EFTA01455771.pdf

10 Oct 2014 Page 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC PS • OiSbes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN FxEurcepl 21-Nov.2013 20Nok2014 25-Nov-2014 (1.003000; USD 101.%0.000 RV SHORT EUROPEAN CALL 1010000 :61. 1' N In 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 FY LONG EUROPEAN 0.000D 31521 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ev.2014 25-Nov-2014 (21.030 DOI USD 0 FY LONG EUROPEAN 0.00DD 20191 710423463 FINANCIAL LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 MI USD 0 FY LONG EUROPEAN 0.0000 129.76 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462000.000 00) CM-I SHORT EIPCPEAN PUT 6.1600 ;222 eff, 26i 8344623% FINANCIAL. LLC Subtotal: (286 283 :35: 1St (286,283.55) Statement ID: 18229829141010_201410131 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114740 CONFIDENTIAL SDNY_GM_00260924 EFTA01455771