EFTA01358797.pdf

KYC Print Page 8 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Barry Ritholz - 00300195195 Date of Birth: 4/7/1966 Country of Residence: USA Country of Citizenship: USA Address of primary 78 Farmview Road Port Washington NY 11050 United States residence: Profession/Occupation: General Counsel, GoldenTree Asset Manage Tax ID / SSN: Current Employer: GoklenTree Asset Management Position/Tide/Rank: General Counsel Address of employer: 300 Park Avenue, 20th Floor New York NY United States 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes describe) 0 Yes RI No To the best of your knowledge, is the individual related to an employee of the O Family O Friendship None DB grisup?(ifFamily ce Fnencrshir,, describe) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral O Yes R No source, supplier of goods or services)?(if Yesdescritie) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Oient Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: -1 El O J O J d El O EJ Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Summarize Source of Wealth: ....J Business Owner O Salary/Eamings ElInvestment O Inheritance/Gifts -1 Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income Estimated amount of investable assets(;): (S): Estimated Net WOrth($): Amount of assets planned to invest with PWM(;): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=01N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046740 CONFIDENTIAL SDNY_GM_00192924 EFTA01358797