EFTA01387857.pdf

Thanks From: Vijay-A Sawant Sent: Tuesday, October 09, 2018 9:48 AM To: Bradley Gillin >; Stewart Oldfield < Cc: Richard larossi Mayur Rathod < Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 Hi Brad, As discussed, please refer to attached research report Pg 89 which indicates $1BN lawsuit against Jeffrey by Gerber, Et Al. Regards, Vijay Sawant KYC Case Representative Deutsche CM Centre Private limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, NirIon Knowledge Park, Western Express Highway Goregaon East, Mumbai 400063, India From: Vijay-A Sawant Sent: Monday, October 08, 2018 4:00 PM To: Bradley Gillin >; Stewart Oldfield < Cc: Richard larossi < Mayur Rathod Subject: Assistance required in resolving Rejection Points - KYC 01977695 Good Morning Brad/Stewart, We require your assistance today in resolving below rejection points — Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey E. Customer Number: 00000483289 Reason for Rejection: 1) Please provide documentation that evidences signing authority for - Southern Trust Company Inc - N46023812 - DBSI. (KG - UNRESOLVED. After reviewing this account in NetEx, it seems that Paul S Barrett is was added as an LPOA. Please add him and provide the appropriate research etc.) — Kindly advise on this? Does Paul Barrett really need to be added? He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any alternative relevant doc, if available. They are not accepting address verification from the LLC Agreement for this entity. 4) Please address the "Gerber Et Al V. The Financial Trust Company Et Al" lawsuit under Jeffrey Epsteins research. (KG — UNRESOLVED. As per the email from Kim Hart, the conditional approval was based on "so long as nothing further is identified through KYC and AML client adoptions". The below is what this lawsuit is about. Please have the business escalate to Kim Hart to see if this poses any further risk and may need to be captured: - Please provide this CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091024 CONFIDENTIAL SDNY_GM_00237208 EFTA01387857