAL LLC IMA PLEDGE PORTFOLIO POSITIONS continued Current Market Wo of Cost Unrealized Est. Annual Est. uanttty Symbol Desert eon Price Value Acct Basis Gain/(Lou) Income Yield Equities (continued) 356.0000 HIINX HARBOR INTERNATIONAL FUND-INV $68.120 $24,250.72 4.8% $25,137.16 5(886.44) $446.07 1.8% CUSIP - 411511645 Developed International - Total $59,097.12 11.8% $60,192.36 $(1,095.24) $784.79 1.3% 321.0000 ODVYX OPPENHEIMEFt DVLPING MKTS-Y 538.420 $12,332.82 2.5% 512,782.22 $(449.40) 552.32 0.4% CUSIP - 683974505 3,767.0000 WAFMX WASATCH FRONT EM SMALL COUNTRIES $3.320 $12,506.44 2.5% $11,564.69 $941.75 $18.84 0.2% O CUSIP - 936793819 EmegIng Markets - Totzd $24,839.26 5.0% $24,346.91 $492.35 $71.16 0.3% Z T Equities - Total $493,838.34 98.6% $492,637.38 $1,200.96 $4,728.55 1.0% I I Administrative 1.0000 PLEDGE AGREEMENT W/ 5/3 $1.000 $1.00 0.0% $1.00 LOAN Y 0906220876 IN THE AMOUNT OF $750,000.00 CUSIP - 9941152P7 Other Assets - Total $1.00 0.0% $1.00 Administrative - Total $1.00 0.0% $1.00 r Total Portfolio Positions $500,766.58 100.0% $499,565.62 $1,200.96 $4,729.24 0.9% Co 0 Investment Accoun Page 3 of 6 EFTA01279854  FIFTH THIRD Investment Account - 09/01/2014 - 09/30/2014 PRIVATE BANK BLUE CHIP CAPITAL LLC IMA PLEDGE Cost Date Description Basis Cash U.S. Government Interest 09/02/14 FEDERATED PRIME VALUE S0.09 OBLIGATIONS FUND SERVICE SHARES INTEREST Total U.S. Government Interest $0.09 C) Dividends O 09/30/14 (SHARES CORE S&P MID-CAP ETF REGULAR DIVIDEND 09/30/14 OF .44674 $144.75 ;;E: ON 324 SHARES M 09/30/14 ISHARES RUSSELL 1000 VALUE $718.72 INDEX FUND REGULAR DIVIDEND 09/30/14 OF .47597 0 ON 1,510 SHARES m Total Dividends $863.47 72: Trustee/Agent Compensation H 09/22/14 FIFTH THIRD BANK COMPENSATION AS OF 08/31/14 $(537.25) Total Trustee/Agent Compensation $(537.25) r Cash Equivalents Purchases 09/30/14 FEDERATED PRIME VALUE 5327.00 S(327.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT Total Cash Equivalents Purchases $327.00 $(327.00) D • ' ' ' End of '.tatemvnt for Investment Account • * * Eg601100- VJ-43 Invasbnant Accou Page 4 of 6 EFTA01279855  Investment Account FIFTH THIRD 09/01/2014 - 09/30/2014 PRIVATE BANK BLUE CHIP CAPITAL LLC IMA PLEDGE I EXPLANATION OF INVESTMENT MANAGEMENT AND TRUST ACCOUNT TERMS Fifth Third woe. 'trios' fund lamas and may receive financial incentves ice the sale of certain mutual funds. Fifth The mar ' naneally hen the wept ci • . Yang pawnor , ' • anew and omit,' • -- • • • ', zee/lents are in addtuon to standard sales loads, annual serve. fees (leered to as Rule 12b4 fees), expense rr ,:v-rnents, subtransfer agent ler, • --teaming memo 2 , • wicarkkon, pro, or.) " It (7 tr7 .. accounting and netwarliirg few), and any remburserrent for Mumma marketing sweet and tra ng-r,,l/ted expenses. For mare enfar,.luzi abet fees please al retabonshp manage. The bank may allow cash to be overdrawn from tee to tame E Mere K insufftoce available cash in me aconnt to fund the gates obligate. P1000eVer. aftOtlent %MCA; Of cash to the account may be maintained as a non-retest bearing depoet in the account for such tin as required solh,:d the tine and dollammighted bass s equwalent to the to and delarmeghted basis the aggregated overdraft balances. These non-snares be dense are irrterded to ccmpernate the bank for any overdrafts that prewar* awned. 0istrIbutlens veld tar check from plans are recessed through an omnibus account m the name of Frei Third Bank The float MOW on Osteitions commences non the riaance of the dardeutzn check. Tile flog penod on d stntutzons ends soca the earlier of: gesentatice et the distributin check for peered, or the expiate. of le) days (Mean such un-cashed amounts wen be Naced bads unto the bud of the dot:Cube Mont Rog earnings associated wth the pawnets ale retained as compensation for handling of beneft paymerts. Dstributons pad by deed depose, a eve, do not generate float earnings Caeldbulieto moved by Fred mad Bank ending investrtient direction from can fiduciaries