EFTA01298810.pdf

NAME SEARCHED: Lawrence Paul Visoski Jr PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Comp lance management. Also, all accounts invoking PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): I:gl No lilt 0 Not Required No RDC Alert (Please See Attached) RDC I. RDC Results • Hit ..74 No Hit U Not Required FIRCOSOFT Il. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) M Hit No Information Found III. Nevative Media BIS 0 Yes IN No No Information Found IV. Non-Negative Media ['Not Required Not Required V. Other Language Media Not Required Remus? • Yes 0 No VI. D&B D&B Not Required Results? Yes 0 No Information Found (Please See Attached) SMARTLINX VII. Sinartlinx CI Not Required El Review by Legal May be No Information Found COURT CASES Required CI No Results VII. Colin Canes El Search not required Prepared by: Himanshu Khandelwal Date: 11/13/2018 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search of applicable) on each search subject. We ha% e attached the titeh link below for your convenienee:Martindale-Hubbellhttp://w ww.martindate.comhp/Martindalethome.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. For internal use only For internal use only SDNY_GM_00064034 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0026859 EFTA_00174540 EFTA01298810  S. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only SDNY_GM_00064035 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0026860 EFTA_0017454I EFTA01298811  Page 3 OFAC RESULTS RDC: Date of 11643928 No Match Found KYC 01977699 (Global Search) Birth: Lawrence Paul Visoski Jr 2/5/1960 FIRCOSOFT: 34956567 VVR- 349565672182 Individual Visoski Jr, Lawrence Paul No Alert No Alert No Alert Ale Nort No 34956568 WR_349565682182 Individual Visoski Jr, Lawrence Paul No Alert No Alert No Alert Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required D&B: Not Required Public Record: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2018 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date:11/13/2018 Report processed by: DEUTSCHE BANK AGII For intemal use only For internal use only SDNY_GM_00064036 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0026861 EFTA 00174542 EFTA01298812  Page 2 Full Name County Phone VISOSKI, LAWRENCE PAUL JR ADDITIONAL PERSONAL INFORMATION SSN DOB Gender cail Le no Subject Summary Name Variations 1 BISOSKI, LARRY P JR 2 BISOSKI. LAWRENCE P 3: DRESOSKI, LAWRENCE P 4: RIZZO, LAWRENCE 5: VISOSKI. LARRY 6: VISOSKI, LARRY P 7: VISOSKI. LARRY P JR 8: VISOSKI, LAWREMCE P 9: VISOSKI. LAWRENCE 10: VISOSKI, LAWRENCE P JR 11: VISOSKI, LAWRENCE P 12: VISOSKI. LAWRENCE PAUL JR 13: WISOSKI, LARRY P 14: WISOSKI, LAWRENCE P SSNs Summary No. SSN State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: 1: DOBs Reported DOBs: Possible E-Mail Addresses LVISOSKI@OLE,COM [email protected] GULFBUCK@AOL COM LAWRENCE.VISOSKI©GMAIL.COM LVISOSKI1©HOTMAIL COM [email protected] LVJET@AILCOM [email protected] Others Using SSN - 0 records found Address Summary - 22 records found No. 1 2 =MM 3: For internal use only For internal use only SDNY_GM_00064037 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0026862 EFTA_D0I 74543 EFTA01298813  Page 3 No. Address 5 6: 7 Mr 8: 9: 10 11 12 13 14. 15 16 17. 18 For internal use only For internal use only SDNY_GM_00064038 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026863 EFTA_00I 74544 EFTA01298814  Page 4 No. Address 19 20 21 22 Address Details 1: Address Dates Phone 2015 - 8/2018 Census Data for Geographical Region Median Head of Household Age 45 Median Income: $76,155 Median Home Value: $296423 Median Education: 14 years Household Members VISOSKI, BROOKE GABRIELLE VISOSKI, EILEEN ROSE Other Associates None Listed 2: mram Address Dates Phone 9/2014 - 4/2016 Census Data for Geographical Region Median Head of Household Age: 49 Median Income: $56,210 Median Home Value: $317,273 Median Education: 13 years Household Members VISOSKI, BROOKE GABRIELLE VISOSKI, EILEEN ROSE Other Associates None Listed 3: Dates Phone 6/1999 - 3O016 Census Data for Geographical Region For internal use only For internal use only SDNY_GM_00064039 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0026864 EFTA_00I 74545 EFTA01298815  Page 5 Median Head of Household Age: 48 Median Income: $64,953 Median Home Value: $252,326 Median Education: 13 years Household Members VISOSKI, EILEEN