EFTA01518135.pdf
CHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 1/1/13 to 1/31/13
TRADE ACTIVITY
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Coat
Settled Securities Purchased
1/29 Purchase JPM SIR INC OPP FD FUND 3844 JP MORGAN CHASE 3,015.900 11.96 (36,040.00)
1/30 BANK AS SHAREHOLDER SERVICING AGENT Cp 11.95
(ID: 4812A4-35-1)
129 Purchase JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS 9,246.101 10.26 (94,865.00)
1/30 SHAREHOLDER SERVICING AGENT 0 10.26
(ID: 48121A-29-0)
1/29 Purchase PIMCO EMERGING MARKETS CORPORATE BOND FUND 2,473.350 12.27 (30,348.00)
1/30 (ID: 72201W-85-7)
1)29 Purchase SIT mtrr EDS INC DIVIDEND GRWTH (ID: 82960D-70-7) 2,333.831 15.40 (35,941.00)
1/30
1/29 Purchase PRUDENTIAL TOTAL RETURN BD F CL Z 5,318.176 14.58 (77,539.00)
1/30 (ID: 74440B-40-5)
1129 Purchase MANAGED PORTFOLIO SER TORTOIS INSTL 2,296.774 13.33 (30,616.00)
1)30 (ID: 56166Y-40-4)
1/29 Purchase RIDGEWORTH FDS SEIX FLRT HI I (ID: 76626T-67-8) 6,502.655 9.04 (58,784.00)
1/30
1/29 Purchase GATEWAY FUND - Y (ID: 367829-88.4) 2,379.985 27.58 (65,640.00)
1/30
1/29 Purchase NUVEEN INVT FDS INC GLOB INFRAST I 2,025.302 9.92 (20,091.00)
1/30 (ID: 670890-51-0)
129 Purchase MATTHEWS ASIA DIVIDEND INSTITUTIONAL 2,156.431 14.85 (32,023.00)
1/30 (ID: 577130-75-0)
1/29 Purchase EATON VANCE FLOATING-RATE ADVANTAGE I 7,524.150 11.18 (84,120.00)
1/30 (ID: 277923-63-7)
1/29 Purchase t ROWE PRICE INSTL INCOME FDS FLTG RATE ED F 5,394.060 10.27 (55,397.00)
1/30 (ID: 77958B-10-5)
J.P. Morgan Account Page 13 of 14 Consolidated Statement Page 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045348
Chase
CONFIDENTIAL SDNY_GM_00314546
EFTA01518135
For the Period 1/1/13 to 1/31/13
TRADE ACTIVITY
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Coat
Settled Securities Purchased
1/29 Purchase JPM SIR INC OPP FD FUND 3844 JP MORGAN CHASE 3,015.900 11.96 (36,040.00)
1/30 BANK AS SHAREHOLDER SERVICING AGENT Cp 11.95
(ID: 4812A4-35-1)
129 Purchase JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS 9,246.101 10.26 (94,865.00)
1/30 SHAREHOLDER SERVICING AGENT 0 10.26
(ID: 48121A-29-0)
1/29 Purchase PIMCO EMERGING MARKETS CORPORATE BOND FUND 2,473.350 12.27 (30,348.00)
1/30 (ID: 72201W-85-7)
1)29 Purchase SIT mtrr EDS INC DIVIDEND GRWTH (ID: 82960D-70-7) 2,333.831 15.40 (35,941.00)
1/30
1/29 Purchase PRUDENTIAL TOTAL RETURN BD F CL Z 5,318.176 14.58 (77,539.00)
1/30 (ID: 74440B-40-5)
1129 Purchase MANAGED PORTFOLIO SER TORTOIS INSTL 2,296.774 13.33 (30,616.00)
1)30 (ID: 56166Y-40-4)
1/29 Purchase RIDGEWORTH FDS SEIX FLRT HI I (ID: 76626T-67-8) 6,502.655 9.04 (58,784.00)
1/30
1/29 Purchase GATEWAY FUND - Y (ID: 367829-88.4) 2,379.985 27.58 (65,640.00)
1/30
1/29 Purchase NUVEEN INVT FDS INC GLOB INFRAST I 2,025.302 9.92 (20,091.00)
1/30 (ID: 670890-51-0)
129 Purchase MATTHEWS ASIA DIVIDEND INSTITUTIONAL 2,156.431 14.85 (32,023.00)
1/30 (ID: 577130-75-0)
1/29 Purchase EATON VANCE FLOATING-RATE ADVANTAGE I 7,524.150 11.18 (84,120.00)
1/30 (ID: 277923-63-7)
1/29 Purchase t ROWE PRICE INSTL INCOME FDS FLTG RATE ED F 5,394.060 10.27 (55,397.00)
1/30 (ID: 77958B-10-5)
J.P. Morgan Account Page 13 of 14 Consolidated Statement Page 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045348
Chase
CONFIDENTIAL SDNY_GM_00314546
EFTA01518135