ova be processed tycoon an oennte account in the erne of Rfth Third Bank Float taming% associated wth ccetnbeens ale retained as compensation foe MrMmg oonmbuton weak Contributions receive Mere mere are gaming investment erectors, or vain ate received wth specific mestmere direction sat not generate flag earnings. The float earnings reseed are calculated early upng me CUSTOM greens Cede* funds rate that is spectfied at the New Yolk Fed WCOSEIO: httpllinwanewforkfed.org/markettrcenecerrylelfundega.dm. Realtted Galn/ILoss) on Sale of Securities - has been compute by comparing the gang price of securities to me cog data. Mhough figures we intended to be accurate, Mecca data and realized gainAloss) data should not be used for tax purposes. Please consult your tax advise. The Current Pekes and It. Annual Income sham herein are Detained from somas that we believe are reliable, but they are not guaranteed aid are kited for prapases of eamaton on ly. The Est. Yield shawl herein represents the name 0 datributre rate that Is determined by dividing me S. annual game by the market value. This statement may mdude certain assets or class of assebk 'gluing but not limited to, non-peen traded and infrequently *tidal securibes, pooled private investments, denvatries, pargershp interests and tangle assets for wren there is no reedy evadable market value. The values provided in Mrs statement for such assets are internally generated 'striates or vales which may have teen provided to us by third parties veto nay net be independent of me oiler or manage. These valuations are unaudned and not guaranteed for secrecy. Moine vain or clamor. Sum valuations at generally based on the most recent values raided ce estmated. However, update and (strata at only obtained on an infrequent bass. Lie Insurance pones, wth the exception of Tenn peas and Woup pages, ate priced at least annually based on info-mann provided by the issuer. Tern Life and Group Life pens me valued at SI.00. The market value information furnithed on this statement has been Meted fret sources that we [reeve to be reliable and is furnished foe the exclaim use of the cant. We make no regesentaten, warranty a z =ally, or embed, that any stated value represents the ual price at With the asset could be bought or sold or new transactors could be entered Into, or that such value represents the actual tees upon stitch exams tansactons could be completed. you may not rely on dual valuation ke tax repo-tog. act oldie agitate's etc. J2 The Change Ian Market Value represents the torten of me overall change in wur ervestrmem acccont balance between Th' Statement and lag Statement the is the result of changes in the vale of me 'tomtits held in your portion due to market fluctuations. The Net change In total account value % represents me percentage that your Taal Account Value riotased or decreased between Ths Statement and Last Statement It is emanated by subtracting Total Account Value Last Statement from Tots Want Vale This Statement and then &erg by Reel Account Value Last Statement. This percentage change does Bat represent the investment performance of your account C A copy of the meet recent audited financial elteteineMs for YtUf <OTTO!, or matte hand holdings game of the proepedus for any of your mutual fund hoeings is available upon request. Meese anted your trust pincer for guidance on him to rn request a <coy. z 5 r Frith Third Private Bank is a division of Fifth Third Bank offering banking, investment and insurance products and CA services. Fifth Third Bancorp provides access to investments and investment services through various subsidiaries. D Securities, Investments and Investment Services: O Are Not FDIC Insured Offer No Bank Guarantee May Lose Value Are Not Insured By Any Federal Government Agency Are Not A Deposit Insurance products made available through Fifth Third Insurance Agency, Inc. 17g6017100- VJ.d3 Page 5 of 6 EFTA01279856  EFTA01279857 5 CONFIDENTIAL SONY_GM_000303.37 EFT,00140955