EFTA01470825.pdf

Account # Account Short Name: EPSTEIN Symbol CUSIP 939336S20 90184L102 81760NAN9 800677106 80283M101 780097713 P7807HAF2 N51488117 539439AG4 EFTA01470825 G4S15PP48 G5433BBG8 46625HHA1 48126NVE4 46625H100 42210PAQ5 42222G108 37045V100 375558103 369622SN6 369604103 350465100 30303M102 270321AC6 842400FU2 97717W851 MMFDWGI 064058100 09062X103 06739FHK0 12669DYS1 060505DT8 04351G101 04033A100 037612306 02005N308 361860208 037833100 AAL 01172015 P 20 99QADTZQO AAL 01172015 C 20 99QADTZJJ Sec. Description WASHINGTON MUT MTG SECS CORP 2004-RA2 MTG PASSTHRU CTF CL C-B-1 VAR RATE 6.972% 07/25/33 B/E DTD 06/01/04 N/C TWITTER INC COM SERVICEMASTER CO SR NT - CUSIP FULLY EXCHANGED FROM OLD CUSIP 81760NAL3 8.000% 02/15/20 B/E DTD 02/13/12 CLB CLB 02/15/15 @106.000 SANGAMO BIOSCIENCES INC COM SANTANDER CONSUMER USA HLDGS INC COM ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALL@25 ANY W/30 D NOTICE AFTR 12/31/12 PETROLEOS DE VENEZUELA NOTES SENIOR ISIN#XS0460546525 5.000% 10/28/15 REG DTD 10/28/09 N/C MOBILEYE NV AMSTELVEEN ORD SHS ISIN#NL0010831061 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIN#US539439AG42 7.500% 09/27/88 B/E DTD 04/07/14 CLB CLB 06/27/24 @100.000 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES ISIN#X50717735822 9.875% 12/16/21 REG DTD 12/16/11 CLB CLB 12/16/16 @100.000 EFTA01470826 LBG CAPITAL NO 1 PLC 144A ISIN#XS0473106283 8.000% 09/15/88 REG DTD 12/15/09 CLB CLB 06/15/20 @100.000 JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RT BD 7.900% 04/29/49 B/E DTD 04/23/08 CLB CLB 04/30/18 @100.000 JPMORGAN CHASE & CO MEDIUM TERM NTS CAPPED CONTINGENT BUFFERED EQUITY NTS 0.000% 10/16/14 B/E DTD 09/27/13 N/C JP MORGAN CHASE & CO COM ISIN#US46625H1005 HEADWATERS INC GTD SR NT 7.625% 04/01/19 B/E DTD 03/11/11 CLB CLB 04/01/15 @103.813 HEALTH NET INC COM GENERAL MTRS CO COM GILEAD SCIENCES INC GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06/12/62 B/E DTD 06/12/12 CLB CLB 06/15/22 @100.000 GENERAL ELECTRIC CO COM FOUNDATION MEDICINE INC COM FACEBOOK INC CL A EARTHLINK INC GTD SR NT FULLY EXCHANGED CUSIP FROM 270321AB8 8.875% 05/15/19 B/E DTD 05/17/11 CLB CLB 05/15/15 @104.438 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 02/01/22 B/E DTD 01/17/12 CLB CLB 02/01/22 @100.000 WISDOMTREE TR JAPAN HEDGED EQUITY FD DWS GOVERNMENT CASH INSTL BANK OF NEW YORK MELLON CORP COM BIOGEN IDEC INC COM BARCLAYS BK PLC CONTINGENT CAP NT ISIN#US06739FHK03 7.750% 04/10/23 B/E DTD 04/10/13 CLB CLB 04/10/18 @100.000 COUNTRYWIDE HOME LOANS SER 03-1 CL B1 4.090% 03/25/33 B/E DTD 01/30/03 N/C BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED TO FLOAT 8.125% 04/30/58 B/- E DTD 04/30/08 CLB CLB 05/15/18 @100.000 ASCENA RETAIL GROUP INC COM ARIAD PHARMACEUTICALS INC APOLLO GLOBAL MGMT LLC CL A SHS ALLY FINL INC FIX TO FLT DIV-8.50% FREQ-QTRLY CALLABLE @ 25.00 ON A QTRLY BASIS AFTER 05/15/2016 GMAC CAP TR I GTD TR PFD SECS SER 2 CPN- 8.125% FREQ QRTLY MATY-02/15/2040 CALL ANYTIME @25 W/30 DAYS BEGINS 02/15/16 APPLE INC COM PUT 100 AMERICAN AIRLS GROUP INC COM EXP [email protected] OPTION ROOT= AAL CALL 100 AMERICAN AIRLS GROUP INC COM EXP [email protected] OPTION ROOT= AAL Quantity 1,290,000 1,500 1,440,000 50,000 1,000 EFTA01470827 120,000 2,500,000 800 1,903,000 