EFTA01290414.pdf

Deutsche Bank Deutache Sank Private Ittigh Metienent Wigan Uwirrate bout P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31, 2019 Account N um ber: JEEPERS IN C Portfolio at a Glance ThisPerlod Year-to-Dale Your Investment Specialist. BEGINNINGACCOUNT VALUE 83,262,878.85 $3,243,862.08 MARTIN ZEMAN Net Cash Deposits and Withdrawals 0.00 41,276.11 Adjusted Previous Account Value 3,262,878.85 3,202,585.97 Dividends. Inters and Other Income 8.105.99 98,717.18 Net Change in Portfolio' 0.00 -32.318.31 ENDINGACCOUNT VALUE $3,268,984.84 $3,268,984.4 Estimated Annual Income 529.866 42 'I Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Acid Type Prior Year-End Lett Period Tele Period 100% Cash, Money Funds, and Bank Deposits 1,522,837.51 3,282,878.85 3,288,984.84 0% Mutual Funds 1,721,024.57 0.00 0.00 100% Account Total $3,243,882.08 $3,282,878.85 $3,288,984.84 Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. Page ' of A,...:2, RaltamMeM Every Vox Since 2007 DAUM WED COMMUMCATIONS Deering Smelt Penbmg LLC, a wholly armed subokharft time Donli of New Vo4 Mellon Ceeponbm CONY Mellon) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID LAC CIL t Pomo*. ucireirte,EinangStque-IM_00047777 DB-SDNY-0010601 EFTA_00158386 EFTA01290414  Summary of Gains and Losses Realized This Period Yer4o•DYe Uweeizad Short-Term Gain! Loss 0.00 4,218.82 0.00 Long-Term Gain! Loss 0.00 442,847.98 0.00 Net Gain! Loss 0.00 443,888.80 0.00 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Otte Activity Type Description Amount Balance Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.26% Activity Ending: t2/ 3V 18 12/01118 Opening Balance 3,282,878.85 3,282,878.85 12731/18 Deposit INCOM ERBNVEST 8,105.99 3,288,984.84 12731/18 Closing Balance $3,288,984.84 Total All Money Market Funds $3,288,984.84 Income and Expense Summary Cisrent Period Year-to-Da, TES. Non Tokio Taxable Non Tattle Dividend Income Money Market 8105.99 0.00 29.88842 0.00 Other Dividends 0.00 0.00 88850.78 0.00 Total Dividends, Interest. Income and Expenses $8,105.99 $0.00 $98,717.18 $0.00 Page 2 of 7 Accottt Numbe Rated C.cethwit Owing 0ms:fleabagIIC• Sally owned CONFIDO. 4 AL- Every Yaw Since 2007 DALBAR RATED CONVOCATIONS EXCIALINCt subsidiary The Sank of New York Melba CAnnatim (SW WINO Penne. 1.11. 'newt*,Fintx6fAtsytepm_00047778 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010602 EFTA_00158387 EFTA01290415  Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Decem ber 1, 2018 - Decem ber 3t 2018 JEEPERS INC Portfolio Holdings Opening Oosing Awned Booms 30.0ey Description (heady Balance Balance Income TbisYeat Yield CASK MONEY FUN DS.AND BANK DEPOSITS 100 .00% of Portfolio Money Market CASH AC TR °WS GOVT & AG INSTL 3268,984.840 3.262.878.85 3,268,984.84 0.00 29,866.42 2.19% Total Money Market 53262,878.85 53,268,984.84 50.00 929,866.42 TOTAL CASH. MONEY FUNDS, AND BANK DEPOSITS 53.262.878 85 53.268.984 84 50.00 529,866.42 Atoned Whaled Mallet Value Interest Annual Income TOTAL PORTFOLIO HOLDINGS $3,268,984.84 $0.00 $29,866.42 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAT) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of M utual Fund distributions, Money Market Fund dividend income,Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Page 3 of 7 Account Bombe Rated taceilent Claim dash hangLI.C, a ally armed noes .. Every Yew Since2007 mbar/ of The Sordi of New York Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L DAUMMUD COMMUMCATICMS EXCELLENCE Comonthm (MY Man) Pentmg utireerte, EinatAcktlYuSIM_00047779 DB-SDNY-0010603 EFTA_00158388 EFTA01290416  Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 20 18 IRSForm 1099 (B, DIV, INT, M ISC and DID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2013. By February 15, you will be mailed either your Form 10 99 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary rt , 2 al' .