EFTA01570361.pdf
GHISLAINE MAXWELL
EFTA01570361
EFTA01570362
JPMorgan Chase Bank, N.A.
For the Period 3/1/12 to 3/31/12
Asset Account
J.P. Morgan Team
Paul Morris
Jason Bell
Janet Young
Gina Magliocco
Banker
Investment Specialist
Client Service Team
Client Service Team
212/464-0701
212/464-2084
800/634-1318
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Online access
www.MorganOnline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Page
2
4
8
9
15
16
Client News
J.P. Morgan Securities LLC's (JPMS LLC) and
J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital
and Net Capital Requirements
At December 31, 2011, JPMS LLC's net capital of $11.1
billion exceeded the minimum regulatory net capital
requirement of $1.6 billion by $9.5 billion. JPMCC's net
capital of $7.4 billion was approximately 7.7% of
aggregate debit items and exceeded the minimum
regulatory net capital requirement of $1.9 billion by $5.5
billion.
Complete copies of JPMS LLC's and JPMCC's individual
audited Statement of Financial Condition may be
obtained, at no cost, by accessing the following
EFTA01570363
JPMorgan Chase & Co. website address:
http://investor.shareholder.com/jpmorganchase/financial
-condition.cfm
Additionally, you may call the following toll free phone
number to request a hard copy of the statement:
Effective in the second quarter, we will be implementing a
new pricing procedure with regard to your statements. In
cases where we are unable to obtain a current price from
an internal or external source for a particular security, the
price column on your statements may indicate
"unpriced". Although such securities may have value,
please note that if a security is indicated as "unpriced" it
will not be included in your overall current market value
as reflected on the statement.
0000000188.15.0.15.00003.MAXWE00.20120412
Page 1 of 53
EFTA01570364
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,159,015.72
195,945.40
7,291,802.17
90,156.84
$8,736,920.13
31,969.35
$8,768,889.48
Ending
Market Value
708,100.87
189,883.18
7,173,683.38
89,407.23
$8,161,074.66
34,548.43
$8,195,623.09
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(556,318.57)
1,541,183.60
(1,540,912.61)
($556,047.58)
(2,711.81)
(17,086.08)
$8,161,074.66
34,548.43
$8,195,623.09
EFTA01570365
Period Value
8,736,920.13
Change
In Value
(450,914.85)
(6,062.22)
(118,118.79)
(749.61)
($575,845.47)
2,579.08
($573,266.39)
Year-to-Date
Value
4,926,904.29
4,972,947.20
(2,079,617.24)
5,305,726.95
(5,203,158.62)
$2,995,898.29
13,795.51
224,476.57
$8,161,074.66
34,548.43
$8,195,623.09
Estimated
45,693.48
58,037.36
$103,730.84
Current
Annual Income Allocation
10%
2%
87%
1%
100%
Other
Alternative
Assets
Equity
Cash &
Fixed Income
Asset Allocation
Page 2 of 53
EFTA01570366
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
803.27
334.32
(10,137.40)
6,288.00
($2,711.81)
Year-to-Date
Value
1,633.76
4,478.79
(10,179.94)
14,707.72
$10,640.33
3,750.00
(594.82)
$3,155.18
Unrealized Gain/Loss
To-Date Value
($126,250.86)
ST Realized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
(28,206.80)
(7,809.25)
($36,016.05)
Year-to-Date
Value
(22,131.05)
(66,195.09)
($88,326.14)
Cost Summary
Equity
Cost
Cash & Fixed Income
Other
EFTA01570367
Total
764,755.16
7,220,971.56
90,364.18
$8,076,090.90
Page 3 of 53
EFTA01570368
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Beginning
Market Value
115,212.84
6,000.00
395,528.88
436,402.00
205,872.00
$1,159,015.72
Ending
Market Value
60,708.87
5,085.00
0.00
436,129.00
206,178.00
$708,100.87
Current
Period Value
708,100.87
764,755.16
EFTA01570369
(56,654.29)
45,693.48
7,249.82
6.44%
Concentrated & Other Equity
Equity as a percentage of your portfolio - 10 %
Change
In Value
(54,503.97)
(915.00)
(395,528.88)
(273.00)
306.00
($450,914.85)
Current
Allocation
1%
1%
5%
3%
10%
US Large Cap Equity
Preferred Stocks
US Small/Mid Cap Equity
Asset Categories
100.44
95.000
9,541.80
11,403.30
(1,861.50)
64.60
0.68%
Page 4 of 53
EFTA01570370
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
US Large Cap Equity
BANK OF AMERICA CORP
CITIGROUP INC NEW
060505-10-4 BAC
36.55
172967-42-4 C
PROSHARES ULTRASHORT S&P 500
PROSHARES TRUST
SCHLUMBERGER LTD
Total US Large Cap Equity
74347R-88-3 SDS
30.28
74347X-23-7 QID
69.93
806857-10-8 SLB
$60,708.87
$116,137.71
($55,428.84)
113.000
7,902.09
9,524.04
(1,621.95)
124.30
31.08
$240.98
$31.08
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 GBP
STANDARD CHARTERED PLC
ORD U$ 0.50
ISIN GB0004082847 SEDOL 0408284
G84228-92-6 GBP
Page 5 of 53
0.00
783.10
1.57%
0.40%
200.000
6,056.00
26,203.50
(20,147.50)
15.09
1,000.000
EFTA01570371
15,090.00
44,809.50
(29,719.50)
358.000
13,084.90
14,048.52
(963.62)
14.32
0.11%
9.57
944.000
9,034.08
10,148.85
(1,114.77)
37.76
0.42%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
1.70
3,000.000
5,085.00
18,129.32
(13,044.32)
0.00
173.50
EFTA01570372
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Non-US Equity
SUN HUNG KAI PROPERTIES
ISIN HK0016000132 SEDOL 6859927
Y82594-12-1 SHKP HKD
Total Non-US Equity
$0.00
$0.00
$0.00
0.00
244.86
$0.00
$1,201.46
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
25.55
2,500.000
63,875.00
$436,129.00
62,500.00
$422,578.96
1,375.00
$13,550.04
4,187.50
1,046.88
$31,227.50
$1,046.88
Concentrated & Other Equity
GENERAL MOTORS CO
CV PFD B
37045V-20-9 GM PB
6.56%
7.16%
23.87
4,200.000
100,254.00
98,778.96
1,475.04
7,350.00
7.33%
EFTA01570373
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
27.20
10,000.000
272,000.00
261,300.00
10,700.00
19,690.00
7.24%
41.85
1,000.000
41,850.00
50,000.00
(8,150.00)
2,375.00
5.68%
Page 6 of 53
EFTA01570374
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Concentrated & Other Equity
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BAA
Total Concentrated & Other Equity
$206,178.00
$207,909.17
($1,731.17)
$14,225.00
$4,970.40
6.86%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
109.55
150,000.000
164,328.00
157,909.17
6,418.83
11,850.00
4,970.40
7.16%
Page 7 of 53
EFTA01570375
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
195,945.40
Alternative Assets Detail
Price
Hard Assets
BARC CALLABLE PALLDIUM CP NT
05/14/12
LNKD TO PLDMLNPM
7.4% CPN, 20% MAX, 80% BARRIER
05/03/2011
06738K-JA-0
DB X-TRACKERS
ISIN LU0292106167 SEDOL B3DYFK4
892352-91-5
ETFS METAL SECURITIES LTD
ISIN JEO0B1VS3770 SEDOL BlVS377
131994-91-5
ISHARES SILVER TRUST
Total Hard Assets
46428Q-10-9 SLV
$189,883.18
$211,234.62
31.38
1,000.000
31,380.00
44,010.03
163.16
301.000
49,109.66
45,068.38
43.41
2,058.000
89,335.52
102,156.21
100.29
20,000.000
20,058.00
20,000.00
Quantity
Estimated
Value
Cost
Ending
Estimated Value
189,883.18
EFTA01570376
Change
In Value
(6,062.22)
Current
Allocation
2%
Page 8 of 53
EFTA01570377
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Complementary Structured Strategies
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
4,882,728.78
907,283.08
52,398.57
754,766.00
551,306.74
143,319.00
$7,291,802 17
Ending
Market Value
5,352,493.82
330,502.14
49,370.00
758,172.56
540,385.36
142,759.50
$7,173,683.38
Current
Period Value
7,173,683.38
7,220,971.56
(47,288.18)
58,037.36
26,490.93
0.80%
Cash & Fixed Income as a percentage of your portfolio 87 %
Change
In Value
469,765.04
(576,780.94)
(3,028.57)
3,406.56
EFTA01570378
(10,921.38)
(559.50)
($118,118.79)
Current
Allocation
64%
4%
1%
9%
7%
2%
87%
Non-USD Short Term
Complementary Structured
Strategies
Asset Categories
Non-US Fixed Income
Non-USD Cash
Cash
US Fixed Income
Page 9 of 53
EFTA01570379
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years'
5-10 years'
10+ years'
Total Value
1
SUMMARY BY TYPE
Market
Value
5,990,229.96
667,473.42
290,284.50
225,695.50
$7,173,683.38
% of Bond
Portfolio
84%
9%
4%
3%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MM FD - MORGAN
Total Cash
1.00
1.00
5,352,492.82
1.00
5,352,492.82
1.00
$5,352,493.82
5,352,492.82
1.00
$5,352,493.82
$0.00
$535.24
$42.19
EFTA01570380
0.01%
535.24
42.19
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Complementary Structure
Total Value
Market
Value
5,352,493.82
330,502.14
286,783.00
225,695.50
815,206.46
20,242.96
142,759.50
$7,173,683.38
% of Bond
Portfolio
77%
4%
3%
3%
11%
1%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Page 10 of 53
EFTA01570381
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Non-USD Cash
AUSTRALIAN DOLLAR
JP MORGAN CHASE BANK - CAD
LONDON TIME DEPOSITS 0.6100%
DATED 03/27/2012 MATURITY 04/03/2012
HELD BY LONDON TREASURY SERVICES
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.8500%
DATED 03/30/2012 MATURITY 04/10/2012
HELD BY LONDON TREASURY SERVICES
Total Non-USD Cash
$330,502.14
$319,993.53
$10,508.61
$2,531.71
$19.79
Non-USD Short Term
INTL BK RECON & DEVELOP - BRL
8.75% JUN 15 2012
DTD 08/20/2009
HELD BY EUROCLEAR
ISIN XS0446421157 SEDOL B435Z93
459058-96-1 NA /AAA BRL
US Fixed Income
JPM MANAGED RESERVES C
051398-91-5 GBP
ISHARES MARKIT IBOXX CORPORATE BOND
ISIN IE00B00FV011 SEDOL BOOFV01
461278-91-3 GBP
Page 11 of 53
10,341.88
192.79
7.54
105.00
77,926.10
20,242.96
79,003.04
19,023.08
(1,076.94)
1,219.88
54.86
90,000.00
49,370.00
50,106.74
(736.74)
4,316.72
3,432.11
8.10%
EFTA01570382
0.77%
17.53
1,227,095.70
215,127.09
207,074.66
8,052.43
1,828.57
10.11
0.85%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
1.04
100.00
100.06
115,208.06
103.59
115,271.46
103.25
112,815.62
0.34
2,455.84
703.14
9.68
0.63%
EFTA01570383
GHISLAINE MAXWELL
ACCT.
