EFTA01480770.pdf

Introduction & Wealth Intnaduction j• Existin. JPIdo an Client - Inside LOB 500.000.000.00 Source Of Wealth I Financial Information Details Source 01Wealth -identify the Clients Source of Wealth from Other renewal. list of onions :ars:du:ton Non Individual Entity Type Trust Select Trust Type N/A Is this an existing JPM trust or external trust? Existing is JPM Sole Trustee? No Comments dyke is a trustee (SSN: DOB: US Citizen) kiti in is the ref this Trust (SNN: DOB:l 01-20lpste53 -19 US Citizen) Are there any authorized signers or any other individuals Yes with authority over the entity? What independent background check, in addition to the JPMC Network Global Corporate Security ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 22 Apr 2010 JPMC Network Comments Jeffrey Epstein is an existing client. Darren Indyke is the attorney for Jeffre E ern and an exisi: : client_ (Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a current or former Senior United States or Non-USA Political Official also known as a Politically Exposed Person (PEP) or related to one? Source of Wealth/Financial Information Client Category (for SOW) Trost) stalt Source of Wealth- identify the clients source of wealth from Other the following list of options Provide detailed and specific information. The source of wealth derives from distributions, funding from other sources - personal Swestrnents. Jeffrey Epstein (SSN: pm is an existing client of OOB: 01/2011953 US Citizen) . e is an active brokerage client across asset classes currently covered by the Firm's 010 desk. Jeffrey Epstein has been an investment advisor for numerous high net worth clients and also a personal investor. Jeffrey is very accessible and well known to the team. We have advised hin on investments as well as estate planning opportunities. Jeffrey has continues to be wee connected across business channels. Epstein is well known to several JPl.1 PB employees and senior management rid ding Jes Staley. Also. Mr Epstein was convicted of a felony charge in 2008 Jos Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client Mr. Epstein completed his sentence and probation in 2010. The relationship has been reviewed with senior management and compianceffegal on a few occasions over the post year as news stories of Jeffrey's past are picked up. No new claims or stories have surfaced recently. Which country pes) 'stare) the Client's primary Source of UNITED STATES Wealth or income derived? Total Net Worth $ 10000030.00 What was the total net worth based on? Financial Statements Business Case Please specify why you are comfortable with this client given Client has boon asked to exit the film by senior mgmt (John the identified risk factor(s). Your answer is your "business Duffyk This is now in progress for all of his accounts. case" and should detail all mite, abn • factors. Provide client histoiy/detail, including when the relationship Client has been asked to exit the firm in progress. was established, how it came to be in PEUPWM. client's association with other JPM LOBS, etc. Confidential Treatment Requested by JPM-SDNY-00002991 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272189 EFTA01480770