ROSE Other Associates None Listed 4: Dates Phone 9/2014 - 4/2015 Census Data for Geographical Region Median Head of Household Age: 46 Median Income: $62,897 Median Home Value: $204.688 Median Education: 14 years Household Members VISOSKI. BROOKE GABRIELLE VISOSKI, EILEEN ROSE Other Associates None Listed 5: Address Dates Phone 4/2011 - 9/2014 Census Data for Geographical Region Median Income: $0 Median Home Value: $0 Median Education: 0 years Household Members None Listed Other Associates None Listed 6: Dates 2000 - 8/2014 Census Data for Geographical Region Median Head of Household Age: 56 Median Income: $81.312 Median Home Value: $536,036 Median Education: 14 years Household Members None Listed Other Associates None Listed 7: Dates Phone 8/2010 - 12/2010 For internal use only For internal use only SDNY_GM_00064040 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026865 EFTA_00I 74546 EFTA01298816  Page 6 Census Data for Geographical Region Median Head of Household Age: 57 Median Income: $0 Median Home Value: $0 Median Education: 6 years Household Members None Listed Other Associates None Listed 8: Address Dates Phone 6/2008 - 5/2009 Household Members None Listed Other Associates None Listed 9: Address Dates Phone 1999 - 4/2006 Census Data for Geographical Region Median Head of Household Age, 33 Median Income: $51,800 Median Home Value: $231,250 Median Education: 12 years Household Members VISOSKI, JOSEPHINE L VISOSKI, LAWRENCE P SR Other Associates None Listed 10: Address Dates Phone - 1/2003 Census Data for Geographical Region Median Head of Household Age. 49 Median Income: $122.368 Median Home Value: $328,261 Median Education: 16 years Household Members None Listed Other Associates None Listed 11: Address Dates Phone 4/1987 - 1/2002 Census Data for Geographical Region Median Head of Household Age. 45 Median Income: $133,994 Median Home Value: $524,852 For internal use only For internal use only SDNY_GM_00064041 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0026866 EFTA_00I 74547 EFTA01298817  Page 7 Median Education: 15 years Household Members None Listed Other Associates None Listed 12: Address Dates Phone 4/1987 - 4/2001 Census Data for Geographical Region Median Head of Household Age: 48 Median Income: $71.354 Median Home Value: $272,368 Median Education: 15 years Household Members None Listed Other Associates None Listed 13: Address Dates Phone 11/1995 - 10/2000 (561)742-1121 (561)736.8896 (561) 736-8897 Census Data for Geographical Region Median Head of Household Age: 58 Median Income: $91,615 Median Home Value: $343,651 Median Education: 14 years Household Members None Listed Other Associates None Listed 14: Address Dates Phone 11/1999 - 11/1999 Census Data for Geographical Region Median Head of Household Age: 51 Median Income: $111$07 Median Home Value: $475,000 Median Education: 14 years Household Members None Listed Other Associates RODGERS, DAVID NEVILLE 15: Address l Dates Phone 11/1995 - 11/1995 i Census Data for Geographical Region Median Head of Household Age: 23 Median Income: $50.549 For internal use only For internal use only SDNY_GM_00064042 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0026867 EFTA_00174548 EFTA01298818  Page 8 Median Home Value: $109.500 Median Education: 12 years Household Members None Listed Other Associates None Listed 16: Address Dates Phone 9/1995 - 9/1995 Household Members None Listed Other Associates None Listed 17: Address Dates Phone 9/1992 - 9/1992 Census Data for Geographical Region Median Head of Household Age. 43 Median Income: $84,375 Median Home Value: $150.373 Median Education: 14 years Household Members None Listed Other Associates None Listed 18: - Dates Phone 8/1987 - 8/1987 Address Census Data for Geographical Region Median Head of Household Age: 46 Median Income: $53,879 Median Home Value: $126.630 Median Education: 13 years Household Members None Listed Other Associates None Listed 19: Address Dates Phone 4/1987 - 4/1987 Census Data for Geographical Region Median Head of Household Age: 40 Median Income: $42,008 Median Home Value: $65.789 Median Education: 13 years Household Members None Listed Other Associates None Listed For intemal use only For internal use only SDNY_GM_00064043 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0026868 EFTA_00 II 74549 EFTA01298819  Page 9 20: Address Dates Phone 4/1987 - 4/1987 Census