For the Period 3/1/12 to 3/31/12
Price
US Fixed Income
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /A3
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /AA2
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
BARCLAYS BANK PLC
MEDIUM TERM NOTE 2 2/1% OCT 20 2017
DTD 10/20/2010
06740P-VG-8 NA /AA3
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
113.22
100,000.00
113,220.00
109,810.34
110,503.00
3,409.66
5,000.00
638.80
3.92%
114.43
50,000.00
57,216.50
55,064.72
55,424.00
2,151.78
2,500.00
1,256.90
EFTA01570384
3.70%
98.35
150,000.00
147,525.00
150,000.00
(2,475.00)
3,750.00
1,677.00
2.82%
94.20
150,000.00
141,306.00
150,000.00
(8,694.00)
5,400.00
2,040.00
5.02%
95.60
50,000.00
47,799.00
45,394.50
2,404.50
355.00
49.10
1.82%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
97.68
100,000.00
97,678.00
100,000.00
(2,322.00)
2,900.00
1,337.20
3.60%
Page 12 of 53
EFTA01570385
GHISLAINE MAXWELL
ACCT.
For the Period 3/1/12 to 3/31/12
Price
US Fixed Income
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$758,172.56
$761,972.31
$763,387.62
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 GBP
ISHARES BARCLAYS CAPITAL
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 GBP
KFW - TRY
MTN 9 3/4% JUL 16 2013
DTD 02/10/2010
HELD BY EUROCLEAR
ISIN XS0484842470 SEDOL B637YV8
14085A-9A-6 AAA /AAA TRY
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL 6511413
U45818-9G-5 AAA /AAA INR
1.82
6,700,000.00
121,821.75
143,232.17
(21,410.42)
3,945.43
75.62
7.11%
57.19
200,000.00
114,386.67
135,555.56
(21,168.89)
10,937.23
7,769.58
8.02%
21.35
EFTA01570386
5,790.00
123,639.24
118,212.32
5,426.92
191.89
187.90
36,055.70
39,293.00
(3,237.30)
($3,799.75)
$22,405.00
$7,526.75
3.24%
110.52
50,000.00
55,259.00
53,676.63
54,040.00
1,582.37
2,500.00
527.75
4.22%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 13 of 53
EFTA01570387
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Non-US Fixed Income
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /AAA IDR
Total Non-US Fixed Income
$540,385.36
$586,405.16
($46,019.80)
$24,123.69
$15,470.09
Complementary Structured Strategies
MS 7YNC1Y STEP-UP NOTE 09/13/17
INITIAL RATE 2.75% CPN
WHERE MAX RATE IS 6% PER ANNUM
DD 9/8/10
61745E-6Q-9 A- /A2
4.84%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
0.01 1,300,000,000.00
144,482.00
150,112.11
(5,630.11)
9,241.03
7,624.89
5.74%
95.17
150,000.00
142,759.50
150,000.00
(7,240.50)
4,125.00
Page 14 of 53
EFTA01570388
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
90,156.84
Ending
Estimated Value
89,407.23
Change
In Value
(749.61)
Current
Allocation
1%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Accrued Dividends
Other Detail
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 GBP
20.50
4,361.513
89,407.23
90,364.18
(956.95)
807.68
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Period Value
89,407.23
90,364.18
(956.95)
807.68
Page 15 of 53
EFTA01570389
EFTA01570390
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
Income
INFLOWS
2,904.43
Contributions
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
(159,902.42)
($159,902.42)
55,086.75
$55,086.75
$5,352,492.82
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
571,676.28
$574,580.71
15,495.33
4,972,118.20
574,845.37
$5,562,458.90
(1,419,530.95)
(159,902.42)
($1,579,433.37)
204,254.72
$204,254.72
-$0.00
$0.00
$0.00
$0.00
Period
Value
4,882,727.78
Year-To-Date
Value*
-INCOME
Current
EFTA01570391
Period
Value
0.00
Year-To-Date
Value*
-$0.00
50.00
50.00
-Page
16 of 53
EFTA01570392
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - U S Dollar
Current
Cost Adjustments
Amortization
Cost Adjustments
Total Cost Adjustments
* Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
3/1
3/1
3/1
3/12
3/13
3/14
Interest Income
Div Domest
Div Domest
Div Domest
Corporate Interest
Div Domest
Description
DEPOSIT SWEEP INTEREST FOR FEB. @ .01% RATE ON
NET AVG COLLECTED BALANCE OF $4,881,432.38 AS
OF 03/01/12
GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE
(ID: 37045V-20-9)
KROGER CO @ 0.115 PER SHARE (ID: 501044-10-1)
UNITED TECHNOLOGIES CORP @ 0.48 PER SHARE
(ID: 913017-10-9)
MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE
2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD
9/8/10 (ID: 61745E-6Q-9)
E I DU PONT DE NEMOURS & CO @ 0.41 PER SHARE
(ID: 263534-10-9)
224.000
0.41
91.84
150,000.000
0.014
2,062.50
1,000.000
265.000
162.000
0.594
0.115
0.48
EFTA01570393
593.75
30.48
77.76
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
38.66
INCOME
Amount
$0.00
Period Value
Year-To-Date
Value*
(594.82)
9,237.41
$8,642.59
Page 17 of 53
EFTA01570394
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
3/23
3/27
3/27
3/27
3/27
3/27
3/27
3/27
3/27
3/30
Div Domest
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Description
BANK OF AMERICA CORP @ 0.01 PER SHARE
(ID: 060505-10-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12
VALUE 03/27/12 (ID: OAUDPR-AA-8)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
CHF EXCHANGE RATE .910500000 DEAL 03/23/12
VALUE 03/27/12 (ID: OCHFPR-AA-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12
VALUE 03/27/12 (ID: OEURPR-AA-9)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12
VALUE 03/27/12 (ID: OGBPPR-AA-9)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12
VALUE 03/27/12 (ID: OHKDPR-AA-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12
VALUE 03/27/12 (ID: 0JPYPR-AA-9)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
NOK EXCHANGE RATE 5.756700000 DEAL 03/23/12
VALUE 03/27/12 (ID: ONOKPR-AA-1)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
SEK EXCHANGE RATE 6.743100000 DEAL 03/23/12
EFTA01570395
VALUE 03/27/12 (ID: OSEKPR-AA-1)
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.586700000 DEAL 03/28/12
VALUE 03/30/12 (ID: OGBPPR-AA-9)
Page 18 of 53
100,776.720
159,670.64
(159,902.42)
(127,026.000)
(18,879.35)
18,837.92
(80,557.600)
(14,022.45)
13,993.71
(4,117,504.000 )
(50,035.13)
50,042.59
(111,932.420)
(14,418.61)
14,404.42
(226,311.800)
(360,424.50)
358,568.42
(75,122.880)
(99,477.73)
99,477.72
(6,154.680)
(6,755.96)
6,759.67
Quantity
Cost
Per Unit
Amount
944.000
(5,387.790)
(5,648.56)
0.01
PRINCIPAL
Amount
9.44
5,596.84
INCOME
Amount
EFTA01570396
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
3/30
Spot FX
Total Inflows & Outflows
TRADE ACTIVITY
Note:
Trade Date
Settle Date
3/16
3/21
3/16
3/21
3/16
3/21
3/23
3/28
3/23
3/28
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
INR EXCHANGE RATE 50.313035000 DEAL 03/26/12
VALUE 03/26/12 (ID: OINRPR-AA-8)
$414,678.29
Quantity
Cost
Per Unit
Amount
(201,000.000)
(3,915.46)
PRINCIPAL
Amount
3,994.99
INCOME
Amount
S indicates Short Term Realized Gain/Loss
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
EFTA01570397
High Cost
E M C CORP MASS @ 28.96057 13,553.55 BROKERAGE
100.00 TAX &/OR SEC .25 J.P. MORGAN SECURITIES
LLC (ID: 268648-10-2)
KROGER CO @ 24.30 6,439.50 BROKERAGE 100.00 TAX
&/OR SEC .12 J.P. MORGAN SECURITIES LLC
(ID: 501044-10-1)
UNITED TECHNOLOGIES CORP @ 85.75074 13,891.62
BROKERAGE 100.00 TAX &/OR SEC .26 J.P. MORGAN
SECURITIES LLC (ID: 913017-10-9)
WALT DISNEY CO @ 43.08 9,865.32 BROKERAGE 13.74
TAX &/OR SEC .18 J.P. MORGAN SECURITIES LLC
(ID: 254687-10-6)
E I DU PONT DE NEMOURS & CO @ 52.07571
11,664.96 BROKERAGE 13.44 TAX &/OR SEC .21 J.P.
