EFTA01438535.pdf

Subject: Southern Financial outstandin FX OTC trade [C] From: Martin Zeman Date: Wed, 19 Dec 2018 09:37:45 -0500 To: Stewart Oldfield Zbynek Kozelsky Classification: Confidential Guys — Southern Financial has an FX swap on the books until August 2019. See below trade confirmation from a few months ago. It's EUR 2,610,175 until 6 Aug 2019. From: Liam Osullivan Sent: Wednesday, September 12, 2018 10:28 AM To: 'Paul Barrett' 'Richard Kahn' Cc: Davide-A Sferrazza ; Martin Zeman Xavier Avila ; Stewart Oldfield Subject: Trade Details -- 09/12/2018 [C] Classification: Confidential Paul, In SFLLC: Bought 2,500m COFP 4.407 08/06/19 at 100.06 Trade Type FxSwap EFTA01438535 Executed At 12-Sep-2018 13:19:27 GMT Client Name SOUTHERN FINANCIAL LLC DB Legal Entity DB AG London Client Buy/Sell B/S CCY Pair EURUSD Near Notional EUR 2,513,272.12 Near Other Notional USD -2,915,395.66 Near Rate 1.160000 Near Value Date 14-Sep-2018 Far Notional EUR -2,610,175.00 EFTA01438536 Far Other Notional USD 3,111,328.60 Far Rate 1.192000 Far Value Date 06-Aug-2019 Swap Points 320.00 Spot Reference 1.15979 Notes DF Mid 333.60 Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Liam O'Sullivan AVP I Key Client Partners - US EFTA01438537 DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-8004 New York, NY, USA Tel. Email Prepared on 09/12/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01438538