EFTA01541655.pdf

JEERERS INC 6100 RED HOOK QTRS STE B3 ST THOMAS VI 00802-1348 EFTA01541655 EFTA01541656 JPMorgan Chase Bank, N.A. JEEPERS, INC. 270 Park Avenue, New York, NY 10017-2014 ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 212/464-1321 203/629-3124 212/622-2770 800/634-1318 Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 4 6 Page 2 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorganchase/financialcondition.cfm EFTA01541657 Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. 0000014508.15.0.15.00001JEEPE00.20131002 Page 1 of 8 EFTA01541658 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Account Summary Asset Allocation Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 26,545,925.76 $26,545,925.76 5,537.98 $26,551,463.74 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 26,545,925.76 16,353,230.65 (41,367,394.13) (1,538,411.13) ($26,552,574.61 ) 5,537.98 6,110.87 $5,000.00 173.24 $5,173.24 Ending Market Value 5,000.00 $5,000.00 173.24 $5,173.24 Change In Value (26,540,925.76) ($26,540,925.76 ) (5,364.74) ($26,546,290.50 ) Year-to-Date Value EFTA01541659 5,541,292.28 52,330,338.08 (56,367,394.13) (1,538,411.13) ($5,575,467.18) 39,161.81 13.09 $5,000.00 173.24 $5,173.24 Estimated 0.50 $0.50 Current Annual Income Allocation 100% 100% Page 2 of 8 EFTA01541660 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 5,328.42 209.56 $5,537.98 Year-to-Date Value 38,398.04 763.77 $39,161.81 Cost Summary Cash & Fixed Income 5,000.00 Cost Total $5,000.00 Page 3 of 8 EFTA01541661 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 25,018,953.92 1,526,971.84 $26,545,925.76 Ending Market Value 5,000.00 0.00 $5,000.00 Current Period Value 5,000.00 5,000.00 0.50 173.24 0.01% SUMMARY BY TYPE Market Value 5,000.00 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Market Value 5,000.00 % of Bond EFTA01541662 Portfolio 100% Change In Value (25,013,953.92) (1,526,971.84) ($26,540,925.76 ) Current Allocation 100% 100% Page 4 of 8 EFTA01541663 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Note: 1 This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 5,000.00 5,000.00 5,000.00 0.50 173.24 0.01% 1 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 5 of 8 EFTA01541664 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance Current Period Value 25,018,953.92 5,537.98 16,353,230.65 $16,358,768.63 (41,367,394.13) ($41,367,394.13) (5,328.42) ($5,328.42) $5,000.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position Year-To-Date Value* -39,161.81 52,330,338.08 $52,369,499.89 (56,367,394.13) ($56,367,394.13) (1,538,398.04) ($1,538,398.04) -Current Securities Transferred In/Out Securities Transferred Out Period Value (1,538,411.13) Year-To-Date Value* (1,538,411.13) Page 6 of 8 EFTA01541665 EFTA01541666 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Income 9/3 9/3 Interest Income Div Domest Total Income Type Settle Date Selection Method Contributions 9/23 Misc Credit Description FEDWIRE CREDIT VIA: U.S. BANK,N.A./123000848 B/0: FORTRESS VALUE RECOVERY FUND INEW YORK,NY,10105 REF: CHASE NYC/CTR/BNF=JEEPERS, INC. ST THOMAS VI 00802-1348/AC-000000032609 RFB=130923031270 OBI=FVRF LLC DISTRIBUTION 8 1 13 W1961715 BBI=IMAD: 0923J1Q50400003047 TRN: 5009309266FF Quantity Cost Description DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $25,018,953.92 AS OF 09/01/13 JPM TR I FLOAT RATE INC FD FUND 2808 @ 0.035 PER SHARE (ID: 48121L-51-0) 152,240.463 0.035 5,328.42 $5,537.98 Quantity Cost Per Unit Amount Amount 209.56 Amount 16,353,230.65 Page 7 of 8 EFTA01541667 JEEPERS, INC. ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Type Settle Date Selection Method Withdrawals 9/4 9/27 Description Misc Disbursement INTERNAL TRANSFER OF FUNDS FROM W60975005 TO 0000739110438 Misc Disbursement TRANSFER TO PERSHING & COMPANY Total Withdrawals SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 9/26 Free Delivery Description JPM TR I FLOAT RATE INC FD FUND 2808 TRANSFER TO PERSHING & COMPANY TRADE DATE 09/26/13 (ID: 48121L-51-0) TRADE ACTIVITY Trade Date Settle Date Type Settled Securities Purchased 9/3 Purchase 9/3 Description JPM TR I FLOAT RATE INC FD FUND 2808 REINVESTED @ 10.03 PER SHARE (ID: 48121L-51-0) Quantity 531.248 Quantity Cost Amount (1,500,000.00) (39,867,394.13) ($41,367,394.13) * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost (152,771.711) 1,538,398.04 Transaction EFTA01541668 Market Value * (1,538,411.13) Per Unit Amount 10.03 Market Cost (5,328.42) Page 8 of 8 EFTA01541669 For the Period 9/1/13 to 9/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01541670 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01541671 For the Period 9/1/13 to 9/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01541672 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 3 EFTA01541673 For the Period 9/1/13 to 9/30/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. Disclosures Page 3 of 3 EFTA01541674 EFTA01541675