EFTA00421580.pdf

From: Ike Groff <MI > To: n==la n Subject: FW: E*Trade Securities LLC Date: Tue, 17 Jan 2012 20:29:11 +0000 What is he talking about Williams trading for? From: Scarsdale Branch (mailto: Sent: Tuesday, January 17, 2012 2:49 PM To: Ike Groff Subject: E*Trade Securities LLC ACCT Hi It was a pleasure speaking with you again. I asked the back office to stop sending the dupe confirms to Greenwich Prime. The compliance letter that we received from Williams Trading was actually a letter requesting us to stop sending them the dupe confirms. I am including details of the cash promotion below that we spoke about. If Dan has any 401K's from his previous employers that he would consider bringing in, it would also be eligible for the cash promotion along with 90 days of free trades if he opens a new Rollover IRA account. I can also offer you lower commissions on all accounts and a higher interest rate on cash balances as additional incentives. Please let me know if you are not happy with any outside accounts that are earning very little in interest so I can see what the highest interest rate is that I can get you. Please feel free to call me with any questions. Have a great day. Promotion Details: You will receive up to 300 trade commissions for each stock or options trade executed within 90 days of the deposited funds being made available for investment in the new account (excluding options contract fees). You will pay $9.99 for your first 149 stock or options trades and $7.99 thereafter up to 300 stock or options trades (plus 754 per options contract). Your account will be credited for trades within a week. Account must be funded within 60 days of account open. Qualified accounts must be funded with external assets within 45 days to receive corresponding cash credit. Account will be credited within one week of the close of the 45- day window. Offer tiers: Asset Brackets Cash Credit 90 days Free Trades $2K-$24,999K $0 X $25K-$49,999K $100 X $50K - $99,999K $200 X EFTA00421580 $100K-$249,999K $500 X $250K+ $1,000 X Sincerely, Alan Jurlina Financial Consultant E*TRADE Securities LLC E*TRADE Capital Management, LLC 428 Central Park Avenue Scarsdale, NY 10583 P: F: This communication is the property of E*TRADE Financial Corporation and its affiliates and does not constitute an offer to sell or the solicitation of an offer to buy any security. It is intended only for the person to whom it is addressed and may contain information that is privileged, confidential, or otherwise protected from disclosure. Distribution or copying of this communication, or the information contained herein, by anyone other than the intended recipient is prohibited. If you have received this communication in error, please immediately notify the sender at mailto: > or at and delete and destroy any copies hereof. Financial Consultants are registered with E*TRADE Securities LLC, Member FINRA/SIPC and with E*TRADE Capital Management, LLC, an SEC registered investment adviser. E*TRADE Capital Management and E*TRADE Securities are separate but affiliated companies This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at or by replying to this e-mail and delete the e- mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. EFTA00421581