EFTA01357162.pdf

From: Nina Tona Sent: 5/16/2018 10:59:10 AM To: Simon Nall ; Martin Zeman Kareen Johnson CC: I; Xavier Avila ; Davide-A Sferrazza .com ; AMLUK Reviews am [email protected]; Devshil Odedra m]; Ian Salters • Rick -x Patel Jesse-J Cruz Zack Bunimovich Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 /Southern Financial LLC ill Classification: For internal use only Kareen — can you please advise where we stand with this client? Thank you Nina Tona KCP products and services ore intended and avadobk onlyfor persons who atesophisticated institutional investors within the meaning of the FINRA Ride 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of ORSI or its affiliates prior toexecution, and the execution of any transaction or idea discussedherein is conditional on your becoming a client 0/DeutscheBonk Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis- The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presentedfor your information andfor discussion purposes only. My reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of 089 or any of its affiliates From: Simon Nall Sent: Wednesday, May 16, 2018 10:26 AM To: James Gladwin artin Zeman < ;• Cc: Kareen Johnso Daniel-A Klyashtorny >; Nina Tona , Xavier Avila < ; Davide-A Sferrazza < ; AMLUK Reviews <amluk.reviews db.com>: Devshiji Odedra ; Ian Salters Ricky-x Patel ; Jesse-1 Cruz ; Zack Bunimovich Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC jlj Classification: For internal use only James Thank you for the update Can you confirm the plan for the feedback on 3A below Kind Regards Simon Nall Deutsche Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043540 CONFIDENTIAL SDNY_GM_00189724 EFTA01357162