EFTA01355962.pdf

Hi Surendra, Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz Cc: Srikanta Gouda >; Surendra Singh Nitin-X Singh Il Collateral Admin-NY < : CUSTOMERBUILD BLO Surendra Singh ; Sendhil-kumar K FX Middle Office ; Debra Jasper >; Roxanne Scott ; Halina Laczny < ; FX Middle Office al ; Hiren Mathur < ; CRM-PWM Derivatives <M ; Enid Ellis < Subject: FW: New Derivatives account. Classification: For Internal use only Hello Keith, Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code KYC Document PCR Document RDC Document Kind regards, Surendra Singh Surendra Singh Associate I COO Wealth Management Operations 08O1 Global Services Private Limited A-1 8 A-2 Evolve - Mahindra Technology Park. Inside Mahindra World City - SEZ. 302029 Jaipur. India Tel. Fax Mobil Email Go green. Consider the environment before printing this email. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041308 CONFIDENTIAL SDNY_GM_00187492 EFTA01355962