Data for Geographical Region Median Head of Household Age 26 Median Income: $33,795 Median Home Value: $0 Median Education: 14 years Household Members None Listed Other Associates None Listed 21: Address Dates Phone 9/1986 - 9/1986 Census Data for Geographical Region Median Head of Household Age: 40 Median Income: $93,478 Median Home Value: $349.693 Median Education: 14 years Household Members None Listed Other Associates None Listed 22: mi Address Dates Phone 2/1984 - 2/1984 Census Data for Geographical Region Median Head of Household Age: 45 Median Income: $72.872 Median Home Value: $376.220 Median Education: 14 years Household Members None Listed Other Associates None Listed Voter Registrations - 5 records found 1: Florida Voter Registration Registrant Information Name: VISOSKI, LAWRENCE PAUL JR Residential Address: SSN: Date of Birth: Age: 55-64 Gender: Male Race: WHITE Voter Information Registration Date: 2/1612009 For internal use only For internal use only SDNY_GM_00064044 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0026869 EFTA_00I 74550 EFTA01298820  Page 10 Last Vote Date: 3/15/2016 Party Affiliation: REPUBLICAN Active Status: ACTIVE 2: Florida Voter Registration Registrant Information Name: VISOSKI. LAWRENCE PAUL JR Residential Address: SSN: Date of Birth: Age: 55-64 Gender: Male Race: WHITE Voter Information Registration Date: 2/16/2009 Last Vote Date: 3/15/2016 Party Affiliation: REPUBLICAN Active Status: ACTIVE 3: Florida Voter Registration Registrant Information Name: VISOSKI. LAWRENCE PAUL JR Residential Address: SSN: Date of Birth: Age: 55-64 Gender: Male Race: WHITE Voter Information Registration Date: 2/16/2009 Party Affiliation: DEMOCRAT Active Status: ACTIVE 4: Florida Voter Registration Registrant Information Name: VISOSKI. LAWRENCE PAUL JR Residential Address: Home Phone: SSN: Date of Birth: Age: 45-54 Gender: Male Raze: WHITE Voter Information Registration Date: 2/16/2009 Party Affiliation: DEMOCRAT Active Status: ACTIVE 5: Florida Voter Registration Registrant Information Name: VISOSKI. LAWRENCE PAUL JR For internal use only For internal use only SDNY_GM_00064045 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0026870 EFTA_00I 74551 EFTA01298821  Page I I Residential Address: Home Phone: SSN: Date of Birth: Age: 5564 Gender: Male Race: WHITE Voter Information Registration Date: 2/16/2009 Last Vote Date: 3/15/2016 Party Affiliation: REPUBLICAN Active Status: ACTIVE Driver Licenses - 8 records found 1: Florida Driver License Driver Information Name: VISOSKI, LAWRENCE PAUL Address: Data source: Governmental: FL onal Information SSN: DOB: Gender: Male Height: 6'02" License Information License Type: RENEWAL License Class: Non-Commercial - Regular Operator License Attention Flags: ORGAN DONOR Issue Date: 02/10/2016 Expiration Date: 02/2025 Additional Driver Information DOB: Gender: Male Race: WHITE History: Current Height: 6'02" 2: Florida Driver License Driver Information Name: VISOSKI, LAWRENCE PAUL Address: Data source: Governmental: FL Personal Information SSN: MMI DOB: Gender: Male Height: 509" License Information License Type: RENEWAL License Class: Non-Commercial - Regular Operator License For internal use only For internal use only SDNY_GM_00064046 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026871 EFTA_00I 74552 EFTA01298822  Page 12 Attention Flags: ORGAN DONOR Issue Date: 02/16/2009 Expiration Date: 02/2017 Additional Driver Information DOB: Gender: Male Race: WHITE History: Historical Height: 5'09" 3: Florida Driver License Driver Information Name: VISOSKI, LAWRENCE PAUL Address: Data source: Governmental FL onal Information SSN: DOB: Gender: Male Height: 509" License Information License Type: DUPLICATE REPLACEMENT License Class: Non-Commercial - Regular Operator License Attention Flags: ORGAN DONOR Issue Date: 02/16/2009 Expiration Date: 02/2017 Additional Driver Information DOB: Gender: Male Race: WHITE History: Historical Height: 5109" 4: Florida Driver License Driver Information Name: VISOSKI, LAWRENCE PAUL Address: Data source: Governmental: FL nal Information SSN: DOB: Gender: Male Height: 509" License Information License Type: RENEWAL License Class: Non-Commercial - Any Single Vehicle less than 8000 pounds Attention Flags: ORGAN DONOR Issue Date: 01124/2005 Expiration Date: 02/2009 Additional Driver Information DOB: Gender: Male For internal use