EFTA01518883.pdf
GHISLAINE MAXWELL -OAP HID ACCT.
For die Period 9/1/13 to 9/30/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Amount Amount
Income
9/3 Interest income DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 0.49
.01% RATE ON AVG COLLECTED BALANCE OF
$53,444.64 AS OF 09/01/13
9/11 Foreign Dividend UNILEVER N V C 0.354471 PER SHARE 1,630.000 0.354 577.79
(ID: 904784-70-9)
9/12 Foreign Dividend KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 0.160072 1,850.000 0.18 333.13
PER SHARE (ID: 497360-30-6)
9/16 Foreign Dividend ASTRAZENECA PLC SPONS ADR 0 0.90 PER SHARE 365.000 0.90 328.50
(ID: 046353-10-8)
9/16 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR 0 0.312573 1,590.000 0.313 496.99
PER SHARE (ID: 911271-30-2)
9/19 Foreign Dividend MTN GROUP LTD SPONS ADR Q 0.368104 PER SHARE 2,625.000 0.368 966.27
(ID: 62474M-10-8)
9/25 Foreign Dividend BHP LTD SPONS ADR @ 1.18 PER SHARE 435.000 1.18 513.30
(ID: 088606-10-8)
9/26 Foreign Dividend ROYAL DUTCH SHELL PLC ADR 0.90 PER SHARE 405.000 0.90 364.50
(ID: 780259-10-7)
Total Income 93480.97
JP Morgan Page 11 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046140
Chase
CONFIDENTIAL SDNY_GM_00315338
EFTA01518883
For die Period 9/1/13 to 9/30/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Amount Amount
Income
9/3 Interest income DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 0.49
.01% RATE ON AVG COLLECTED BALANCE OF
$53,444.64 AS OF 09/01/13
9/11 Foreign Dividend UNILEVER N V C 0.354471 PER SHARE 1,630.000 0.354 577.79
(ID: 904784-70-9)
9/12 Foreign Dividend KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 0.160072 1,850.000 0.18 333.13
PER SHARE (ID: 497360-30-6)
9/16 Foreign Dividend ASTRAZENECA PLC SPONS ADR 0 0.90 PER SHARE 365.000 0.90 328.50
(ID: 046353-10-8)
9/16 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR 0 0.312573 1,590.000 0.313 496.99
PER SHARE (ID: 911271-30-2)
9/19 Foreign Dividend MTN GROUP LTD SPONS ADR Q 0.368104 PER SHARE 2,625.000 0.368 966.27
(ID: 62474M-10-8)
9/25 Foreign Dividend BHP LTD SPONS ADR @ 1.18 PER SHARE 435.000 1.18 513.30
(ID: 088606-10-8)
9/26 Foreign Dividend ROYAL DUTCH SHELL PLC ADR 0.90 PER SHARE 405.000 0.90 364.50
(ID: 780259-10-7)
Total Income 93480.97
JP Morgan Page 11 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046140
Chase
CONFIDENTIAL SDNY_GM_00315338
EFTA01518883