EFTA01295185.pdf

NAME SEARCHED: JEGE, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No lid 0 Not Re:juin:Id s Hit I. RDC Results No RDC alert (Please see attached) No flit • Not Required ICR II. PCR Rcsultfi No PCR alert (Please sec attached) El M Hit 0 Yes j No III. Negative Media There was no information found BB • Not Required IV. Non-Nemive Media There was no information found v. Other Language Media There was no information found Them was no information found Results? • Yes - No D&B 0 Not Required W. lat Result Found (Please see attached) Smalltime Regilts? 0 Yes 0 No • Not Required VU. Smartlinx 0 Review by Legal May There was no information found Court Cases be Required Egi No Results VIII. Court Cases 0 Search not required Prepared by: Ahsan Manzoor Date: 10/02/2013 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We haie attached the web link below for your convenience:(Hartindale-Hubbellhttp://www.martindak.comhp/Nlartindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that con have fully reviewed the research documents. For internal use only SDNY_GM_00053915 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016739 EFTA_00 64485 EFTA01295185  OFAC RESULTS RDC: A Country:VirgIn Islands, 11527225 No Match Found 6851798 JEGE, LLC U.s. PCR: C20131019065925 JEGE, LLC 6851798 NCA customised Auto-Closed No-Hit 02/10/2013 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Record: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS JEGE LLC 6100 RED HOOK QUARTER B None Listed 3 ST THOMAS. VI 00802 Name Variations/DBAs # Name Variations For internal use only SDNY_GM_00053916 CONFIDENTIAL - PURSUANT TO FED. R.ctit;IFNIF IDENTIAL DB-SDNY-0016740 EFTA_00164486 EFTA01295186  Page 2 # Name Variations 1 JEGE LLC Addresses -1 records found # Address Dates County MSA 1. 6100 RED HOOK QUARTER B 3 6/1/2013 - ST THOMAS, VI 00802 8/1/2013 Aircraft - 2 records found 1: FAA US Aircraft Registrations Aircraft Number: 212JE Status: Active Date First Seen: 8/1/2013 Date Last Seen: 9/1/2013 Last Action Date: 8/1/2013 Certification: Not Amateur Certification Date: 5/30/2013 Manufacturer: GULFSTREAM AEROSPACE Model/Series: G-IV Weight: CLASS 3 Type: Fixed wing multi engine Engine Type: Turbine air generato Manufacturer: ROLLS-ROYC Model/Series: TM' MK 610-8 Engine Horsepower: 12420 Engine Fuel Consumption: 000000 Number of Engines: 2 Cruising Speed: 0000 Number of Seats: 22 Category: Land 2: FAA US Aircraft Registrations Aircraft Number: 423TT Status: Historical Date First Seen: 6/1/2013 Date Last Seen: 7/1/2013 Last Action Date: 5/30/2013 Certification: Not Amateur Certification Date: 5/30/2013 Manufacturer: GULFSTREAM AEROSPACE Model/Series: G-IV Weight: CLASS 3 Type: Fixed wing multi engine Engine Type: Turbine air generato Manufacturer: ROLLS-ROYC Model/Series: TM MK 610-8 Engine Horsepower: 12420 Engine Fuel Consumption: 000000 Number of Engines: 2 Cruising Speed: 0000 Number of Seats: 22 Category: Land Sources - 3 records found All Sources 3 Source Document(s) Business Finder 1 Source Documents) FAA Aircraft Registrations 2 Source Documents) For internal use only SDNY_GM_00053917 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016741 EFTA_00I 64487 EFTA01295187  Page 3 Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents. the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00053918 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016742 EFTA_00I 64488 EFTA01295188