EFTA01522997.pdf
GHISLAINE MAXWELL-HY ACCT.
For the Period 12/1/12 to 12/31/12
Trade Date Type Per Unit Realized
Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
12/20 Sale MGM RESORTS INTERNATIONAL TENDERED BONDS - (15,000.000) 111.878 18,751.40 (18.812.50) 138.90 L
12/20 Pro Rata EXPIRATION 1/42013 9% MAR 15 2020 DTD
03/15/2011 HOLDERS RECEIVE $1118.78 IN TENDER
PROCEEDS, PLUS $30.00 EARLY TENDER PAYMENT.
PLUS $23.75 IN ACCRUED INTEREST PER $1,000 PA.
OF BONDS HELD OF CUSIP 553030AD2.
(ID: 55399A-JN-1)
12/27 Redemption HANESBRANDS INC 8% DEC 15 2018 DID 12/10/2009 (5,000.000) 111.048 5.55239 (5,412.50) 139.89 I.
12/27 Pro Rata PARTIAL ISSUE CALLED 0 100.00 (1D:410345-AF-9)
12/31 Redemption HOST HOTELS 8 RESORTS LP 8 3/4% JUN 01 2016 DTD (1,000.000) 102.25 1,02250 (1,037.50) (15.00) L
12/31 Pro Rata 04/04/2008 PARTIAL ISSUE CALLED 0 102.250
(ID: 44108E-BA-5)
Total Settled Sales/Maturities/Redemptions $28,113.79 (328,250.00) (3138.21) L
Trade Date Per Unk
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
11/9 Purchase ARCELORMITTAL 8 1/4% FEB 25 2022 OTD 02/28/2012 2,000.000 99.50 (1,990.00) •
12/10 6 99.50 MORGAN STANLEY 8 CO. INCORPORATED
(ID: 03938L-AX-2)
12/10 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 7,000.000 114.75 (8,032.50)
12/13 07/09/2012 @ 114.75 MLPFS INC/FIXED INCOME
(ID: 00164V-AB-9)
12/11 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 3,000800 115.25 (3,457.50)
12/14 07/09/2012 @ 115.25 MLPFS INC/FIXED INCOME
(ID: 00164V-AB-9)
Total Settled Securities Purchased (913,480.00)
J.P.Morgan Page 25 of 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050594
Chase
CONFIDENTIAL SDNY_GM_00319792
EFTA01522997
For the Period 12/1/12 to 12/31/12
Trade Date Type Per Unit Realized
Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
12/20 Sale MGM RESORTS INTERNATIONAL TENDERED BONDS - (15,000.000) 111.878 18,751.40 (18.812.50) 138.90 L
12/20 Pro Rata EXPIRATION 1/42013 9% MAR 15 2020 DTD
03/15/2011 HOLDERS RECEIVE $1118.78 IN TENDER
PROCEEDS, PLUS $30.00 EARLY TENDER PAYMENT.
PLUS $23.75 IN ACCRUED INTEREST PER $1,000 PA.
OF BONDS HELD OF CUSIP 553030AD2.
(ID: 55399A-JN-1)
12/27 Redemption HANESBRANDS INC 8% DEC 15 2018 DID 12/10/2009 (5,000.000) 111.048 5.55239 (5,412.50) 139.89 I.
12/27 Pro Rata PARTIAL ISSUE CALLED 0 100.00 (1D:410345-AF-9)
12/31 Redemption HOST HOTELS 8 RESORTS LP 8 3/4% JUN 01 2016 DTD (1,000.000) 102.25 1,02250 (1,037.50) (15.00) L
12/31 Pro Rata 04/04/2008 PARTIAL ISSUE CALLED 0 102.250
(ID: 44108E-BA-5)
Total Settled Sales/Maturities/Redemptions $28,113.79 (328,250.00) (3138.21) L
Trade Date Per Unk
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
11/9 Purchase ARCELORMITTAL 8 1/4% FEB 25 2022 OTD 02/28/2012 2,000.000 99.50 (1,990.00) •
12/10 6 99.50 MORGAN STANLEY 8 CO. INCORPORATED
(ID: 03938L-AX-2)
12/10 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 7,000.000 114.75 (8,032.50)
12/13 07/09/2012 @ 114.75 MLPFS INC/FIXED INCOME
(ID: 00164V-AB-9)
12/11 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 3,000800 115.25 (3,457.50)
12/14 07/09/2012 @ 115.25 MLPFS INC/FIXED INCOME
(ID: 00164V-AB-9)
Total Settled Securities Purchased (913,480.00)
J.P.Morgan Page 25 of 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050594
Chase
CONFIDENTIAL SDNY_GM_00319792
EFTA01522997