MORGAN SECURITIES LLC (ID: 263534-10-9)
Total Settled Sales/Maturities/Redemptions
$55,086.75
($53,302.65)
$1,784.10 S
Page 19 of 53
(224.000)
52.015
11,651.31
(11,537.62)
113.69 S
(229.000)
43.019
9,851.40
(9,015.40)
836.00 S
(162.000)
85.132
13,791.36
(13,783.83)
7.53 S
(265.000)
23.922
6,339.38
(6,587.16)
(247.78) S
Quantity
(468.000)
Per Unit
Amount
28.746
Proceeds
13,453.30
Tax Cost
(12,378.64)
Realized
EFTA01570398
Gain/Loss
1,074.66 S
EFTA01570399
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Australia Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
Beginning Cash Balance
INFLOWS
-103.25
$103.25
(5,596.84)
($5,596.84)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
5,648.56
$5,648.56
-Year-To-Date
Value*
-103.25
216.26
$319.51
(5,811.27)
($5,811.27)
5,648.56
$5,648.56
-Local
Value
Current
Period Value
0.00
100.00
100.00
(5,387.79)
(5,387.79)
5,387.79
5,387.79
100.00
EFTA01570400
Year-To-Date
Value*
-100.00
208.35
308.35
(5,596.14)
(5,596.14)
5,387.79
5,387.79
-Page
20 of 53
EFTA01570401
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Australia Dollar
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Australia Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
3/30
3/30
Spot FX
Foreign Dividend
Foreign Dividend
Total Inflows & Outflows
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12
VALUE 03/27/12 (ID: OAUDPR-AA-8)
QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL
6715740 @ 0.0625 PER SHARE (ID: Q78063-91-6)
QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL
6715740 @ 0.1875 PER SHARE (ID: Q78063-91-6)
400.000
400.000
0.065
0.063
0.194
0.188
25.81
25.00
77.44
75.00
($5,493.59)
($51.72)
Quantity
5,596.840
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
EFTA01570402
(5,596.84)
(5,387.79)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(51.72)
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
21 of 53
EFTA01570403
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
TRADE ACTIVITY - Australia Dollar
S indicates Short Term Realized Gain/Loss
Note:
Per Unit
Trade Date
Settle Date
3/21
3/26
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL
6715740 (ID: Q78063-91-6)
Quantity
(400.000)
Amount USD
Local Value
14.121
13.51
Proceeds USD
Local Value
5,648.56
5,387.79
Tax Cost USD
Realized
Local Value Gain/Loss USD
(7,237.30)
(6,798.62)
(1,588.74) S
Page 22 of 53
EFTA01570404
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Period
Value
-55.11
$55.11
(55.11)
($55.11)
-Year-To-Date
Value*
-174.03
$174.03
(174.03)
($174.03)
-Local
EFTA01570405
Value
Current
Period Value
0.00
54.64
54.64
(54.64)
(54.64)
0.00
Year-To-Date
Value*
-174.52
174.52
(174.52)
(174.52)
-Page
23 of 53
EFTA01570406
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/6
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 02/28/2012 MATURITY 03/06/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2527Y9-9L-9)
3/6
3/6
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
3/6
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 02/28/2012 MATURITY 03/06/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2527Y9-9L-9)
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9T-5)
3/13
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES
(ID: 252869-9T-5)
3/13
3/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9T-5)
(13.660)
(115,167.080)
(13.75)
(13.66)
115,167.080
EFTA01570407
13.75
13.66
115,167.080
(13.660)
(115,153.420)
(13.75)
(13.66)
Quantity
115,153.420
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.75
13.66
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 24 of 53
EFTA01570408
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/13
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/13/2012 MATURITY 03/20/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528F9-9C-8)
3/20
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/13/2012 MATURITY 03/20/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528F9-9C-8)
3/20
3/20
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
3/20
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/13/2012 MATURITY 03/20/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528F9-9C-8)
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/20/2012 MATURITY 03/27/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9W-2)
3/27
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/20/2012 MATURITY 03/27/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528H9-9W-2)
3/27
3/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/20/2012 MATURITY 03/27/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9W-2)
EFTA01570409
(13.660)
(115,194.400)
(13.78)
(13.66)
115,194.400
13.78
13.66
115,194.400
(13.660)
(115,180.740)
(13.83)
(13.66)
115,180.740
13.83
13.66
Quantity
115,180.740
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 25 of 53
EFTA01570410
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/27/2012 MATURITY 04/03/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528M9-9A-4)
Total Inflows & Outflows
$0.00
Quantity
115,208.060
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 26 of 53
EFTA01570411
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Euro
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Tax Payments
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
(99,477.72)
($99,477.72)
99,477.73
$99,477.73
-Period
Value
Beginning Cash Balance
-Year-To-Date
Value*
-118.42
$0.00
$118.42
(29.61)
(101,512.47)
($101,542.08)
99,477.73
$99,477.73
-(75,122.88)
(75,122.88)
75,122.88
75,122.88
0.00
0.00
Local
Value
Current
Period Value
0.00
Year-To-Date
Value*
EFTA01570412
-92.40
92.40
(23.10)
(76,727.64)
(76,750.74)
75,122.88
75,122.88
-Page
27 of 53
EFTA01570413
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Euro
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
US Dollar Value
Current
Cost Adjustments
Cost Adjustments
Total Cost Adjustments
* Year to date information is calculated on a calendar year basis.