only For internal use only SDNY_GM_00064047 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0026872 EFTA_00174553 EFTA01298823  Page 13 Race: WHITE History: Historical Height: 509" 5: Florida Driver License Driver Information Name: VISOSKI. LAWRENCE PAUL Address: Data source: Governmental: FL Personal Information SSN: DOB: Gender: Male Height: 509" License Information License Type: RENEWAL License Class: Non-Commercial - Regular Operator License Attention Flags: ORGAN DONOR Issue Date: 01/24/2005 Expiration Date: 02/2009 DOB: Gender: Male al Atonal Driver Information Race: WHITE History: Historical Height: 509" 6: Florida Driver License Driver Information Name: VISOSKI. LAWRENCE PAUL Address: Data source: Governmental: FL nal Information SSN: DOB: Gender: Male Height: 509" License Information License Class: Non-Commercial - Any Single Vehicle less than 8000 pounds Attention Flags: ORGAN DONOR Issue Date: 03/02/2001 Expiration Date: 02/2005 Additional Driver Information DOB: Gender: Male Race: WHITE History: Historical Height: 509" 7: Ohio Driver License Driver Information Name: VISOSKI, LAWRENCE P For internal use only For internal use only SDNY_GM_00064048 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026873 EFTA_00I 74554 EFTA01298824  Page 14 Address: Data source: Governmental OH Personal Information SSN: DOB: Gender: Male Height: 6101" Weight: 155 lbs. Hair: Brown Eyes: Green License Information License Class: Operator - Non Commercial Attention Flags: ORGAN DONOR - MULTIPLE Issue Date: 03/03/1992 Expiration Date: 02/1996 Additional Driver Information DOB: Gender: Male History: Historical Height: 601" Weight: 155 lbs. Hair: Brown Eyes: Green 8: Florida Driver License Driver Information Name: VISOSKI, LAWRENCE P JR Address: Data source: Non-Governmental. FL nal Information SSN: DOB: Additional Driver Information DOB: Professional Licenses - 2 records found 1: Professional License License Information Name: VISOSKI, LAWRENCE SSN: Address: County: Gender: M License Information License Type: PILOT 2: Professional License Licensee Information Name: VISOSKI. LAWRENCE PAUL JR SSN: Address: County: License Information For internal use only For internal use only SDNY_GM_00064049 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0026874 EFTA_00174555 EFTA01298825  Page 15 2: Professional License License Type: PILOT - AIRPLANE License Number: A2233832 Status: CURRENT Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 21 records found 1: Name: Address: Record Type: Certification Class: Medical Certification Date: Certification Type: Level: A Ratings: A/7-.HEL C/ASEL @DEL Certification Type: Ratings: H/AIRFR H/POWER Certification Type: Level: A Ratings: A/AMEL C/ASEL C/HEL C/IHSTH Certification Type: Level: A Ratings: A/ANEL C/ASEL C/HEL C/INSTH Certification Type: N Ratings: WAX RFR N/ POWER 2: Name: VISOSKI, LAWRENCE PAUL JR Address: Record Type: utn, Certification Class: Medical Certification Date: Certification Type: Level: Ratings: C/ASEL C/HEL Certification Type: N Ratings: HIM NFN HIPCNEP. Certification Type: P Level: A Ratings: A/AMEL C/ASEL C/HEL C/IHS7H Certification Type: P Level: A Ratings: AIANEI, C/ASEL C/HEL C/INSTH Certification Type: N Ratings: H/AIRFR M/POWER 3: Name: VISOSKI, LAWRENCE PAM JR Address: Record Type: INK For Internal use only For internal use only S0NYGM_00064050 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0026875 EFTA_00174556 EFTA01298826  Page 16 Certification Class: I Medical Certification Date: / 120 / 6 Certification Type: P Level: A Ratings: AYAHEL C/ASEL Certification Type: w Ratings: HIAIREA H/POWER Certification Type: Level: A Ratings: AIAMPI- C/ASR: C/HEL Certification Type: P Level: A Ratings: A'IA Certification Type: H Ratings: WAIRrk 4: Name: V/SOSKI, LAWRENCE EA: Address: Record Type: 11:111 Certification Class: I Medical Certification Date: 4 / 20 / 5 Certification Type: Level: A Ratings: AIAMCL C/ABEL C/HEL Certification Type: H Ratings: IV AlP.M H/POWER Certification Type: P Level: A Ratings: AIAHEL C/ABEL C/HEL C/INSTH Certification Type: 1. Level: A Ratings: A/AHCI, C/ABEL C/HEL C/INSTH Certification Type: x Ratings: ""AI PPR M/ POWER 5: Name: SKI, LAWRENCE PAUL JR Address: Record Type: Certification Class: Medical Certification Date: Certification Type: P Level: A Ratings: AiMEL' C/ABEL C/HEL Certification Type: Ratings: /VAT REA H/PCMER