EFTA01521656.pdf
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Cantonal Cost Gain/Loss Accrued Diy. Yield
Preferred Stocks
COUNTRYWIDE CAPITAL V 25.27 4,200.000 105134.00 98,778.96 7,355.04 7,350.00 6.93%
7% PFD
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 26.99 2,500.000 67475.00 62,500.00 4.975.00 4,187.50 6 21%
6.7% PFD
48125E-20-7 JPM PC
Total Preferred Stocks $464,609.00 $422,678.96 $31,930.04 531,227.60 6.87%
Concentrated & Other Equity
GENERAL MOTORS CO 48.81 1,000.000 48,810.00 50,000.00 (1,190.00) 2,375.00 4.87%
CV PFD B 593.76
37045V-20-9 GM PB
JP1AORGAN CHASE & CO 118.83 150,000.000 175,246.50 157,909.17 17,337.33 11,850.00 8.68%
7.9% PFD STK APR 30 2049 1,020 30
DTD 04/23/2008
48825H-HA-1 BBB /BA1
Total Concentrated & Other Equity $224,056.50 $207,909.17 $16,147.33 $14,225.00 6.27%
$1,614.05
JP Morgan Page 7 of 28
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049068
Chase
CONFIDENTIAL SDNY_GM_00318266
EFTA01521656
For the Period 5/1/13 to 5/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Cantonal Cost Gain/Loss Accrued Diy. Yield
Preferred Stocks
COUNTRYWIDE CAPITAL V 25.27 4,200.000 105134.00 98,778.96 7,355.04 7,350.00 6.93%
7% PFD
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 26.99 2,500.000 67475.00 62,500.00 4.975.00 4,187.50 6 21%
6.7% PFD
48125E-20-7 JPM PC
Total Preferred Stocks $464,609.00 $422,678.96 $31,930.04 531,227.60 6.87%
Concentrated & Other Equity
GENERAL MOTORS CO 48.81 1,000.000 48,810.00 50,000.00 (1,190.00) 2,375.00 4.87%
CV PFD B 593.76
37045V-20-9 GM PB
JP1AORGAN CHASE & CO 118.83 150,000.000 175,246.50 157,909.17 17,337.33 11,850.00 8.68%
7.9% PFD STK APR 30 2049 1,020 30
DTD 04/23/2008
48825H-HA-1 BBB /BA1
Total Concentrated & Other Equity $224,056.50 $207,909.17 $16,147.33 $14,225.00 6.27%
$1,614.05
JP Morgan Page 7 of 28
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049068
Chase
CONFIDENTIAL SDNY_GM_00318266
EFTA01521656