Period Value
$0.00
Year-To-Date
Value*
25,835.27
$25,835.27
0.00
Local Value
Current
Period Value
Year-To-Date
Value*
18,995.12
18,995.12
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
28 of 53
EFTA01570414
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Euro
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12
VALUE 03/27/12 (ID: OEURPR-AA-9)
TRADE ACTIVITY - Euro
Note:
Trade Date
Settle Date
3/20
3/22
3/20
3/22
3/20
3/23
3/20
3/23
3/20
3/23
3/20
3/23
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL
5231485 (ID: D03080-90-6)
BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL
5069211 (ID: 072733-91-8)
AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314
(ID: N01803-90-2)
GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3
EFTA01570415
(ID: 36827E-91-4)
PHILIPS ELECTRONICS N.V. ISIN NL0000009538
SEDOL 5986622 (ID: N6983Q-91-5)
CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437
(ID: F13587-92-2)
Quantity
(77.000)
(163.000)
(149.000)
(289.000)
(337.000)
(217.000)
Quantity
99,477.720
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(99,477.72)
(75,122.88)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(0.01)
S indicates Short Term Realized Gain/Loss
Per Unit
Amount USD
Local Value
122.583
92.85
71.371
54.06
58.559
44.355
26.24
19.875
21.124
16.00
43.59
33.017
Proceeds USD
Local Value
9,438.90
7,128.00
11,633.55
8,785.34
8,725.25
6,589.07
EFTA01570416
7,583.23
5,726.65
7,118.66
5,375.82
9,459.10
7,143.26
Tax Cost USD
Realized
Local Value Gain/Loss USD
(10,206.94)
(7,160.78)
(13,056.92)
(9,159.47)
(9,781.64)
(6,870.72)
(9,914.97)
(6,956.66)
(8,419.17)
(6,190.11)
(11,437.04)
(8,023.57)
(768.04) S
(1,423.37) S
(1,056.39) S
(2,331.74) S
(1,300.51) S
(1,977.94) S
Page 29 of 53
EFTA01570417
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Per Unit
Trade Date
Settle Date
3/20
3/23
3/20
3/23
3/20
3/23
3/20
3/23
3/20
3/23
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
SANOFI ISIN FR0000120578 SEDOL 5671735
(ID: F5548N-91-1)
PPR SA ISIN FR0000121485 SEDOL 5505072
(ID: F74953-93-0)
SOLVAY SA ISIN BE0003470755 SEDOL 4821100
(ID: 834437-91-5)
SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108
(ID: F86921-91-7)
STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL
5072673 (ID: X21349-90-1)
Total Settled Sales/Maturities/Redemptions (USD)
Quantity
(156.000)
(38.000)
(77.000)
(164.000)
(933.000)
Amount USD
Local Value
77.247
58.51
174.468
132.15
EFTA01570418
113.104
85.67
67.586
51.193
7.552
5.72
Proceeds USD
Local Value
12,050.46
9,100.18
6,629.78
5,006.63
8,709.00
6,576.80
11,084.06
8,370.38
7,045.74
5,320.75
$99,477.73
Tax Cost USD
Realized
Local Value Gain/Loss USD
(11,779.77)
(8,268.90)
(6,319.18)
(4,646.11)
(8,750.42)
(6,250.38)
(11,096.92)
(8,158.90)
(9,050.23)
(6,343.18)
($109,813.20)
270.69 S
310.60 S
(41.42) S
(12.86) S
(2,004.49) S
($10,335.47) S
Page 30 of 53
EFTA01570419
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Hong Kong Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
Beginning Cash Balance
-Year-To-Date
Value*
-309.23
$0.00
(14,404.42)
($14,404.42)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
14,418.61
$14,418.61
-$309.23
(14,713.38)
($14,713.38)
14,418.61
$14,418.61
-0.00
(111,932.42)
(111,932.42)
111,932.42
111,932.42
0.00
Local
Value
Current
Period Value
0.00
Year-To-Date
Value*
-2,400.00
2,400.00
EFTA01570420
(114,332.42)
(114,332.42)
111,932.42
111,932.42
-Page
31 of 53
EFTA01570421
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Hong Kong Dollar
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Hong Kong Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12
VALUE 03/27/12 (ID: OHKDPR-AA-4)
Quantity
14,404.420
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(14,404.42)
(111,932.42)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(14.19)
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
32 of 53
EFTA01570422
EFTA01570423
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
TRADE ACTIVITY - Hong Kong Dollar
S indicates Short Term Realized Gain/Loss
Note:
Per Unit
Trade Date
Settle Date
3/21
3/23
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL
6859927 (ID: Y82594-12-1)
Quantity
(1,000.000)
Amount USD
Local Value
14.419
112.40
Proceeds USD
Local Value
14,418.61
111,932.42
Tax Cost USD
Realized
Local Value Gain/Loss USD
(15,082.81)
(117,635.35)
(664.20) S
Page 33 of 53
EFTA01570424
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Indian Rupee
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Period
Value
-3,915.46
$3,915.46
(3,994.99)
($3,994.99)
-Year-To-Date
Value*
-3,915.46
$3,915.46
(3,994.99)
($3,994.99)
-Local
EFTA01570425
Value
Current
Period Value
0.00
201,000.00
201,000.00
(201,000.00)
(201,000.00)
0.00
Year-To-Date
Value*
-201,000.00
201,000.00
(201,000.00)
(201,000.00)
-Page
34 of 53
EFTA01570426
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Indian Rupee
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/30
3/30
Spot FX
Foreign Interest
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
INR EXCHANGE RATE 50.313035000 DEAL 03/26/12
VALUE 03/26/12 (ID: OINRPR-AA-8)
INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM
TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY
EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 AS OF
03/26/12 (ID: U45818-9G-5)
Total Inflows & Outflows
($79.53)
$79.53
6,700,000.000
0.001
0.03
3,915.46
201,000.00
Quantity
3,994.990
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(3,994.99)
(201,000.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
79.53
Page 35 of 53
EFTA01570427
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Japanese Yen
PRINCIPAL
US Dollar Value
Current
Transactions
Contributions
INFLOWS
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
Beginning Cash Balance
-Year-To-Date
Value*
-612.74
$0.00
(50,042.59)
($50,042.59)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
39,862.11
$39,862.11
-$612.74
(50,653.54)
($50,653.54)
50,035.13
$50,035.13
-0.00
(4,117,504.00)
(4,117,504.00)
3,333,469.00
3,333,469.00
0.00
Local
Value
Current
Period Value
784,035.00
Year-To-Date
Value*
-47,055.00
47,055.00
EFTA01570428
(4,164,559.00)
(4,164,559.00)
4,117,504.00
4,117,504.00
-Page
36 of 53
EFTA01570429
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Japanese Yen
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Japanese Yen
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12
VALUE 03/27/12 (ID: OJPYPR-AA-9)
Quantity
50,042.590
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(50,042.59)
(4,117,504.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
7.46
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
37 of 53
EFTA01570430
EFTA01570431
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
TRADE ACTIVITY - Japanese Yen
Note:
Trade Date
Settle Date
3/21
3/26
3/21
3/26
3/21
3/26
3/21
3/26
3/21
3/26
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
JFE HOLDINGS INC ISIN JP3386030005 SEDOL
6543792 (ID: 476990-91-6)
MITSUBISHI UFJ FINANCIAL GROUP ISIN
JP3902900004 SEDOL 6335171 (ID: J44497-92-3)
MITSUI & CO ISIN JP3893600001 SEDOL 6597302
(ID: J43787-91-0)
NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL
6642860 (ID: J57160-91-3)
SHISEIDO COMPANY LIMITED ISIN JP3351600006
SEDOL 6805265 (ID: 824841-91-0)
Total Settled Sales/Maturities/Redemptions (USD)
Quantity
(200.000)
(1,400.000)
(500.000)
(1,200.000)
(400.000)
S indicates Short Term Realized Gain/Loss
Per Unit
Amount USD
Local Value
22.235
EFTA01570432
1,865.00
5.282
443.00
16.87
1,415.00
10.492
880.00
17.49
1,467.00
Proceeds USD
Local Value
4,447.01
371,881.00
7,394.19
618,339.00
8,435.00
705,377.00
12,589.92
1,052,832.00
6,995.99
585,040.00
$39,862.11
Tax Cost USD
Realized
Local Value Gain/Loss USD
(5,219.70)
(409,479.56)
(6,697.36)
(531,138.47)
(8,640.50)
(686,606.37)
(12,254.65)
(971,746.90)
(7,325.88)
(574,712.78)
($40,138.09)
(772.69) S
696.83 S
(205.50) S
335.27 S
(329.89) S
($275.98) S
Page 38 of 53
EFTA01570433
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
Beginning Cash Balance
-216.27
$216.27
(216.27)
(13,993.71)
($14,209.98)
14,022.70
$14,022.70
-Year-To-Date
Value*
-467.69
$467.69
(103,428.09)
(13,993.71)
($117,421.80)
116,983.65
$116,983.65
-Local
Value
Current
Period Value
0.00
1,228.06
1,228.06
(1,228.06)
(80,557.60)
(81,785.66)
80,557.60
80,557.60
EFTA01570434
0.00
Year-To-Date
Value*
-2,685.75
2,685.75
(594,838.41)
(80,557.60)
(675,396.01)
672,710.26
672,710.26
-Page
39 of 53
EFTA01570435
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Norwegian Krone
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
US Dollar Value
Current
Cost Adjustments
Cost Adjustments
Total Cost Adjustments
Period Value
(138,881.78)
($138,881.78)
* Year to date information is calculated on a calendar year basis.
Year-To-Date
Value*
(138,881.78)
($138,881.78)
Local Value
Current
Period Value
(784,956.53)
(784,956.53)
Year-To-Date
Value*
(784,956.53)
(784,956.53)
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
40 of 53
EFTA01570436
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/2
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2527X9-9W-6)
3/2
3/2
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
3/2
Receipt of Assets
1.1500% DATED 02/24/2012 MATURITY 03/02/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2527X9-9W-6)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,141.760
1.1500% DATED 03/02/2012 MATURITY 03/09/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9A-6)
3/9
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,141.760
1.1500% DATED 03/02/2012 MATURITY 03/09/2012
HELD BY LONDON TREASURY SERVICES
(ID: 252869-9A-6)
3/9
3/9
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
1.1500% DATED 03/02/2012 MATURITY 03/09/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9A-6)
(274.180)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,226,141.760 )
(49.13)
(274.18)
49.13
274.18
(274.120)
JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,225,867.640 )
(49.12)
EFTA01570437
(274.12)
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,225,867.640
1.1500% DATED 02/24/2012 MATURITY 03/02/2012
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
49.12
274.12
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 41 of 53
EFTA01570438
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/9
Receipt of Assets
Description
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,415.940
1.1500% DATED 03/09/2012 MATURITY 03/16/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528E9-9D-7)
3/16
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,415.940
1.1500% DATED 03/09/2012 MATURITY 03/16/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528E9-9D-7)
3/16
3/16
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
3/16
Receipt of Assets
1.1500% DATED 03/09/2012 MATURITY 03/16/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528E9-9D-7)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,690.180
0.8500% DATED 03/16/2012 MATURITY 03/23/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9E-2)
3/23
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,690.180
0.8500% DATED 03/16/2012 MATURITY 03/23/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528H9-9E-2)
3/23
3/23
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
0.8500% DATED 03/16/2012 MATURITY 03/23/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9E-2)
(202.740)
EFTA01570439
JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,690.180 )
(35.04)
(202.74)
(0.25)
35.04
202.74
(274.240)
JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,415.940 )
(47.74)
(274.24)
47.74
274.24
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 42 of 53
EFTA01570361
EFTA01570362
JPMorgan Chase Bank, N.A.
