EFTA01451815.pdf

SOF Ili - 1081 Southern Financial LLC DB SOF II investment activity As of [I) imber 31. 2013 Over US$400 million committed to 20 diversified transactions representing 66% of total commitments Underlying Underlying Invested' Initial Gross Project Name Sourcing Seller type Deal Type Funds Companies (USSm) closing multiple' Portfolio Detail 1 - Monel Limited Process Pension Fund Interests 3 15 40.6 Q311 1 4x Europe - mid-market buyout 2- Beethoven Proprietary Miscellaneous Portfolio of directs 4 15.7> 03 11 1.ox Europe - growth equity 3- Rembrandt Proprietary Financial Institution Fund interests 1 8 22 03 11 3.8x Europe - late stage venture 4 - Giant Proprietary Financial Institution Fund interest 1 20 3.3 Q4 11 1.8x US -mezzanine 5 - Hemingway Limited Process Financial Institution Fund interest 1 7 16.1 Q411 g gx US - special situations 6/7/14 - Modigliani 1,118111 Proprietary Ht4W/ Family office Fund interests 16 248 24.4 02 12 1.8x Global - diversified 8 - Hockney Limited Process Asset Manager Fund interest 1 6 99 02 12 1.5x Europe - mrd-market buyout 9- Chagall Limited process Financial Institution Fund interest 1 40 9.5 Q312 1.€0( Europe - mezzanine 10 - Hopper Syndication Miscellaneous Fund interest 1 5 15.1 03 12 1.1x Americas - buyout 11 - Donatello Proprietary Corporate Fund interest 1 10 2.9 03 12 2.2g Americas - Mezzanine 12 - Pollock Proprietary Family office Fund interest 1 13 12.9 03 12 14x Americas -buyout buyout 13 -Whitney Limited process Pension Fund interest 1 14 64.0 04 12 2 gx Europe - buyout 15 - Constable Limited process Asset Manager Fund interest 1 9 28 7 01 13 1 2x Europe - buyout 16 - Ceccom Proprietary Financial Institution Fund interests 4 43 12.6 Q213 1 4x Global - diversified 17- Bailey Proprietary Asset Manager Portfolio of directs 4 305 02 13 1 0x Europe - growth equity 18 - Stembeck Proprietary Financial Institution Fund interests 1 25 97.3 Q313 1.1x Global - co-invest Total as of September 30.2013 42 471 LISS335.7 19 — Guardi Limited process Family Office Fund interests 11 >100 14.0 0413 Global — diversified 20- Williams Proprietary Family Office Fund interest 1 16 6.6 0413 Americas — buyott Total as of December 31. 2013 54 587 USS406.3 aosfassf fjoffoosi as suf., of lost of a:2foot t•fa e fainafffirfit vale;idol obi 'drawn as al the iimo of el...sae). or tamed otfpos.loti dosing lor Punning dogs (2) The perrern suice fictions were boon essorlaiesl urten nn uiiaudited fair market seines as of Snpleinher 30. 2013 and should b., read And owe: ed in oonsesslion web the 'important lnlorrnalieri" :rut important Pedonsunce Informalion" slides. The !)lass neeak,les me gross of fees. erne:mitt: and mooed interest which tie not charged at lho investment kriel SO performance wand or pealed lo be morose...Melee et rimetan ent returns to inetctors tirrestort should romsral web their own ads sten no to the upprepti.tie lacion to be eon:Anted in es:dusting WO, isilf0Ms.ittli Past performance Is mot a prediction of future performance. (3) Excluders $17.8in o4C0rniTiftrnenl to Rio Armdeus Ell voltske where OB Sec ondades rotalno investment discretion (4) Thar., is no large° mat art '*grrerr iny.,51mem COO,n1810 01 form pan of a future 'wrested atoll.> or that it v41 be ..scaårtki or after further &* 'Id vow rove uldble for OB SOP II Deutsche Asset Weattii N4.ans.len).?n! 25 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108633 CONFIDENTIAL SDNY_GM_00254817 EFTA01451815