EFTA01381140.pdf

Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbal, NirIon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mo From: Bradley Gillin Sent: Wednesday, Au ust 01, 2018 7:15 PM To: Vijay-A Sawant < m> Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Ill Classification: For internal use only Hi Vijay, See responses in blue below: Reason for Rejection:7/31 A — Please provide a recent document that will serve as address proof. The IRS document is from September, 2016. - Could you provide latest (July 18) bank statement for this entity? This should resolve this request. • Attached B — Nature of Business: What do they do with the artwork? Do they purchase it and re-sell it? Does the trust only hold artwork as assets? — As per constitutional does. the purpose of Prytanee LLC is for engaging in the acquisition, ownership & management of artwork for investment purposes. I had already updated this but it seems they want more info on re-selling part. Could you advise on this please? • This is hysterical. Private Art collectors am constantly buying and selling art work. They do whatever they please with it...put it on the wall. loan it to museums. keep it in the shipping box it came in. Artwork and cash to purchase the artwork are the only assets • Please tell them to call me if th:p reject this.. . • Still laughing C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. — Kindly provide this please. • Recent ExCo approval was obtained and attached. All alcns have been cleared. What do they need here — an updated ExCo approval? D — The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. — For Caroline. I have now updated Sotheby's Switzerland address & already updated that she was appointed them in 2012. Please advise if you have any additional points to add? • Thank you. No. E - The "How Was the Client(s) introduced? How long has the RM personally known the client?" field talks about Zorro Management Please amend. - Updated as appropriate. • Jeffrey Epstein met with Stew Oldfield on 3/7i I? to open new acct for other entity. This is in the introduction field. RM his known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this case, as appropriate: I- frail est names Dees W. accat nen a Neon WHO,* Contest knee:tan auskrewpsalV“mititerki: bedeepsduillantoctee0t2aro;crialnoc=a1;r/ oafw< "'Wax,* lin ot •GfolvtledL ufr ',wean tlecIr.h0. kent001•17 waax dIVOICIIIIttartUttittellt corrstss, High Risk Countries -. NO Shares to 3'1 parties - NO Bearer shams. controls NO Structure complex - NO Prohibited - NO CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079913 CONFIDENTIAL SDNY GM_00226097 EFTA01381140