For the Period 3/1/12 to 3/31/12
Asset Account
J.P. Morgan Team
Paul Morris
Jason Bell
Janet Young
Gina Magliocco
Banker
Investment Specialist
Client Service Team
Client Service Team
212/464-0701
212/464-2084
800/634-1318
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Online access
www.MorganOnline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Page
2
4
8
9
15
16
Client News
J.P. Morgan Securities LLC's (JPMS LLC) and
J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital
and Net Capital Requirements
At December 31, 2011, JPMS LLC's net capital of $11.1
billion exceeded the minimum regulatory net capital
requirement of $1.6 billion by $9.5 billion. JPMCC's net
capital of $7.4 billion was approximately 7.7% of
aggregate debit items and exceeded the minimum
regulatory net capital requirement of $1.9 billion by $5.5
billion.
Complete copies of JPMS LLC's and JPMCC's individual
audited Statement of Financial Condition may be
obtained, at no cost, by accessing the following
EFTA01570363
JPMorgan Chase & Co. website address:
http://investor.shareholder.com/jpmorganchase/financial
-condition.cfm
Additionally, you may call the following toll free phone
number to request a hard copy of the statement:
Effective in the second quarter, we will be implementing a
new pricing procedure with regard to your statements. In
cases where we are unable to obtain a current price from
an internal or external source for a particular security, the
price column on your statements may indicate
"unpriced". Although such securities may have value,
please note that if a security is indicated as "unpriced" it
will not be included in your overall current market value
as reflected on the statement.
0000000188.15.0.15.00003.MAXWE00.20120412
Page 1 of 53
EFTA01570364
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,159,015.72
195,945.40
7,291,802.17
90,156.84
$8,736,920.13
31,969.35
$8,768,889.48
Ending
Market Value
708,100.87
189,883.18
7,173,683.38
89,407.23
$8,161,074.66
34,548.43
$8,195,623.09
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(556,318.57)
1,541,183.60
(1,540,912.61)
($556,047.58)
(2,711.81)
(17,086.08)
$8,161,074.66
34,548.43
$8,195,623.09
EFTA01570365
Period Value
8,736,920.13
Change
In Value
(450,914.85)
(6,062.22)
(118,118.79)
(749.61)
($575,845.47)
2,579.08
($573,266.39)
Year-to-Date
Value
4,926,904.29
4,972,947.20
(2,079,617.24)
5,305,726.95
(5,203,158.62)
$2,995,898.29
13,795.51
224,476.57
$8,161,074.66
34,548.43
$8,195,623.09
Estimated
45,693.48
58,037.36
$103,730.84
Current
Annual Income Allocation
10%
2%
87%
1%
100%
Other
Alternative
Assets
Equity
Cash &
Fixed Income
Asset Allocation
Page 2 of 53
EFTA01570366
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
803.27
334.32
(10,137.40)
6,288.00
($2,711.81)
Year-to-Date
Value
1,633.76
4,478.79
(10,179.94)
14,707.72
$10,640.33
3,750.00
(594.82)
$3,155.18
Unrealized Gain/Loss
To-Date Value
($126,250.86)
ST Realized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
(28,206.80)
(7,809.25)
($36,016.05)
Year-to-Date
Value
(22,131.05)
(66,195.09)
($88,326.14)
Cost Summary
Equity
Cost
Cash & Fixed Income
Other
EFTA01570367
Total
764,755.16
7,220,971.56
90,364.18
$8,076,090.90
Page 3 of 53
EFTA01570368
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Beginning
Market Value
115,212.84
6,000.00
395,528.88
436,402.00
205,872.00
$1,159,015.72
Ending
Market Value
60,708.87
5,085.00
0.00
436,129.00
206,178.00
$708,100.87
Current
Period Value
708,100.87
764,755.16
EFTA01570369
(56,654.29)
45,693.48
7,249.82
6.44%
Concentrated & Other Equity
Equity as a percentage of your portfolio - 10 %
Change
In Value
(54,503.97)
(915.00)
(395,528.88)
(273.00)
306.00
($450,914.85)
Current
Allocation
1%
1%
5%
3%
10%
US Large Cap Equity
Preferred Stocks
US Small/Mid Cap Equity
Asset Categories
100.44
95.000
9,541.80
11,403.30
(1,861.50)
64.60
0.68%
Page 4 of 53
EFTA01570370
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
US Large Cap Equity
BANK OF AMERICA CORP
CITIGROUP INC NEW
060505-10-4 BAC
36.55
172967-42-4 C
PROSHARES ULTRASHORT S&P 500
PROSHARES TRUST
SCHLUMBERGER LTD
Total US Large Cap Equity
74347R-88-3 SDS
30.28
74347X-23-7 QID
69.93
806857-10-8 SLB
$60,708.87
$116,137.71
($55,428.84)
113.000
7,902.09
9,524.04
(1,621.95)
124.30
31.08
$240.98
$31.08
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 GBP
STANDARD CHARTERED PLC
ORD U$ 0.50
ISIN GB0004082847 SEDOL 0408284
G84228-92-6 GBP
Page 5 of 53
0.00
783.10
1.57%
0.40%
200.000
6,056.00
26,203.50
(20,147.50)
15.09
1,000.000
EFTA01570371
15,090.00
44,809.50
(29,719.50)
358.000
13,084.90
14,048.52
(963.62)
14.32
0.11%
9.57
944.000
9,034.08
10,148.85
(1,114.77)
37.76
0.42%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
1.70
3,000.000
5,085.00
18,129.32
(13,044.32)
0.00
173.50
EFTA01570372
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Non-US Equity
SUN HUNG KAI PROPERTIES
ISIN HK0016000132 SEDOL 6859927
Y82594-12-1 SHKP HKD
Total Non-US Equity
$0.00
$0.00
$0.00
0.00
244.86
$0.00
$1,201.46
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
25.55
2,500.000
63,875.00
$436,129.00
62,500.00
$422,578.96
1,375.00
$13,550.04
4,187.50
1,046.88
$31,227.50
$1,046.88
Concentrated & Other Equity
GENERAL MOTORS CO
CV PFD B
37045V-20-9 GM PB
6.56%
7.16%
23.87
4,200.000
100,254.00
98,778.96
1,475.04
7,350.00
7.33%
EFTA01570373
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
27.20
10,000.000
272,000.00
261,300.00
10,700.00
19,690.00
7.24%
41.85
1,000.000
41,850.00
50,000.00
(8,150.00)
2,375.00
5.68%
Page 6 of 53
EFTA01570374
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Concentrated & Other Equity
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BAA
Total Concentrated & Other Equity
$206,178.00
$207,909.17
($1,731.17)
$14,225.00
$4,970.40
6.86%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
109.55
150,000.000
164,328.00
157,909.17
6,418.83
11,850.00
4,970.40
7.16%
Page 7 of 53
EFTA01570375
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
195,945.40
Alternative Assets Detail
Price
Hard Assets
BARC CALLABLE PALLDIUM CP NT
05/14/12
LNKD TO PLDMLNPM
7.4% CPN, 20% MAX, 80% BARRIER
05/03/2011
06738K-JA-0
DB X-TRACKERS
ISIN LU0292106167 SEDOL B3DYFK4
892352-91-5
ETFS METAL SECURITIES LTD
ISIN JEO0B1VS3770 SEDOL BlVS377
131994-91-5
ISHARES SILVER TRUST
Total Hard Assets
46428Q-10-9 SLV
$189,883.18
$211,234.62
31.38
1,000.000
31,380.00
44,010.03
163.16
301.000
49,109.66
45,068.38
43.41
2,058.000
89,335.52
102,156.21
100.29
20,000.000
20,058.00
20,000.00
Quantity
Estimated
Value
Cost
Ending
Estimated Value
189,883.18
EFTA01570376
Change
In Value
(6,062.22)
Current
Allocation
2%
Page 8 of 53
EFTA01570377
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Complementary Structured Strategies
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
4,882,728.78
907,283.08
52,398.57
754,766.00
551,306.74
143,319.00
$7,291,802 17
Ending
Market Value
5,352,493.82
330,502.14
49,370.00
758,172.56
540,385.36
142,759.50
$7,173,683.38
Current
Period Value
7,173,683.38
7,220,971.56
(47,288.18)
58,037.36
26,490.93
0.80%
Cash & Fixed Income as a percentage of your portfolio 87 %
Change
In Value
469,765.04
(576,780.94)
(3,028.57)
3,406.56
EFTA01570378
(10,921.38)
(559.50)
($118,118.79)
Current
Allocation
64%
4%
1%
9%
7%
2%
87%
Non-USD Short Term
Complementary Structured
Strategies
Asset Categories
Non-US Fixed Income
Non-USD Cash
Cash
US Fixed Income
Page 9 of 53
EFTA01570379
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years'
5-10 years'
10+ years'
Total Value
1
SUMMARY BY TYPE
Market
Value
5,990,229.96
667,473.42
290,284.50
225,695.50
$7,173,683.38
% of Bond
Portfolio
84%
9%
4%
3%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MM FD - MORGAN
Total Cash
1.00
1.00
5,352,492.82
1.00
5,352,492.82
1.00
$5,352,493.82
5,352,492.82
1.00
$5,352,493.82
$0.00
$535.24
$42.19
EFTA01570380
0.01%
535.24
42.19
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Complementary Structure
Total Value
Market
Value
5,352,493.82
330,502.14
286,783.00
225,695.50
815,206.46
20,242.96
142,759.50
$7,173,683.38
% of Bond
Portfolio
77%
4%
3%
3%
11%
1%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Page 10 of 53
EFTA01570381
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Non-USD Cash
AUSTRALIAN DOLLAR
JP MORGAN CHASE BANK - CAD
LONDON TIME DEPOSITS 0.6100%
DATED 03/27/2012 MATURITY 04/03/2012
HELD BY LONDON TREASURY SERVICES
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.8500%
DATED 03/30/2012 MATURITY 04/10/2012
HELD BY LONDON TREASURY SERVICES
Total Non-USD Cash
$330,502.14
$319,993.53
$10,508.61
$2,531.71
$19.79
Non-USD Short Term
INTL BK RECON & DEVELOP - BRL
8.75% JUN 15 2012
DTD 08/20/2009
HELD BY EUROCLEAR
ISIN XS0446421157 SEDOL B435Z93
459058-96-1 NA /AAA BRL
US Fixed Income
JPM MANAGED RESERVES C
051398-91-5 GBP
ISHARES MARKIT IBOXX CORPORATE BOND
ISIN IE00B00FV011 SEDOL BOOFV01
461278-91-3 GBP
Page 11 of 53
10,341.88
192.79
7.54
105.00
77,926.10
20,242.96
79,003.04
19,023.08
(1,076.94)
1,219.88
54.86
90,000.00
49,370.00
50,106.74
(736.74)
4,316.72
3,432.11
8.10%
EFTA01570382
0.77%
17.53
1,227,095.70
215,127.09
207,074.66
8,052.43
1,828.57
10.11
0.85%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
1.04
100.00
100.06
115,208.06
103.59
115,271.46
103.25
112,815.62
0.34
2,455.84
703.14
9.68
0.63%
EFTA01570383
GHISLAINE MAXWELL
ACCT.
