EFTA01372529.pdf

rdc Organization: Southern Financial LLC DB12000P - Deutsche Bank Private Bank Batch Date: 6/15/2017 Added to Monitoring: 06/15/2017 Alert Date: Alert 6/15/2017 Address: Country VIRGIN ISLANDS, U.S. Tracking ID: KYC 1790655 Reporting ID: Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Source Information RDC URL: https://gridtdc.comlwss/entity.html?entityld=3dcbf500405acc025d3f3d53eb346cc4 Source Name: RiskConnect, 06/14/2017 Entity URL: . http //www.sec.govnitigation/litreleasesAr17723 htm • http //www sec.govaitigation/litreleases/2008/Ir20543 htm • http.//www.sec.gov/litigation/litreleases/Ir16977.htm • http //www.sec gov/litigation/litreleasesar16649 htm • http.//www.sec.gov/litigationnitreleasesAr16892.htm Sources: • SEC Litigation Releases - 2002. SEC Litigation Releases - 2002. http://www.sec.govaitigation/litreleases/ittrelarchive/litarchive2002.shtml • SEC Litigation Releases - 2008, SEC Litigation Releases - 2008, http://v.ww.secgov/litigation/ktreleases/litrelarchiveilitarchive2008.shtml • SEC Litigation Releases - 2001. SEC Litigation Releases - 2001. http://www.sec.govaitigation/litreleasesAdrelarchive/Idarchive2001.shtml • SEC Litigation Releases - 2000, SEC Litigation Releases - 2000, http://www.sec.gov/litigation/litreleaseslidrelarchiveAitarchive2000.shtml Ccnsatent sath the ten and ccodstcas d you RDC Sutachber Agreement the Sonoma:a contained nth* ciccurnent is for alert purposes only and .s not to be used fa purposes of deteernning an echo:Wars *Avidly let any <Todd or any ether FCRA permissible purposes User further agrees to hold such mistral and intonation in totes! co-dIdence. not to nine use thereof other than fa authorged purposes to relate a only to employees revering such trdorrnahco, and not to release a disclosed to any other party The Alert Somata, contained in the elccurrent nay or nay not penain to the ondrodual Cl OrtOy referenced o your ilquily. Pardo' 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066256 CONFIDENTIAL SDNY_GM_00212440 EFTA01372529