EFTA01522287.pdf
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GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 10/1/12 to
Trade Date Per Unit
Sett '.e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
10/24 Purchase STAPLES INC (II 11.2934 711.48 BROKERAGE 1.26 63.000 11.313 (712.74)
10/30 MERRILL LYNCH PIERCE FENNER & SMIT
(ID: 855030-10-2)
10/25 Purchase STAPLES INC @ 11.41 91.28 BROKERAGE 0.16 RBC 8.000 11.43 -44)
10/30 CAPITAL MARKETS CORPORATION (ID: 855030-10-2)
10/25 Purchase CLIFFS NATURAL RESOURCES INC et 38A765 115.43 3.000 38.497 (115.49)
10/30 BROKERAGE 0.06 CREDIT SUISSE FIRST BOSTON LLC
(ID: 18683K-10-1)
10/25 Purchase CUFFS NATURAL RESOURCES INC @ 38.4765 500.19 13.000 38.496 (500.45)
10/30 BROKERAGE 0.26 CREDIT SUISSE FIRST BOSTON LLC
(ID: 18683K-10-i)
10/25 Purchase PEPSICO INC @ 68.7887 137.58 BROKERAGE 0.04 2.000 68.81 (137.62)
10/30 CREDIT SUISSE FIRST BOSTON LLC (ID: 713448-10-8)
10/25 Purchase XILINX CORP @ 325027 16251 BROKERAGE 0.10 5.000 32522 (162.61)
10/30 CREDIT SUISSE FIRST BOSTON LLC (ID: 983919-10-1)
10/25 Purchase STAPLES INC 12 11.3908 523.98 BROKERAGE 1.38 RBC 46.000 11.421 (525.36)
10/31 CAPITAL MARKETS CORPORATION (ID: 855030-10-2)
10/25 Purchase STAPLES INC G111.3711 648.15 BROKERAGE 1.14 57.000 11.391 (649.29)
10/31 CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2)
10/26 Purchase PEPSICO INC @ 68.8675 68.87 BROKERAGE 0.02 1.000 68.89 (68.89)
10/31 GOLDMAN SACHS & CO. (ID: 713448-10-8)
10/26 Purchase STAPLES INC @ 11.3804 580.40 BROKERAGE 1.02 51.000 11.40 (581.42)
10/31 GOLDMAN SACHS & CO. (ID: 855030-10-2)
10/26 Purchase XILINX CORP @ 32.7583 98.27 BROKERAGE 0.06 3.000 32.777 (98.33)
10/31 GOLDMAN SACHS & CO. (ID: 983919-10-1)
Total Settled Securities Purchased ($12,128.16)
JP Morgan Page 14 of 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049805
Chase
CONFIDENTIAL SDNY_GM_00319003
EFTA01522287
For the Period 10/1/12 to
Trade Date Per Unit
Sett '.e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
10/24 Purchase STAPLES INC (II 11.2934 711.48 BROKERAGE 1.26 63.000 11.313 (712.74)
10/30 MERRILL LYNCH PIERCE FENNER & SMIT
(ID: 855030-10-2)
10/25 Purchase STAPLES INC @ 11.41 91.28 BROKERAGE 0.16 RBC 8.000 11.43 -44)
10/30 CAPITAL MARKETS CORPORATION (ID: 855030-10-2)
10/25 Purchase CLIFFS NATURAL RESOURCES INC et 38A765 115.43 3.000 38.497 (115.49)
10/30 BROKERAGE 0.06 CREDIT SUISSE FIRST BOSTON LLC
(ID: 18683K-10-1)
10/25 Purchase CUFFS NATURAL RESOURCES INC @ 38.4765 500.19 13.000 38.496 (500.45)
10/30 BROKERAGE 0.26 CREDIT SUISSE FIRST BOSTON LLC
(ID: 18683K-10-i)
10/25 Purchase PEPSICO INC @ 68.7887 137.58 BROKERAGE 0.04 2.000 68.81 (137.62)
10/30 CREDIT SUISSE FIRST BOSTON LLC (ID: 713448-10-8)
10/25 Purchase XILINX CORP @ 325027 16251 BROKERAGE 0.10 5.000 32522 (162.61)
10/30 CREDIT SUISSE FIRST BOSTON LLC (ID: 983919-10-1)
10/25 Purchase STAPLES INC 12 11.3908 523.98 BROKERAGE 1.38 RBC 46.000 11.421 (525.36)
10/31 CAPITAL MARKETS CORPORATION (ID: 855030-10-2)
10/25 Purchase STAPLES INC G111.3711 648.15 BROKERAGE 1.14 57.000 11.391 (649.29)
10/31 CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2)
10/26 Purchase PEPSICO INC @ 68.8675 68.87 BROKERAGE 0.02 1.000 68.89 (68.89)
10/31 GOLDMAN SACHS & CO. (ID: 713448-10-8)
10/26 Purchase STAPLES INC @ 11.3804 580.40 BROKERAGE 1.02 51.000 11.40 (581.42)
10/31 GOLDMAN SACHS & CO. (ID: 855030-10-2)
10/26 Purchase XILINX CORP @ 32.7583 98.27 BROKERAGE 0.06 3.000 32.777 (98.33)
10/31 GOLDMAN SACHS & CO. (ID: 983919-10-1)
Total Settled Securities Purchased ($12,128.16)
JP Morgan Page 14 of 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049805
Chase
CONFIDENTIAL SDNY_GM_00319003
EFTA01522287