For the Period 3/1/12 to 3/31/12
Price
US Fixed Income
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /A3
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /AA2
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
BARCLAYS BANK PLC
MEDIUM TERM NOTE 2 2/1% OCT 20 2017
DTD 10/20/2010
06740P-VG-8 NA /AA3
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
113.22
100,000.00
113,220.00
109,810.34
110,503.00
3,409.66
5,000.00
638.80
3.92%
114.43
50,000.00
57,216.50
55,064.72
55,424.00
2,151.78
2,500.00
1,256.90
EFTA01570384
3.70%
98.35
150,000.00
147,525.00
150,000.00
(2,475.00)
3,750.00
1,677.00
2.82%
94.20
150,000.00
141,306.00
150,000.00
(8,694.00)
5,400.00
2,040.00
5.02%
95.60
50,000.00
47,799.00
45,394.50
2,404.50
355.00
49.10
1.82%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
97.68
100,000.00
97,678.00
100,000.00
(2,322.00)
2,900.00
1,337.20
3.60%
Page 12 of 53
EFTA01570385
GHISLAINE MAXWELL
ACCT.
For the Period 3/1/12 to 3/31/12
Price
US Fixed Income
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$758,172.56
$761,972.31
$763,387.62
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 GBP
ISHARES BARCLAYS CAPITAL
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 GBP
KFW - TRY
MTN 9 3/4% JUL 16 2013
DTD 02/10/2010
HELD BY EUROCLEAR
ISIN XS0484842470 SEDOL B637YV8
14085A-9A-6 AAA /AAA TRY
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL 6511413
U45818-9G-5 AAA /AAA INR
1.82
6,700,000.00
121,821.75
143,232.17
(21,410.42)
3,945.43
75.62
7.11%
57.19
200,000.00
114,386.67
135,555.56
(21,168.89)
10,937.23
7,769.58
8.02%
21.35
EFTA01570386
5,790.00
123,639.24
118,212.32
5,426.92
191.89
187.90
36,055.70
39,293.00
(3,237.30)
($3,799.75)
$22,405.00
$7,526.75
3.24%
110.52
50,000.00
55,259.00
53,676.63
54,040.00
1,582.37
2,500.00
527.75
4.22%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 13 of 53
EFTA01570387
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Price
Non-US Fixed Income
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /AAA IDR
Total Non-US Fixed Income
$540,385.36
$586,405.16
($46,019.80)
$24,123.69
$15,470.09
Complementary Structured Strategies
MS 7YNC1Y STEP-UP NOTE 09/13/17
INITIAL RATE 2.75% CPN
WHERE MAX RATE IS 6% PER ANNUM
DD 9/8/10
61745E-6Q-9 A- /A2
4.84%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
0.01 1,300,000,000.00
144,482.00
150,112.11
(5,630.11)
9,241.03
7,624.89
5.74%
95.17
150,000.00
142,759.50
150,000.00
(7,240.50)
4,125.00
Page 14 of 53
EFTA01570388
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
90,156.84
Ending
Estimated Value
89,407.23
Change
In Value
(749.61)
Current
Allocation
1%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Accrued Dividends
Other Detail
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 GBP
20.50
4,361.513
89,407.23
90,364.18
(956.95)
807.68
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Period Value
89,407.23
90,364.18
(956.95)
807.68
Page 15 of 53
EFTA01570389
EFTA01570390
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
Income
INFLOWS
2,904.43
Contributions
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
(159,902.42)
($159,902.42)
55,086.75
$55,086.75
$5,352,492.82
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
571,676.28
$574,580.71
15,495.33
4,972,118.20
574,845.37
$5,562,458.90
(1,419,530.95)
(159,902.42)
($1,579,433.37)
204,254.72
$204,254.72
-$0.00
$0.00
$0.00
$0.00
Period
Value
4,882,727.78
Year-To-Date
Value*
-INCOME
Current
EFTA01570391
Period
Value
0.00
Year-To-Date
Value*
-$0.00
50.00
50.00
-Page
16 of 53
EFTA01570392
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - U S Dollar
Current
Cost Adjustments
Amortization
Cost Adjustments
Total Cost Adjustments
* Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
3/1
3/1
3/1
3/12
3/13
3/14
Interest Income
Div Domest
Div Domest
Div Domest
Corporate Interest
Div Domest
Description
DEPOSIT SWEEP INTEREST FOR FEB. @ .01% RATE ON
NET AVG COLLECTED BALANCE OF $4,881,432.38 AS
OF 03/01/12
GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE
(ID: 37045V-20-9)
KROGER CO @ 0.115 PER SHARE (ID: 501044-10-1)
UNITED TECHNOLOGIES CORP @ 0.48 PER SHARE
(ID: 913017-10-9)
MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE
2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD
9/8/10 (ID: 61745E-6Q-9)
E I DU PONT DE NEMOURS & CO @ 0.41 PER SHARE
(ID: 263534-10-9)
224.000
0.41
91.84
150,000.000
0.014
2,062.50
1,000.000
265.000
162.000
0.594
0.115
0.48
EFTA01570393
593.75
30.48
77.76
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
38.66
INCOME
Amount
$0.00
Period Value
Year-To-Date
Value*
(594.82)
9,237.41
$8,642.59
Page 17 of 53
EFTA01570394
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
3/23
3/27
3/27
3/27
3/27
3/27
3/27
3/27
3/27
3/30
Div Domest
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Spot FX
Description
BANK OF AMERICA CORP @ 0.01 PER SHARE
(ID: 060505-10-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12
VALUE 03/27/12 (ID: OAUDPR-AA-8)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
CHF EXCHANGE RATE .910500000 DEAL 03/23/12
VALUE 03/27/12 (ID: OCHFPR-AA-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12
VALUE 03/27/12 (ID: OEURPR-AA-9)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12
VALUE 03/27/12 (ID: OGBPPR-AA-9)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12
VALUE 03/27/12 (ID: OHKDPR-AA-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12
VALUE 03/27/12 (ID: 0JPYPR-AA-9)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
NOK EXCHANGE RATE 5.756700000 DEAL 03/23/12
VALUE 03/27/12 (ID: ONOKPR-AA-1)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
SEK EXCHANGE RATE 6.743100000 DEAL 03/23/12
EFTA01570395
VALUE 03/27/12 (ID: OSEKPR-AA-1)
SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL
USD EXCHANGE RATE 1.586700000 DEAL 03/28/12
VALUE 03/30/12 (ID: OGBPPR-AA-9)
Page 18 of 53
100,776.720
159,670.64
(159,902.42)
(127,026.000)
(18,879.35)
18,837.92
(80,557.600)
(14,022.45)
13,993.71
(4,117,504.000 )
(50,035.13)
50,042.59
(111,932.420)
(14,418.61)
14,404.42
(226,311.800)
(360,424.50)
358,568.42
(75,122.880)
(99,477.73)
99,477.72
(6,154.680)
(6,755.96)
6,759.67
Quantity
Cost
Per Unit
Amount
944.000
(5,387.790)
(5,648.56)
0.01
PRINCIPAL
Amount
9.44
5,596.84
INCOME
Amount
EFTA01570396
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
3/30
Spot FX
Total Inflows & Outflows
TRADE ACTIVITY
Note:
Trade Date
Settle Date
3/16
3/21
3/16
3/21
3/16
3/21
3/23
3/28
3/23
3/28
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
INR EXCHANGE RATE 50.313035000 DEAL 03/26/12
VALUE 03/26/12 (ID: OINRPR-AA-8)
$414,678.29
Quantity
Cost
Per Unit
Amount
(201,000.000)
(3,915.46)
PRINCIPAL
Amount
3,994.99
INCOME
Amount
S indicates Short Term Realized Gain/Loss
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
EFTA01570397
High Cost
E M C CORP MASS @ 28.96057 13,553.55 BROKERAGE
100.00 TAX &/OR SEC .25 J.P. MORGAN SECURITIES
LLC (ID: 268648-10-2)
KROGER CO @ 24.30 6,439.50 BROKERAGE 100.00 TAX
&/OR SEC .12 J.P. MORGAN SECURITIES LLC
(ID: 501044-10-1)
UNITED TECHNOLOGIES CORP @ 85.75074 13,891.62
BROKERAGE 100.00 TAX &/OR SEC .26 J.P. MORGAN
SECURITIES LLC (ID: 913017-10-9)
WALT DISNEY CO @ 43.08 9,865.32 BROKERAGE 13.74
TAX &/OR SEC .18 J.P. MORGAN SECURITIES LLC
(ID: 254687-10-6)
E I DU PONT DE NEMOURS & CO @ 52.07571
11,664.96 BROKERAGE 13.44 TAX &/OR SEC .21 J.P.
