EFTA01384598.pdf

HUBUS133 Alpha Group Capital HUDSON BAY Appendix CAPITAL Senior Management Biographies 1, Paul Sargen Steven Petersen Scott Black Chief Financial Officer General Counsel I Chief Corn pliarce Officer Chief Risk Office, Mr. Petersen is Hudson Bay's Chief Financial Officer Mr. Black is the General Counsel and Chief Compliance Mr. Sargen is the Chief Risk Officer at Hudson Bay where he is responsible for managng Hudson Bay's Officer at Hudson Bay. Before joining Hudson Bay in Capital Management LP responsible for supporting accounting, finance, operations, and financial and tax October 2010. he served as Assistant Regional Director Sander Gerber, Chief Investment Officer, in overseeing reporting functions and is also the Chairman of Hudson in the Division of Enforcement of the Securities and the risk management function across the portfolio. Prior Bay's Operational Risk Working Group and Valuation Exchange Commission's New York Regional Office, to joining Hudson Bay. Mr. Sargen was a Director in the Comrrittee. Pnor to joining Hudson Bay, he spent nine where he managed a group of attorneys conducting Quantitative Trading Group at Aristeia Capital, LLC, a years at TPG-Axon as its Chief Financial Officer from investigations into potential violations of the federal convertible arbitrage, astressed debt, special 2011 to 2014 and as its Global Controller from 2005 until securities laws, and as a Senior Trial Counsel, where he situationlevent-driven hedge fund manager. At Ansteia, 2011. While at TPGA, a global hedge fund with peak served as first chair in numerous Commission litigations. Mr. Sargen was involved in all aspects of risk assets of 316 billion, he built out and managed the Before joining the Commission in 2004, Mr. Black management, from risk identification and systems operational risk infrastructure, global control, fund practiced at the law firms Kostelanetz & Fink from 2002 development to hedge selection and tracing. His accounting. corporate accounting, budgeting and payroll, to 2004, aid Wachtell, Upton, Rosen & Katz from 1996 experience includes valuing and evaluating a variety of global tax and regulatory reporting processes. He was to 2002. From 1995 to 1996, Mr. Black served as a law investment products covering most major asset classes, also a member of the TPG-Axon Senior Management, clerk to the honorable Milton Pollack of the United States such as convertibles, bank capital, equity options, Valuation. Treasury and Credit Risk Committees. Prior to District Court for the Southern District of New York, corporate bonds and preferreds. sovereign debt. CDS, joining TPG-Axon, Mr. Petersen served as a Vice focusing on securities matters. Mr. Black received a JD interest rate swaps and futures, and FX forwards and President and Global Operational Risk Manager for the from the New York University School of Law where he futures. Mr. Sargen received his BA in Economics with a Proprietary Positioning Business (PPB) at JP Morgan graduated magna cum laude, and a BA from Columbia Minor in Mathematics from Stanford University. Chase from 2001 to 2005 and held various other Middle College where he graduated magna cum laude. Office positions for PPB from 1997 to 2001. He started his career at Arthur Andersen LIP in 1994. He was also a Member of the CFO Steenng Committee of the Managed Funds Association. Mr. Petersen graduated from Hofstra University with a BBA in Accounting. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084924 CONFIDENTIAL SDNY_GM_00231108 EFTA01384598