EFTA01356854.pdf

Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154.0004 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. Perfarm. From: Kimberly Hart Sent: Wednesday, November 05, 2014 11:35 AM To: Andrea Tapia Subject: Fw: October 2014 AML/KYC Escalation Reports [I] Classification: For internal use only L Kimberly Hart Managing Director Deutsche Sank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. New York, NY 10154 Tel. Fax Mobile Email PakrianA.-try Peefarm Securities offered through Deutsche Bar* Securities Inc. Forwarded by itimbeity Hart/dbrdbcom on 11x05, 20141135 MA --- From; Mekm Venegasidbidbcom To: ArsirewGalsranrdb/dbcomia06AMERICAS. Kimberly Hartrdb.MbeemODBAMERICAS. Micheekl DevisMbidbcomODBAMERICAS, Michael S Jacoby/dbidbcomigDBAMERICAS: Cc: Armen EiraslYdbrdbcon*gDBAMERICAS Ditto: 11/0312014 0530 PM Subject. October 2014 AMUKYC Escalation Reports gl Classification: For internal use only All, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043005 CONFIDENTIAL SDNY_GM_00189189 EFTA01356854