MORGAN SECURITIES LLC (ID: 263534-10-9)
Total Settled Sales/Maturities/Redemptions
$55,086.75
($53,302.65)
$1,784.10 S
Page 19 of 53
(224.000)
52.015
11,651.31
(11,537.62)
113.69 S
(229.000)
43.019
9,851.40
(9,015.40)
836.00 S
(162.000)
85.132
13,791.36
(13,783.83)
7.53 S
(265.000)
23.922
6,339.38
(6,587.16)
(247.78) S
Quantity
(468.000)
Per Unit
Amount
28.746
Proceeds
13,453.30
Tax Cost
(12,378.64)
Realized
EFTA01570398
Gain/Loss
1,074.66 S
EFTA01570399
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Australia Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
Beginning Cash Balance
INFLOWS
-103.25
$103.25
(5,596.84)
($5,596.84)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
5,648.56
$5,648.56
-Year-To-Date
Value*
-103.25
216.26
$319.51
(5,811.27)
($5,811.27)
5,648.56
$5,648.56
-Local
Value
Current
Period Value
0.00
100.00
100.00
(5,387.79)
(5,387.79)
5,387.79
5,387.79
100.00
EFTA01570400
Year-To-Date
Value*
-100.00
208.35
308.35
(5,596.14)
(5,596.14)
5,387.79
5,387.79
-Page
20 of 53
EFTA01570401
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Australia Dollar
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Australia Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
3/30
3/30
Spot FX
Foreign Dividend
Foreign Dividend
Total Inflows & Outflows
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12
VALUE 03/27/12 (ID: OAUDPR-AA-8)
QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL
6715740 @ 0.0625 PER SHARE (ID: Q78063-91-6)
QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL
6715740 @ 0.1875 PER SHARE (ID: Q78063-91-6)
400.000
400.000
0.065
0.063
0.194
0.188
25.81
25.00
77.44
75.00
($5,493.59)
($51.72)
Quantity
5,596.840
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
EFTA01570402
(5,596.84)
(5,387.79)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(51.72)
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
21 of 53
EFTA01570403
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
TRADE ACTIVITY - Australia Dollar
S indicates Short Term Realized Gain/Loss
Note:
Per Unit
Trade Date
Settle Date
3/21
3/26
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL
6715740 (ID: Q78063-91-6)
Quantity
(400.000)
Amount USD
Local Value
14.121
13.51
Proceeds USD
Local Value
5,648.56
5,387.79
Tax Cost USD
Realized
Local Value Gain/Loss USD
(7,237.30)
(6,798.62)
(1,588.74) S
Page 22 of 53
EFTA01570404
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Period
Value
-55.11
$55.11
(55.11)
($55.11)
-Year-To-Date
Value*
-174.03
$174.03
(174.03)
($174.03)
-Local
EFTA01570405
Value
Current
Period Value
0.00
54.64
54.64
(54.64)
(54.64)
0.00
Year-To-Date
Value*
-174.52
174.52
(174.52)
(174.52)
-Page
23 of 53
EFTA01570406
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/6
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 02/28/2012 MATURITY 03/06/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2527Y9-9L-9)
3/6
3/6
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
3/6
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 02/28/2012 MATURITY 03/06/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2527Y9-9L-9)
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9T-5)
3/13
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES
(ID: 252869-9T-5)
3/13
3/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9T-5)
(13.660)
(115,167.080)
(13.75)
(13.66)
115,167.080
EFTA01570407
13.75
13.66
115,167.080
(13.660)
(115,153.420)
(13.75)
(13.66)
Quantity
115,153.420
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.75
13.66
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 24 of 53
EFTA01570408
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/13
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/13/2012 MATURITY 03/20/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528F9-9C-8)
3/20
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/13/2012 MATURITY 03/20/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528F9-9C-8)
3/20
3/20
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
3/20
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/13/2012 MATURITY 03/20/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528F9-9C-8)
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/20/2012 MATURITY 03/27/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9W-2)
3/27
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/20/2012 MATURITY 03/27/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528H9-9W-2)
3/27
3/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/20/2012 MATURITY 03/27/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9W-2)
EFTA01570409
(13.660)
(115,194.400)
(13.78)
(13.66)
115,194.400
13.78
13.66
115,194.400
(13.660)
(115,180.740)
(13.83)
(13.66)
115,180.740
13.83
13.66
Quantity
115,180.740
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 25 of 53
EFTA01570410
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6100% DATED 03/27/2012 MATURITY 04/03/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528M9-9A-4)
Total Inflows & Outflows
$0.00
Quantity
115,208.060
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 26 of 53
EFTA01570411
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Euro
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Tax Payments
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
(99,477.72)
($99,477.72)
99,477.73
$99,477.73
-Period
Value
Beginning Cash Balance
-Year-To-Date
Value*
-118.42
$0.00
$118.42
(29.61)
(101,512.47)
($101,542.08)
99,477.73
$99,477.73
-(75,122.88)
(75,122.88)
75,122.88
75,122.88
0.00
0.00
Local
Value
Current
Period Value
0.00
Year-To-Date
Value*
EFTA01570412
-92.40
92.40
(23.10)
(76,727.64)
(76,750.74)
75,122.88
75,122.88
-Page
27 of 53
EFTA01570413
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Euro
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
US Dollar Value
Current
Cost Adjustments
Cost Adjustments
Total Cost Adjustments
* Year to date information is calculated on a calendar year basis.
