EFTA01378650.pdf

From: Liam Osullivan Sent: 2/1/2019 11:34:02 AM To: Richard Kah CC: ennan Darren Ind ke Martin Zeman Stewart Oldfield Subject: RE: Enhanced Education (CI Classification: Confidential Rich and Darren, You sold the following: SMY 1000 Shares at 49.58802 DIS 685 Shares at 111.413 The trades settle on 02/05. After the proceeds + existing cash balance is withdrawn we will close the account. Thank you, Liam Liam Osullivan Investments th. 'Eroding Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154.0001. USA Tel. • Mobi Einai Visit us: Mtn deutschewealth corn #Positivelmpact Prepared on 02/01/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Tram-a-Pons are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products. investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services, aid private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075868 CONFIDENTIAL SDNY_GM_00222052 EFTA01378650