EFTA01362639.pdf

complete for WM EMEA but pending for WM US due to competing remediation activity being done by WM to support CIB remediation for June 52k offboards. I will share the final one with you as soon as the WM US KCP actions with Aziz's team is complete. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + Mobil Email "WM er From: lain Macara Sent: 17 September 2018 14:12 To: Tanushree Kirti Clifford Fourie Cc: Oliver Bettin nstopher WhytoriaKatherine Stead Max Kleinert ictoria Bruce Subject: RE: Family Office Initiative - Follow Up II] Hi all, Just to add there was the additional step of Stefan/Louise approval we discussed for clients that WM wanted ICG to provide support for. These clients won't be green in ICG by virtue of having WM ACOs only so we need to get Stefan/Louise comfortable if WM are looking for ICG to provide any sort of coverage on WM's behalf. Otherwise of course we'll end up with multiple unexplained red list breaches etc. Tanushree — do we have a comprehensive list of clients yet that are red for KG but for which WM will need ICG support? Thanks From: Tanushree Kirti Sent: 17 September 2018 13:55 To: Clifford Fourie Cc: Oliver Bettin ; Christopher Whyton r Katherine Stead Max Kleinert lain Macara < ictoria Bruce u ject: : ami y ice nitiative - Follow Up [I] Classification: For internal use only Hi Clifford, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052137 CONFIDENTIAL SDNY_GM_00198321 EFTA01362639