Period Value
$0.00
Year-To-Date
Value*
25,835.27
$25,835.27
0.00
Local Value
Current
Period Value
Year-To-Date
Value*
18,995.12
18,995.12
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
28 of 53
EFTA01570414
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Euro
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12
VALUE 03/27/12 (ID: OEURPR-AA-9)
TRADE ACTIVITY - Euro
Note:
Trade Date
Settle Date
3/20
3/22
3/20
3/22
3/20
3/23
3/20
3/23
3/20
3/23
3/20
3/23
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL
5231485 (ID: D03080-90-6)
BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL
5069211 (ID: 072733-91-8)
AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314
(ID: N01803-90-2)
GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3
EFTA01570415
(ID: 36827E-91-4)
PHILIPS ELECTRONICS N.V. ISIN NL0000009538
SEDOL 5986622 (ID: N6983Q-91-5)
CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437
(ID: F13587-92-2)
Quantity
(77.000)
(163.000)
(149.000)
(289.000)
(337.000)
(217.000)
Quantity
99,477.720
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(99,477.72)
(75,122.88)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(0.01)
S indicates Short Term Realized Gain/Loss
Per Unit
Amount USD
Local Value
122.583
92.85
71.371
54.06
58.559
44.355
26.24
19.875
21.124
16.00
43.59
33.017
Proceeds USD
Local Value
9,438.90
7,128.00
11,633.55
8,785.34
8,725.25
6,589.07
EFTA01570416
7,583.23
5,726.65
7,118.66
5,375.82
9,459.10
7,143.26
Tax Cost USD
Realized
Local Value Gain/Loss USD
(10,206.94)
(7,160.78)
(13,056.92)
(9,159.47)
(9,781.64)
(6,870.72)
(9,914.97)
(6,956.66)
(8,419.17)
(6,190.11)
(11,437.04)
(8,023.57)
(768.04) S
(1,423.37) S
(1,056.39) S
(2,331.74) S
(1,300.51) S
(1,977.94) S
Page 29 of 53
EFTA01570417
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Per Unit
Trade Date
Settle Date
3/20
3/23
3/20
3/23
3/20
3/23
3/20
3/23
3/20
3/23
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
SANOFI ISIN FR0000120578 SEDOL 5671735
(ID: F5548N-91-1)
PPR SA ISIN FR0000121485 SEDOL 5505072
(ID: F74953-93-0)
SOLVAY SA ISIN BE0003470755 SEDOL 4821100
(ID: 834437-91-5)
SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108
(ID: F86921-91-7)
STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL
5072673 (ID: X21349-90-1)
Total Settled Sales/Maturities/Redemptions (USD)
Quantity
(156.000)
(38.000)
(77.000)
(164.000)
(933.000)
Amount USD
Local Value
77.247
58.51
174.468
132.15
EFTA01570418
113.104
85.67
67.586
51.193
7.552
5.72
Proceeds USD
Local Value
12,050.46
9,100.18
6,629.78
5,006.63
8,709.00
6,576.80
11,084.06
8,370.38
7,045.74
5,320.75
$99,477.73
Tax Cost USD
Realized
Local Value Gain/Loss USD
(11,779.77)
(8,268.90)
(6,319.18)
(4,646.11)
(8,750.42)
(6,250.38)
(11,096.92)
(8,158.90)
(9,050.23)
(6,343.18)
($109,813.20)
270.69 S
310.60 S
(41.42) S
(12.86) S
(2,004.49) S
($10,335.47) S
Page 30 of 53
EFTA01570419
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Hong Kong Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
Beginning Cash Balance
-Year-To-Date
Value*
-309.23
$0.00
(14,404.42)
($14,404.42)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
14,418.61
$14,418.61
-$309.23
(14,713.38)
($14,713.38)
14,418.61
$14,418.61
-0.00
(111,932.42)
(111,932.42)
111,932.42
111,932.42
0.00
Local
Value
Current
Period Value
0.00
Year-To-Date
Value*
-2,400.00
2,400.00
EFTA01570420
(114,332.42)
(114,332.42)
111,932.42
111,932.42
-Page
31 of 53
EFTA01570421
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Hong Kong Dollar
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Hong Kong Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12
VALUE 03/27/12 (ID: OHKDPR-AA-4)
Quantity
14,404.420
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(14,404.42)
(111,932.42)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(14.19)
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
32 of 53
EFTA01570422
EFTA01570423
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
TRADE ACTIVITY - Hong Kong Dollar
S indicates Short Term Realized Gain/Loss
Note:
Per Unit
Trade Date
Settle Date
3/21
3/23
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL
6859927 (ID: Y82594-12-1)
Quantity
(1,000.000)
Amount USD
Local Value
14.419
112.40
Proceeds USD
Local Value
14,418.61
111,932.42
Tax Cost USD
Realized
Local Value Gain/Loss USD
(15,082.81)
(117,635.35)
(664.20) S
Page 33 of 53
EFTA01570424
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Indian Rupee
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Period
Value
-3,915.46
$3,915.46
(3,994.99)
($3,994.99)
-Year-To-Date
Value*
-3,915.46
$3,915.46
(3,994.99)
($3,994.99)
-Local
EFTA01570425
Value
Current
Period Value
0.00
201,000.00
201,000.00
(201,000.00)
(201,000.00)
0.00
Year-To-Date
Value*
-201,000.00
201,000.00
(201,000.00)
(201,000.00)
-Page
34 of 53
EFTA01570426
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Indian Rupee
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/30
3/30
Spot FX
Foreign Interest
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
INR EXCHANGE RATE 50.313035000 DEAL 03/26/12
VALUE 03/26/12 (ID: OINRPR-AA-8)
INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM
TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY
EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 AS OF
03/26/12 (ID: U45818-9G-5)
Total Inflows & Outflows
($79.53)
$79.53
6,700,000.000
0.001
0.03
3,915.46
201,000.00
Quantity
3,994.990
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(3,994.99)
(201,000.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
79.53
Page 35 of 53
EFTA01570427
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Japanese Yen
PRINCIPAL
US Dollar Value
Current
Transactions
Contributions
INFLOWS
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
Beginning Cash Balance
-Year-To-Date
Value*
-612.74
$0.00
(50,042.59)
($50,042.59)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
39,862.11
$39,862.11
-$612.74
(50,653.54)
($50,653.54)
50,035.13
$50,035.13
-0.00
(4,117,504.00)
(4,117,504.00)
3,333,469.00
3,333,469.00
0.00
Local
Value
Current
Period Value
784,035.00
Year-To-Date
Value*
-47,055.00
47,055.00
EFTA01570428
(4,164,559.00)
(4,164,559.00)
4,117,504.00
4,117,504.00
-Page
36 of 53
EFTA01570429
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Japanese Yen
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Japanese Yen
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12
VALUE 03/27/12 (ID: OJPYPR-AA-9)
Quantity
50,042.590
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(50,042.59)
(4,117,504.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
7.46
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
37 of 53
EFTA01570430
EFTA01570431
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
TRADE ACTIVITY - Japanese Yen
Note:
Trade Date
Settle Date
3/21
3/26
3/21
3/26
3/21
3/26
3/21
3/26
3/21
3/26
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
JFE HOLDINGS INC ISIN JP3386030005 SEDOL
6543792 (ID: 476990-91-6)
MITSUBISHI UFJ FINANCIAL GROUP ISIN
JP3902900004 SEDOL 6335171 (ID: J44497-92-3)
MITSUI & CO ISIN JP3893600001 SEDOL 6597302
(ID: J43787-91-0)
NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL
6642860 (ID: J57160-91-3)
SHISEIDO COMPANY LIMITED ISIN JP3351600006
SEDOL 6805265 (ID: 824841-91-0)
Total Settled Sales/Maturities/Redemptions (USD)
Quantity
(200.000)
(1,400.000)
(500.000)
(1,200.000)
(400.000)
S indicates Short Term Realized Gain/Loss
Per Unit
Amount USD
Local Value
22.235
EFTA01570432
1,865.00
5.282
443.00
16.87
1,415.00
10.492
880.00
17.49
1,467.00
Proceeds USD
Local Value
4,447.01
371,881.00
7,394.19
618,339.00
8,435.00
705,377.00
12,589.92
1,052,832.00
6,995.99
585,040.00
$39,862.11
Tax Cost USD
Realized
Local Value Gain/Loss USD
(5,219.70)
(409,479.56)
(6,697.36)
(531,138.47)
(8,640.50)
(686,606.37)
(12,254.65)
(971,746.90)
(7,325.88)
(574,712.78)
($40,138.09)
(772.69) S
696.83 S
(205.50) S
335.27 S
(329.89) S
($275.98) S
Page 38 of 53
EFTA01570433
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
Beginning Cash Balance
-216.27
$216.27
(216.27)
(13,993.71)
($14,209.98)
14,022.70
$14,022.70
-Year-To-Date
Value*
-467.69
$467.69
(103,428.09)
(13,993.71)
($117,421.80)
116,983.65
$116,983.65
-Local
Value
Current
Period Value
0.00
1,228.06
1,228.06
(1,228.06)
(80,557.60)
(81,785.66)
80,557.60
80,557.60
EFTA01570434
0.00
Year-To-Date
Value*
-2,685.75
2,685.75
(594,838.41)
(80,557.60)
(675,396.01)
672,710.26
672,710.26
-Page
39 of 53
EFTA01570435
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Norwegian Krone
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
US Dollar Value
Current
Cost Adjustments
Cost Adjustments
Total Cost Adjustments
Period Value
(138,881.78)
($138,881.78)
* Year to date information is calculated on a calendar year basis.
Year-To-Date
Value*
(138,881.78)
($138,881.78)
Local Value
Current
Period Value
(784,956.53)
(784,956.53)
Year-To-Date
Value*
(784,956.53)
(784,956.53)
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
40 of 53
EFTA01570436
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/2
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2527X9-9W-6)
3/2
3/2
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
3/2
Receipt of Assets
1.1500% DATED 02/24/2012 MATURITY 03/02/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2527X9-9W-6)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,141.760
1.1500% DATED 03/02/2012 MATURITY 03/09/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9A-6)
3/9
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,141.760
1.1500% DATED 03/02/2012 MATURITY 03/09/2012
HELD BY LONDON TREASURY SERVICES
(ID: 252869-9A-6)
3/9
3/9
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
1.1500% DATED 03/02/2012 MATURITY 03/09/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252869-9A-6)
(274.180)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,226,141.760 )
(49.13)
(274.18)
49.13
274.18
(274.120)
JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,225,867.640 )
(49.12)
EFTA01570437
(274.12)
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,225,867.640
1.1500% DATED 02/24/2012 MATURITY 03/02/2012
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
49.12
274.12
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 41 of 53
EFTA01570438
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
3/9
Receipt of Assets
Description
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,415.940
1.1500% DATED 03/09/2012 MATURITY 03/16/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528E9-9D-7)
3/16
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,415.940
1.1500% DATED 03/09/2012 MATURITY 03/16/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528E9-9D-7)
3/16
3/16
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
3/16
Receipt of Assets
1.1500% DATED 03/09/2012 MATURITY 03/16/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528E9-9D-7)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,690.180
0.8500% DATED 03/16/2012 MATURITY 03/23/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9E-2)
3/23
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,690.180
0.8500% DATED 03/16/2012 MATURITY 03/23/2012
HELD BY LONDON TREASURY SERVICES
(ID: 2528H9-9E-2)
3/23
3/23
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
0.8500% DATED 03/16/2012 MATURITY 03/23/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528H9-9E-2)
(202.740)
EFTA01570439
JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,690.180 )
(35.04)
(202.74)
(0.25)
35.04
202.74
(274.240)
JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,415.940 )
(47.74)
(274.24)
47.74
274.24
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 42 of 53