$ sn,,,n are oasr Credits This Period Debits ThisPerki4 Net ThisPedod Credits Yeer4o-Dete Debits Yeaucitote Net Year-to-Date Securities Securities Bought 0.00 0.00 0.00 0.00 41,820 14 41,620.14 Securities Sold 0.00 0.00 0.00 1.750.526 40 0.00 1.750.526.40 Total Securities $0.00 $0.00 $0.00 $1,750,526 40 461.820 14 $1,688,706.26 Dividends and Interest $6,105.99 $0.00 $6,105.99 $98.717.18 $0.00 $98,717.18 Cash Withdrawals 0.00 0.00 0.00 0.00 -134.984.04 -134.984.04 Deposits 0.00 0.00 0.00 93,707 93 0.00 93,707.93 Total Cash $0.00 $0.00 $0.00 $93,707.93 4134,984 04 441,276.11 Totals 86.105.99 $0.00 86.105.99 $1.942.951.51 4196.804.18 $1,146,147.33 Page 4 of Account Numbe Rated tacearnt Owing dash hang LIC, a ally armed At 0012CW))::S Every Vex Since2007 sulmarft a The Soli of Na, Yak Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L DAUMMIED COMMUMCATIM EXCOAENC( Camonthm (MY Man) Pentmg utinterte, EinatAcklneLGM_00O47780 DB-SDNY-0010604 EFTA_00158389 EFTA01290417  Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 December 1, 2018 - Decem ber 31, 2018 ,SRS INC Transactions by Type of Activity Process Settlement Date nth* Type Description Quantity Price Accrued Interest Amount Currency Dividends and Interest 12131118 MONEYMARKETRIND CASH AC TR DWSGOVT 6,105.99 USD 'NONE RC-CBVB) PB212045 Total Dividends and Interest - U.S. DOLLARS 0.00 6,105.99 Total Value of Transactions 0.00 6,105.99 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment Swigs:2BI Corded InfotmatIon MARTIN ZEMAN Telephone Number: ( Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DBJVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log In to your account or contact your Investment Specialist for more information. Page 5 of 7 Account Number Rateantilent Owing SwishPegging LLC. • fl ap:vaned Every vex Since 2007 subsidiary elIke &onkel New York Melba DALIN& WED commutacmions CAS (MY Melon) CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDO. AL- EXCCIIENCC Penne. rec. ...urea ntat iAnuLGM0004771 DB-SDNY-0010605 _ 31 EFTA_OO15839O EFTA01290418  Important Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any,to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution Your financial organization's contact information can be foun on efirst page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact.information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 073991 Page 6 of Account Numbeile Rated Eaceilent Oaring Sae. Penbni LLC, a wholly owned At0012CFCH Every Yew Since 2007 subweliwy or The Sent of New Yo4 Mellon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L DAIL& RA7ED COAWALINICATIONS Cita/ANC( Ceeporathee MAY Mellon) Penne. KC nverrter tiRtA(klirtuaGM_0004 7782 DB-SDNY-0010606 EFTA_0015839 I EFTA01290419  TERMS ANDCONDITIONS TRANSACTORS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST. WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM. STATEMENT. IF SO, THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES IRE-GULATON NMS- FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 807W(1)-(l1 BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EMOTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE TIEM AT OR BETTER THAN • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PRO1ADE • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AcsnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. MID PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. F ANYOf THE ROVE TERNS AND CCNOITIONSME UNACCEPTABLE TO YOU, FtEASE NOWT PEENING IIAIESONTELY IN WRITING ElY CERTIFIED MUL TO ONE PERSHING PLO. JERSEY CITY. NJ On* ATM LEGAL DEPT Page 7 of 7 AMON( Number: Raid baked Owing tlaragang LLC, a -bony armed At0012C91) &ay Yew Age2007 NbsEWya The Mad el New York Mellon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L EMUMR RATED COMMUMCATICNS EXCEUENCE Caponthm (INY Man) Pent...* LLC. ve-ter ElliRnANIYULGM_00047783 DB-SDNY-0010607 EFTA_00158392 EFTA01290420  15I Deutsche Bank dots. he Sari. Pr,sate N•a,l. u,nr6,Men P.O.Box 1776, Baltimore, MD 21203 Novem ber 1.2018 - November 30,2018 Account N um ber JEEPERS INC Portfolio at a Glance ThbPerlod Year-to-Dele Your Investment Specialist: BEGINNING ACCOUNT VALUE $3,316,783.09 $3,243,862.08 MARTIN ZEMAN Nei Cash Deposits and Witbdrawah 49,044.97 .41,276.11 Adjusted Previous Account Value 3,277,738.12 3,202,585.97 Dividends, lathiest and Other Income 9,849.57 92,611.19 Net Change in Portfoliol .24.708.84 42.318.31 I 'Ilf{'A_r.I I $3,282,878.85 $3,282,878.85 Estimated Annual Income 523.760 43 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Asset Type Prior Yes-Bid Lad Period ThIsPedod 100% Cash, Money Funds, and Bank Deposits 1,522,837.51 1,541,547.85 3,282,878.85 0% M utual Funds 1,721,024.57 1,775,235.24 0.00 100% Account Total