EFTA01594315.pdf

Is this a Chase Referral Client ? No New Client Maxwell Ghislaine Lastname Firstname MI Security Services Check was started by Marisol X Torres-Soler (03/11/2003 07:42:43 AM) Security Search Type : Full Select all Checks that have been completed by Security Services: List Individuals and Corporate Entities Investigated: Ghislaine Noelle Maxwell was fully researched in Florida and New York. Eric T. Gany was fully researched in New York and Connecticut. Robert Maxwell was searched through Derogatory News and Sanction records only PLEASE NOTE: All research is subject to the availability of electronic database resources. PLEASE NOTE: Search parameters were adjusted due to the high volume of records on Robert Maxwell. Attachment R Search Type Is Further Review by CA Required? Security Service Details: Company Information Yes Please reference the above attached Word document page 2 for a Company record on Eric Gany. Corporate Records No No records were found. C.D.C. Brokerage No No records were found. Civil Court Action No No records were found. Federal & State Court Action No No records were found. Financial Inquiry Database No No records were found. Personal Particulars Yes Social security number was issued to Ghislaine Noelle Maxwell in New York. Date of birth is listed as 12/25/1961. Last reported address used by Ghislaine Noelle Maxwell was 457 Madison Avenue New York, NY 10022-6843. Ghislaine Noelle Maxwell has had a previous address in Florida. Ghislaine Noelle Maxwell possesses a Florida Drivers license. EFTA01594315 Social security number was issued to Eric T. Gany in New York. Date of birth is listed as . Last reported address used by Eric T. Gany was . Eric T. Gany has had a previous address in New York. Eric T. Gany possesses a Connecticut Drivers license. Please reference the above attached Word document. (pages 3-10) Publications Yes Please reference the above attached Word document pages 11-31 for publication information on Ghislaine Maxwell and Robert Maxwell. Several newspaper articles detailing the investigation conducted by Britain's Serious Fraud Office against Robert Maxwell. He allegedly used pension funds to service debts, cover operating losses, gamble in the foreign exchange markets, and support the stock of his publicly held companies. The agency is also looking into a complaint from Swiss Bank Corp., which says it did not receive collateral for a $100 million loan to a small private Maxwell company. Newspaper article dated 12/01/2000, which stated that Ghislaine Maxwell's source of wealth is being classified as something of a mystery. Newspaper article dated 08/09/1996 detailing the arrest of Ghislaine Maxwell on DWI charges. Numerous newspaper articles detailing the criminal fraud charges brought against Kevin and Ian Maxwell (sons of Robert Maxwell.). Regulatory Sanctions No No records were found. Expense No.: 99/137001 Total Costs: $0.00 Signed by: Dated: Maxwell, Ghislaine — New Client Client Name Maxwell, Ghislaine Business Name Legal Entity Individual / Joint Primary Address Name Ms. Ghislaine Maxwell Attention c/o New York Strategy Group Primary Address Line 1 Attn: Eric Gany Primary Address Line 2 457 Madison Avenue Primary Address City New York Primary Address State NY Primary Address Zip/Postal Code 10022 Country USA EFTA01594316 Home Phone Tax ID Citizenship USA Sex Female Passport # N/A Date of Birth Is this DDR being used for multiple entities? No Introduction Type Related Client A/C Specific Information Introduced through an existing client Met With Principal No Mary has not met with Ghislaine Maxwell, but will as soon as possible Identification document obtained for the files ft Profession/Business Type Professional Individual's Net Worth $10.00mm Source Of Wealth Inheritance and earned Description Inheritance and earned Specific Information discussion with POA, Eric Gany Trans'n Profile/ Expected Account Activity: DDA/MMIA checking account Please check the types of account and expected activity for this legal entity (inflows and outflows of securities and cash) - check ALL that apply: DDA/MMIA Medium SDI Investment Management Funds Other: Morgan Network 03/07/2003 New relationship being introduced to Mary from Jeffrey Epstein. EFTA01594317  ry E Summary Of Findings: Ghislaine is the daughter of the late Robert Maxwell, a British media baron. She lives in New York City and is a companion/long-time friend of Jeffrey Epstein. She is now in the process of opening up a new checking account, which Eric Gany will have POA. Eric works for Jeffrey Epstein. Anticipated Product Deposits; MMIA Standalone Entity? Yes PCN: Ultimate Customer Number (UCN): SPN Required? Yes SPN#: CAS ID: Client Service Team: Maria A Hornak/JPMCHASE, Camillo A D'Orazio/JPMCHASE Is this entity a high profile client? No If this is a high profile client, did you obtain an approval from Senior Management? No Client Advisor Mary Rieth Senior Manager Tad C Smith OU Manager Mary Rieth OU 99/31167 (Not Yet Approved) gt (Not Yet Approved) EFTA01594318 Waiver Status Waiver Complete - DDR Pending Reason for Waiver Security Services is still performing the client background check. Waiver Requested By Doreen X Hewitt-Dunn Date of Waiver Request 03/07/2003 Approver for Waiver Tad C Smith Waiver Approved On 03/07/2003 Document History: Created: 03/07/2003 By: Doreen X Hewitt-Dunn Last Modified: 03/17/2003 01:40:26 PM By: Marisol X Torres-Soler Submitted: 03/07/2003 By: Doreen X Hewitt-Dunn 118503B.doc EFTA01594319