1,500,000 1,200,000 5,000,000 1,000,000 2,903 1,000,000 25,000 97,525 8,100 2,000,000 23,000 49,830 17,500 1,000,000 3,000,000 60,000 20,413,989 2800 250,000 2,095 300,000 4,500,000 2,000,000 70,500 16,535 263,157 126,600 80,000 164,000 -1,000 1,000 Position Val. Sec. Type Position Held 648,526.81CORPORATE BOND USD 79,125.000OMMON STOCK USD 1,540,800.000ORPORATE BOND USD 648,500.000OMMON STOCK 19,160.0000MMON STOCK USD USD 3,040,800.00PREFERRED STOCK USD 2,128,125.000ORPORATE BOND USD 44,608.000OMMON STOCK USD 1,962,468.75CORPORATE BOND USD 1,755,000.0000RPORATE BOND USD EFTA01470828 1,306,800.0000RPORATE BOND USD 5,487,500.0000RPORATE BOND USD 1,064,500.0000RPORATE BOND USD 172,409.17COMMON STOCK USD 1,052,500.0000RPORATE BOND USD 1,163,000.0000MMON STOCK 3,246,607.25COMMON STOCK 872,775.0000MMON STOCK USD USD USD 2,345,000.0000RPORATE BOND USD 597,540.0000MMON STOCK 1,138,117.2000MMON STOCK 1,357,125.0000MMON STOCK USD USD USD 1,020,000.0000RPORATE BOND USD 3,305,640.0000RPORATE BOND USD 3,084,600.0000MMON STOCK 20,413,989.28MONEY FUND 9,760,000.0000MMON STOCK 696,126.6000MMON STOCK USD USD USD 332,250.0000RPORATE BOND USD 896,643.2000RPORATE BOND USD 2,205,000.0000RPORATE BOND USD 1,199,910.0000MMON STOCK 95,903.0000MMON STOCK 6,228,926.19COMMON STOCK USD USD USD 3,418,200.00PREFERRED STOCK USD 2,132,000.00PREFERRED STOCK USD 16,519,720.0000MMON STOCK -7,000.000PTION 1,705,000.000PTION USD USD USD USDE Val. Acct. Type 648,526.810CASH 79,125.000CASH 1,540,800.000CASH 648,500.000CASH EFTA01470829 19,160.000CASH 3,040,800.000CASH 2,128,125.000CASH 44,608.000CASH 1,962,468.750CASH 1,755,000.000CASH 1,306,800.000CASH 5,487,500.000CASH 1,064,500.000CASH 172,409.170CASH 1,052,500.000CASH 1,163,000.000CASH 3,246,607.250CASH 872,775.000CASH 2,345,000.000CASH 597,540.000CASH 1,138,117.200CASH 1,357,125.000CASH 1,020,000.000CASH 3,305,640.000CASH 3,084,600.000MARGIN 20,413,989.280CASH 9,760,000.000CASH 696,126.600CASH 332,250.000CASH 896,643.200CASH 2,205,000.000CASH 1,199,910.000CASH 95,903.000CASH 6,228,926.190CASH 3,418,200.000CASH 2,132,000.000CASH 16,519,720.000CASH -7,000.000SHORT 1,705,000.000MARGIN Trans. Type Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long EFTA01470830 Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Long Short Long Last Price; 87.0130 52.750009/10/2014 13:05:04 ET 107.0000 12.970009/10/2014 13:05:02 ET 19.160009/10/2014 13:05:02 ET 25.340009/10/2014 13:04:02 ET 85.1250 55.760009/10/2014 13:05:03 ET 103.1250 117.0000 108.9000 109.7500 106.4500 59.390009/10/2014 13:05:04 ET 105.2500 46.520009/10/2014 13:05:01 ET 33.290009/10/2014 13:05:04 ET 107.750009/10/2014 13:05:02 ET 117.2500 25.980009/10/2014 13:05:03 ET 22.840009/10/2014 13:04:01 ET 77.550009/10/2014 13:05:04 ET 102.0000 110.1880 51.410009/10/2014 13:05:03 ET 1.0000 EFTA01470831 39.040009/10/2014 13:05:02 ET 332.280009/10/2014 13:05:03 ET 110.7500 85.9530 110.2500 17.020009/10/2014 13:02:04 ET 5.800009/10/2014 13:05:03 ET 23.670009/10/2014 13:05:03 ET 27.000009/10/2014 13:03:05 ET 26.650009/10/2014 13:04:03 ET 100.730009/10/2014 13:05:04 ET 0.070009/09/2014 17.050009/09/2014 2.14 0.81 -0.19 0.02 -0.84 Price Date Chg. 0.33 -0.68 0.22 1.86 0.08 0.63 0.88 0.81 0.25 5.45 0.08 0.05 0.12 -0.04 -0.04 2.74 0.00 0.00 EFTA01470832