EFTA01582813.pdf

Notes Email Home Identification & Tax Info Tax Type of Tax ID Social Security Number Social Security Number Identification Form of Government ID NONE Why are you asking for an exception to the policy. and what actions are being taken to mitigate risk') Attached florida drivers license is poor quality. According to last KYC attached, license number is 'accounts for this client have all closed as they were asked to leave by rick committee, so asking for an ID from client now is not appropriate Withholding Federal Status Domestic Certified Client Coverage Client Coverage er ECI Decision Maker Full Name GI-IISLAINE MAXWELL Banker SID Banker Full Name Client Service Team ID Client Service Team Name Cost Center Code JAMES N BUCKLEY 854 CHBG (DE) 4 008634 Investor SID Investor Full Name JASON A BELL Introduction Client Introduction Details How were you introduced to the client? Maxwell was referred by Jeffrey Epstein, a former client of the Private Bank and advisor to Leslie Wexner, also a longstanding client. They referred her to Jes Staley, who then referred Ghislaine Maxwell to our team. What additional research have you done on the client. aside from meeting them in person? JPMC Network: Maxwell was referred by Jeffrey Epstein, a former client of the Private Bank and advisor to Leslie Wexner. also a longstanding client. Jes Staley met with Ghislaine Maxwell: online research: referrals from intermediaries. James Buckley is the latest banker to have met Ghislaine Maxwell in person Has the banker or other appropriate officer of JPMorgan met the client in person? Yes PEP Is the client a current or former Senior United States or Non-USA Official / also known as a Politically Exposed Person (PEP), related to a PEP, or closely associated with a PEP? No Source of Wealth / Financial Information Which country(ies) is(are) the Clients primary Source of Wealth or Income derived? UNITED STATES Is 10% or more of the wealth derived from assets, investments or company ownership in any OFAC Sanctioned Countries? No Employment Status Unemployed Source(s) of Wealth - identify the clients source(s) of wealth from the following list of options Inheritance Inheritance Provide a description as to how and when the original wealth was created. including the primary individual from whom the weatlh came. PhiptetnifiostiNiaciarhy the name of the individual, date of birth, Tax ID if available, and relationship to the client) 2 CLIENT EXITED THE BANK ON REQUEST OF RISK COMMITTEE AND THE LAST ACCOUNTS CLOSED JUNE 8, 2014 %Ala ionsiarelantl ha, anaolth roma/1,nm In etc hat folhat IZInhaA tAanuall laII hahind altar ha fl*Cetlel auto,/ nn R hInuarnhar 1001 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062387 EFTA01582813