EFTA01521944.pdf
GHISLAINE MAXWELL ACCT.
For the Period I/I/14 to 1/31114
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 16.75 944.000 15,812.00 10,148.85 5,683.15 37.76 0.24%
050505-10-4 BAC
CMGROUP INC NEW 47.43 368.000 16,979.94 14,048.52 2,931.42 14.32 0.08%
172967-424 C 3.58
GENERAL MOTORS CO 38.08 1,373.000 49,537.84 50,000.00 (462.16) 1,647.60 3.33%
37045V-10-0 GM
SCHLUMBERGER LTD 87.57 113.000 9,896.41 9.524.04 371.37 180.80 1.83%
806857-10-8 SLB
SPDR S&P 600 ETF TRUST 178.18 1,495.000 268,379.10 250,407.85 15,971.25 5,009.74 1.88%
78462F-10-3 SPY
TWITTER INC 84.50 2,000.000 129,000.00 90,320.00 38,680.00
90 t &IL-10-2 TWTR
Total US Large Cap Equity $495,228.99 $438,852.58 $69,378.43 $8,986.22 1A1%
$2248
US Small/Mid Cap Equity
CIERON COFtP 5.02 3,000.000 15,060.00 18,129.32 (3,069.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC 53.31 3.000 159.92 212.23 (52 31,
ISIN GB0007188757 SEDOL 0716875
766994-90-9 BP
JP Morgan Page 6 of 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049395
Chase
CONFIDENTIAL SDNY_GM_00318593
EFTA01521944
For the Period I/I/14 to 1/31114
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 16.75 944.000 15,812.00 10,148.85 5,683.15 37.76 0.24%
050505-10-4 BAC
CMGROUP INC NEW 47.43 368.000 16,979.94 14,048.52 2,931.42 14.32 0.08%
172967-424 C 3.58
GENERAL MOTORS CO 38.08 1,373.000 49,537.84 50,000.00 (462.16) 1,647.60 3.33%
37045V-10-0 GM
SCHLUMBERGER LTD 87.57 113.000 9,896.41 9.524.04 371.37 180.80 1.83%
806857-10-8 SLB
SPDR S&P 600 ETF TRUST 178.18 1,495.000 268,379.10 250,407.85 15,971.25 5,009.74 1.88%
78462F-10-3 SPY
TWITTER INC 84.50 2,000.000 129,000.00 90,320.00 38,680.00
90 t &IL-10-2 TWTR
Total US Large Cap Equity $495,228.99 $438,852.58 $69,378.43 $8,986.22 1A1%
$2248
US Small/Mid Cap Equity
CIERON COFtP 5.02 3,000.000 15,060.00 18,129.32 (3,069.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC 53.31 3.000 159.92 212.23 (52 31,
ISIN GB0007188757 SEDOL 0716875
766994-90-9 BP
JP Morgan Page 6 of 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049395
Chase
CONFIDENTIAL SDNY_GM_00318593
EFTA01521944